0001209191-20-044342.txt : 20200731 0001209191-20-044342.hdr.sgml : 20200731 20200731193149 ACCESSION NUMBER: 0001209191-20-044342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200729 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 201067442 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-29 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 951243 0 1 0 0 EVP, GC & Secretary Class A Common Stock 2020-07-29 4 M 0 39893 0.00 A 327744 D Class A Common Stock 2020-07-30 4 C 0 20000 0.00 A 347744 D Class A Common Stock 2020-07-30 4 S 0 28029 12.6669 D 319715 D Restricted Stock Units (RSU) 2020-07-29 4 M 0 20000 0.00 D Class B common stock 20000 0 D Class B Common Stock 2020-07-29 4 M 0 20000 0.00 A Class A Common Stock 20000 20000 D Restricted Stock Units (RSU) 2020-07-29 4 M 0 39893 0.00 D Class A Common Stock 39893 0 D Class B Common Stock 2020-07-30 4 C 0 20000 0.00 D Class A Common Stock 20000 0 D All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.51 to $13.06, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. /s/ Shawn Soderberg 2020-07-31