0001209191-19-045604.txt : 20190812 0001209191-19-045604.hdr.sgml : 20190812 20190812182159 ACCESSION NUMBER: 0001209191-19-045604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190808 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sridhar KR CENTRAL INDEX KEY: 0001746277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 191017858 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-08 0 0001664703 Bloom Energy Corp BE 0001746277 Sridhar KR 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 President, CEO Employee Stock Options (Right to buy Class A common stock) 8.92 2019-08-08 4 A 0 199118 0.00 A 2029-08-08 Class A Common Stock 199118 199118 D Class B Common Stock 2019-05-09 5 G 0 E 133333 0.00 D Class A Common Stock 133333 739781 D Class B Common Stock 2019-05-09 5 G 0 E 133333 0.00 D Class A Common Stock 133333 606448 D Class B Common Stock 2019-05-09 5 G 0 E 133334 0.00 D Class A Common Stock 133334 473114 D Class B Common Stock 2019-05-09 5 G 0 E 133333 0.00 A Class A Common Stock 133333 133333 I By Trust Class B Common Stock 2019-05-09 5 G 0 E 133333 0.00 A Class A Common Stock 133333 133333 I By Trust Class B Common Stock 2019-05-09 5 G 0 E 133334 0.00 A Class A Common Stock 133334 133334 I By Trust The stock options vest as to 25% of the shares on February 15, 2020, with the remainder vesting in equal quarterly installments thereafter over the next three years, subject to the reporting person's continued service with the Company on the vesting date. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Held by the KR Sridhar and Sudha Sarma 2019 Two Year Grantor Retained Annuity Trust Held by the KR Sridhar and Sudha Sarma 2019 Three Year Grantor Retained Annuity Trust Held by the KR Sridhar and Sudha Sarma 2019 Four Year Grantor Retained Annuity Trust Shawn Soderberg as attorney-in-fact for reporting person 2019-08-12