0001209191-20-005264.txt : 20200128 0001209191-20-005264.hdr.sgml : 20200128 20200128212802 ACCESSION NUMBER: 0001209191-20-005264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200125 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FURR RANDY W CENTRAL INDEX KEY: 0001245699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 20556183 MAIL ADDRESS: STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-25 0 0001664703 Bloom Energy Corp BE 0001245699 FURR RANDY W 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP and CFO Class A common stock 2020-01-25 4 C 0 6666 0.00 A 247537 D Class A common stock 2020-01-25 4 C 0 6375 0.00 A 253912 D Class A common stock 2020-01-25 4 M 0 98684 0.00 A 352596 D Class A common stock 2020-01-27 4 S 0 42827 8.3987 D 309769 D Restricted stock units (Class B common stock) 2020-01-25 4 M 0 6666 0.00 D 2026-10-03 Class B common stock 6666 6666 D Class B common stock 2020-01-25 4 M 0 6666 0.00 A Class A common stock 6666 6666 D Class B common stock 2020-01-25 4 C 0 6666 0.00 D Class A common stock 6666 0 D Restricted stock units (Class B common stock) 2020-01-25 4 M 0 6375 0.00 D 2026-05-05 Class B common stock 6375 6375 D Class B common stock 2020-01-25 4 M 0 6375 0.00 A Class A common stock 6375 6375 D Class B common stock 2020-01-25 4 C 0 6375 0.00 D Class A common stock 6375 6375 D Restricted stock units (Class A common stock) 2020-01-25 4 M 0 98684 0.00 D 2028-08-01 Class A common stock 98684 98683 D Conversion of a derivative security pursuant to its terms. Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $8.10 to $8.77. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date. Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. Shawn Soderberg as attorney in fact 2020-01-28