0001209191-20-041540.txt : 20200707 0001209191-20-041540.hdr.sgml : 20200707 20200707190856 ACCESSION NUMBER: 0001209191-20-041540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sridhar KR CENTRAL INDEX KEY: 0001746277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 201016951 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-02 0 0001664703 Bloom Energy Corp BE 0001746277 Sridhar KR 4353 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 President & CEO Class A common stock 2020-07-02 4 A 0 250000 0.00 A 258000 D Class B Common Stock 2020-05-20 5 G 0 E 133333 0.00 D Class A Common Stock 133333 1202754 D Class B Common Stock 2020-05-20 5 G 0 E 133333 0.00 D Class A Common Stock 133333 1069421 D Class B Common Stock 2020-05-20 5 G 0 E 133333 0.00 D Class A Common Stock 133333 936088 D Class B Common Stock 2020-05-20 5 G 0 E 133333 0.00 A Class A Common Stock 133333 133333 I By Trust Class B Common Stock 2020-05-20 5 G 0 E 133333 0.00 A Class A Common Stock 133333 133333 I By Trust Class B Common Stock 2020-05-20 5 G 0 E 133333 0.00 A Class A Common Stock 133333 133333 I By Trust Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly installments thereafter for two years subject to the reporting person's continued service through each vesting date. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Held by the KR Sridhar and Sudha Sarma 2019-1 Two Year Grantor Retained Annuity Trust. Held by the KR Sridhar and Sudha Sarma 2019-1 Three Year Grantor Retained Annuity Trust. Held by the KR Sridhar and Sudha Sarma 2019-1 Four Year Grantor Retained Annuity Trust. /s/Shawn Soderberg, attorney-in-fact 2020-07-07