0001209191-20-054835.txt : 20201014 0001209191-20-054835.hdr.sgml : 20201014 20201014190715 ACCESSION NUMBER: 0001209191-20-054835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201012 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 201240004 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-12 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 951243 0 1 0 0 EVP, GC & Secretary Class A Common Stock 2020-10-12 4 A 0 30000 0.00 A 352215 D Class A Common Stock 2020-10-13 4 S 0 15586 20.9508 D 336629 D Restricted Stock Units (the "RSU") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSU is fully vested on the date of grant, October 12, 2020. Includes 2,500 shares acquired on August 14, 2020 under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Sale of shares to cover tax withholding obligation incurred upon settlement of the RSU, the acquisition of which is reported herein. The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.04 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. /s/ Shawn Soderberg 2020-10-14