0001209191-20-005266.txt : 20200128
0001209191-20-005266.hdr.sgml : 20200128
20200128212911
ACCESSION NUMBER: 0001209191-20-005266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200125
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venkataraman Swaminathan
CENTRAL INDEX KEY: 0001746127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 20556189
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-25
0
0001664703
Bloom Energy Corp
BE
0001746127
Venkataraman Swaminathan
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP of Engineering and CTO
Class A comon stock
2020-01-25
4
C
0
8888
0.00
A
185244
D
Class A common stock
2020-01-25
4
C
0
14538
0.00
A
199782
D
Class A common stock
2020-01-25
4
M
0
91712
0.00
A
291494
D
Class A common stock
2020-01-27
4
S
0
44665
8.3978
D
246829
D
Class A common stock
389146
I
By trust
Restricted stock units (Class B common stock)
2020-01-25
4
M
0
8888
0.00
D
2026-10-03
Class B common stock
8888
8888
D
Class B common stock
2020-01-25
4
M
0
8888
0.00
A
Class A common stock
8888
8888
D
Class B common stock
2020-01-25
4
C
0
8888
0.00
D
Class A common stock
8888
0
D
Restricted stock units (Class B common stock)
2020-01-25
4
M
0
14538
0.00
D
2026-05-05
Class B common stock
14538
14538
D
Class B common stock
2020-01-25
4
M
0
14538
0.00
A
Class A common stock
14538
14538
D
Class B common stock
2020-01-25
4
C
0
14538
0.00
D
Class A common stock
14538
0
D
Restricted Stock Units (Class A common stock)
2020-01-25
4
M
0
91712
0.00
D
2028-08-01
Class A common stock
91712
91711
D
Conversion of a derivative security pursuant to its terms.
Sale of shares to cover taxes incurred as a result of the vesting of the RSUs, in accordance with Rule 10b5-1 trading plan entered into by reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.09 to $8.77, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
The RSUs vest 34% on January 25, 2019 and the remaining RSUs vest in two equal installments on each of January 25, 2020 and January 25, 2021.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
By Shawn Soderberg as attorney in fact
2020-01-28