0001209191-20-065400.txt : 20201229 0001209191-20-065400.hdr.sgml : 20201229 20201229180245 ACCESSION NUMBER: 0001209191-20-065400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201227 FILED AS OF DATE: 20201229 DATE AS OF CHANGE: 20201229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PILLAI HARI CENTRAL INDEX KEY: 0001245702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 201423561 MAIL ADDRESS: STREET 1: 2700 NORTH 1ST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-27 0 0001664703 Bloom Energy Corp BE 0001245702 PILLAI HARI 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP of CIG Class A Common Stock 2020-12-27 4 M 0 37500 0.00 A 92210 D Class A Common Stock 2020-12-28 4 M 0 2084 11.31 A 94294 D Class A Common Stock 2020-12-28 4 S 0 39584 28.9262 D 54710 D Restricted Stock Units (Class A Common Stock) 2020-12-27 4 M 0 37500 0.00 D 2029-02-15 Class A Common Stock 37500 75000 D Stock Option (Right to Buy Class A Common Stock) 11.31 2020-12-28 4 M 0 2084 0.00 D 2029-02-15 Class A Common Stock 2084 50000 D The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer. The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. /s/ Shawn Soderberg, as attorney-in-fact 2020-12-29