0001209191-19-051051.txt : 20190927
0001209191-19-051051.hdr.sgml : 20190927
20190927211352
ACCESSION NUMBER: 0001209191-19-051051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190925
FILED AS OF DATE: 20190927
DATE AS OF CHANGE: 20190927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venkataraman Swaminathan
CENTRAL INDEX KEY: 0001746127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 191123629
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-25
0
0001664703
Bloom Energy Corp
BE
0001746127
Venkataraman Swaminathan
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP of Engineering and CTO
Class A common stock
2019-09-25
4
C
0
169491
0.00
A
257711
D
Class A common stock
2019-09-26
4
S
0
86324
3.4095
D
171387
D
Class A common stock
389146
I
By trust
Restricted Stock Units (Class B Common Stock)
3.47
2019-09-25
4
M
0
44445
0.00
D
2018-07-24
2028-07-24
Class B Common Stock
44445
0
D
Class B Common Stock
2019-09-25
4
M
0
44445
0.00
A
Class B common stock
44445
44445
D
Class B common stock
2019-09-25
4
C
0
44445
0.00
D
Class A common stock
44445
0
D
Restricted Stock Units (Class B common stock)
3.47
2019-09-25
4
M
0
33334
0.00
D
2018-07-24
2028-07-24
Class B common stock
33334
33333
D
Class B common stock
2019-09-25
4
M
0
33334
0.00
A
Class B common stock
33334
33334
D
Class B common stock
2019-09-25
4
C
0
33334
0.00
D
Class A common stock
33334
0
D
Restricted Stock Units (Class A common stock)
3.47
2019-09-25
4
M
0
91712
0.00
D
2028-08-01
Class A common stock
91712
183423
D
Conversion of derivative security in accordance with its terms.
Includes 1,105 Class A common shares issued on August 14, 2019 in connection with the reporting person's participation in the Company's Employee Stock Purchase Plan .
Sale of shares pursuant to a Rule 10b5-1 trading plan entered into by reporting person
Weighted average price
Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.
Shawn Soderberg as attorney in fact for reporting person
2019-09-27