0001209191-19-053636.txt : 20191018
0001209191-19-053636.hdr.sgml : 20191018
20191018181033
ACCESSION NUMBER: 0001209191-19-053636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191016
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venkataraman Swaminathan
CENTRAL INDEX KEY: 0001746127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 191158518
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-10-16
0
0001664703
Bloom Energy Corp
BE
0001746127
Venkataraman Swaminathan
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP of Engineering and CTO
Class A common stock
2019-10-16
4
M
0
10000
0.00
A
181387
D
Class A common stock
2019-10-17
4
S
0
5031
2.9388
D
176356
D
Class A common stock
389146
I
By trust
Restricted stock units (Class A common stock)
2019-10-16
4
M
0
10000
0.00
D
2028-10-16
Class A common stock
10000
40000
D
Sale of shares to cover taxes incurred as a result of the vesting of RSUs, in accordance with a Rule 10b5-1 trading plan entered into by reporting person
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.86 to $2.965, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee
Each Class A common stock RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal annual installments of 10,000 shares on each of October 16, 2019, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service with the issuer.
By Shawn Soderberg as attorney in fact for the reporting person
2019-10-18