0001209191-20-043907.txt : 20200728
0001209191-20-043907.hdr.sgml : 20200728
20200728205343
ACCESSION NUMBER: 0001209191-20-043907
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200725
FILED AS OF DATE: 20200728
DATE AS OF CHANGE: 20200728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venkataraman Swaminathan
CENTRAL INDEX KEY: 0001746127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 201055314
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-25
0
0001664703
Bloom Energy Corp
BE
0001746127
Venkataraman Swaminathan
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP & CTO
Class A Common Stock
2020-07-25
4
M
0
91711
0.00
A
238289
D
Class A Common Stock
2020-07-27
4
C
0
33333
0.00
A
272622
D
Class A Common Stock
2020-07-28
4
S
0
68074
15.2671
D
204548
D
Class A Common Stock
2020-07-28
4
S
0
700
15.9686
D
203848
D
Class A Common Stock
170000
I
The Venkataraman Living Trust dated June 8, 2011
Restricted Stock Units (RSU)
2020-07-25
4
M
0
33333
0.00
D
Class B common stock
33333
0
D
Class B Common Stock
2020-07-25
4
M
0
33333
0.00
A
Class A Common Stock
33333
33333
D
Restricted Stock Units (RSU)
2020-07-25
4
M
0
91711
0.00
D
Class A Common Stock
91711
0
D
Class B Common Stock
2020-07-27
4
C
0
33333
0.00
D
Class A Common Stock
33333
0
D
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence
of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the
holder.
Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.92 to $15.89, inclusive. The
reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the
Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the
range set forth in footnote (3) and (4).
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.92 to $16.01, inclusive.
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date.
The RSUs vest over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.
/s/ Shawn Soderberg, attorney-in-fact
2020-07-28