0001209191-20-065400.txt : 20201229
0001209191-20-065400.hdr.sgml : 20201229
20201229180245
ACCESSION NUMBER: 0001209191-20-065400
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201227
FILED AS OF DATE: 20201229
DATE AS OF CHANGE: 20201229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PILLAI HARI
CENTRAL INDEX KEY: 0001245702
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 201423561
MAIL ADDRESS:
STREET 1: 2700 NORTH 1ST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-27
0
0001664703
Bloom Energy Corp
BE
0001245702
PILLAI HARI
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP of CIG
Class A Common Stock
2020-12-27
4
M
0
37500
0.00
A
92210
D
Class A Common Stock
2020-12-28
4
M
0
2084
11.31
A
94294
D
Class A Common Stock
2020-12-28
4
S
0
39584
28.9262
D
54710
D
Restricted Stock Units (Class A Common Stock)
2020-12-27
4
M
0
37500
0.00
D
2029-02-15
Class A Common Stock
37500
75000
D
Stock Option (Right to Buy Class A Common Stock)
11.31
2020-12-28
4
M
0
2084
0.00
D
2029-02-15
Class A Common Stock
2084
50000
D
The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer.
The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.
/s/ Shawn Soderberg, as attorney-in-fact
2020-12-29