0001209191-20-043906.txt : 20200728 0001209191-20-043906.hdr.sgml : 20200728 20200728205153 ACCESSION NUMBER: 0001209191-20-043906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200725 FILED AS OF DATE: 20200728 DATE AS OF CHANGE: 20200728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan Susan Seilheimer CENTRAL INDEX KEY: 0001745993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 201055310 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-25 0 0001664703 Bloom Energy Corp BE 0001745993 Brennan Susan Seilheimer 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP & COO Class A Common Stock 2020-07-27 4 C 0 75651 0.00 A 257505 D Class A Common Stock 2020-07-28 4 S 0 39071 15.2839 D 218434 D Restricted Stock Units (RSU) 2020-07-25 4 M 0 23333 0.00 D Class B Common Stock 23333 0 D Class B Common Stock 2020-07-25 4 M 0 23333 0.00 A Class A Common Stock 23333 23333 D Restricted Stock Units (RSU) 2020-07-25 4 M 0 52318 0.00 D Class B Common Stock 52318 0 D Class B Common Stock 2020-07-25 4 M 0 52318 0.00 A Class A Common Stock 52318 75651 D Class B Common Stock 2020-07-27 4 C 0 75651 0.00 D Class A Common Stock 75651 0 D All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. /s/ Shawn Soderberg, attorney-in-fact 2020-07-28