0001209191-20-005271.txt : 20200128 0001209191-20-005271.hdr.sgml : 20200128 20200128213152 ACCESSION NUMBER: 0001209191-20-005271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200125 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan Susan Seilheimer CENTRAL INDEX KEY: 0001745993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 20556193 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-25 0 0001664703 Bloom Energy Corp BE 0001745993 Brennan Susan Seilheimer 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP and COO Class A common stock 2020-01-25 4 C 0 52318 0.00 A 144242 D Class A common stock 2020-01-25 4 C 0 3333 0.00 A 147575 D Class A common stock 2020-01-25 4 C 0 9777 0.00 A 157352 D Class A common stock 2020-01-27 4 S 0 25540 8.3234 D 131812 D Restricted stock units (Class B common stock) 2020-01-25 4 M 0 52318 0.00 D 2028-07-24 Class B common stock 52318 52318 D Class B common stock 2020-01-25 4 M 0 52318 0.00 A Class A common stock 52318 52318 D Class B common stock 2020-01-25 4 C 0 52318 0.00 D Class A common stock 52318 0 D Restricted stock units (Class B common stock) 2020-01-25 4 M 0 3333 0.00 D 2025-09-11 Class B common stock 3333 3333 D Class B common stock 2020-01-25 4 M 0 3333 0.00 A Class A common stock 3333 3333 D Class B common stock 2020-01-25 4 C 0 3333 0.00 D Class A common stock 3333 0 D Restricted stock units (Class B common stock) 2020-01-25 4 M 0 9777 0.00 D 2026-05-05 Class B common stock 9777 9777 D Class B common stock 2020-01-25 4 M 0 9777 0.00 A Class A common stock 9777 9777 D Class B common stock 2020-01-25 4 C 0 9777 0.00 D Class A common stock 9777 0 D Conversion of a derivative security pursuant to its terms. The number of shares required to cover tax withholding obligations incurred upon vesting of the RSUs were sold and the proceeds of sale were tendered to the issuer in payment of applicable taxes. he price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.40, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date Shawn Soderberg as attorney in fact 2020-01-28