0001209191-19-051051.txt : 20190927 0001209191-19-051051.hdr.sgml : 20190927 20190927211352 ACCESSION NUMBER: 0001209191-19-051051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190925 FILED AS OF DATE: 20190927 DATE AS OF CHANGE: 20190927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkataraman Swaminathan CENTRAL INDEX KEY: 0001746127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 191123629 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-25 0 0001664703 Bloom Energy Corp BE 0001746127 Venkataraman Swaminathan 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP of Engineering and CTO Class A common stock 2019-09-25 4 C 0 169491 0.00 A 257711 D Class A common stock 2019-09-26 4 S 0 86324 3.4095 D 171387 D Class A common stock 389146 I By trust Restricted Stock Units (Class B Common Stock) 3.47 2019-09-25 4 M 0 44445 0.00 D 2018-07-24 2028-07-24 Class B Common Stock 44445 0 D Class B Common Stock 2019-09-25 4 M 0 44445 0.00 A Class B common stock 44445 44445 D Class B common stock 2019-09-25 4 C 0 44445 0.00 D Class A common stock 44445 0 D Restricted Stock Units (Class B common stock) 3.47 2019-09-25 4 M 0 33334 0.00 D 2018-07-24 2028-07-24 Class B common stock 33334 33333 D Class B common stock 2019-09-25 4 M 0 33334 0.00 A Class B common stock 33334 33334 D Class B common stock 2019-09-25 4 C 0 33334 0.00 D Class A common stock 33334 0 D Restricted Stock Units (Class A common stock) 3.47 2019-09-25 4 M 0 91712 0.00 D 2028-08-01 Class A common stock 91712 183423 D Conversion of derivative security in accordance with its terms. Includes 1,105 Class A common shares issued on August 14, 2019 in connection with the reporting person's participation in the Company's Employee Stock Purchase Plan . Sale of shares pursuant to a Rule 10b5-1 trading plan entered into by reporting person Weighted average price Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. Shawn Soderberg as attorney in fact for reporting person 2019-09-27