0001209191-19-033283.txt : 20190529
0001209191-19-033283.hdr.sgml : 20190529
20190529182139
ACCESSION NUMBER: 0001209191-19-033283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190524
FILED AS OF DATE: 20190529
DATE AS OF CHANGE: 20190529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FURR RANDY W
CENTRAL INDEX KEY: 0001245699
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19863700
MAIL ADDRESS:
STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-24
0
0001664703
Bloom Energy Corp
BE
0001245699
FURR RANDY W
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP and CFO
Class A Common Stock
2019-05-24
4
C
0
3890
0.00
A
82742
D
Class A Common Stock
2019-05-28
4
S
0
1353
11.1599
D
81389
D
Class A Common Stock
2019-05-24
4
C
0
6375
0.00
A
87764
D
Class A Common Stock
2019-05-28
4
S
0
2218
11.1599
D
85546
D
Class A Common Stock
2019-05-24
4
C
0
6666
0.00
A
92212
D
Class A Common Stock
2019-05-28
4
S
0
2320
11.1599
D
89892
D
Class A Common Stock
2019-05-24
4
C
0
98684
0.00
A
188576
D
Class A Common Stock
2019-05-28
4
S
0
40784
11.1599
D
147792
D
Restricted Stock Unit (RSU) Class B Common Stock
2019-05-24
4
M
0
3890
0.00
D
Class B Common Stock
3890
0
D
Class B Common Stock
2019-05-24
4
M
0
3890
0.00
A
Class A Common Stock
3890
3890
D
Class B Common Stock
2019-05-24
4
C
0
3890
0.00
D
Class A Common Stock
3890
0
D
Restricted Stock Unit (RSU) Class B Common Stock
2019-05-24
4
M
0
6375
0.00
D
Class B Common Stock
6375
12750
D
Class B Common Stock
2019-05-24
4
M
0
6375
0.00
A
Class A Common Stock
6375
6375
D
Class B Common Stock
2019-05-24
4
C
0
6375
0.00
D
Class A Common Stock
6375
0
D
Restricted Stock Unit (RSU) Class B Common Stock
2019-05-24
4
M
0
6666
0.00
D
Class B Common Stock
6666
13332
D
Class B Common Stock
2019-05-24
4
M
0
6666
0.00
A
Class A Common Stock
6666
6666
D
Class B Common Stock
2019-05-24
4
C
0
6666
0.00
D
Class A Common Stock
6666
0
D
Restricted Stock Unit (RSU) Class A Common Stock
2019-05-24
4
M
0
98684
0.00
D
Class A Common Stock
98684
296051
D
Conversion of a derivative security pursuant to its terms.
Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.
This transaction was executed in multiple trades at prices ranging from $10.8100 to $11.4300. The price reported above reflects the weighted average sales price.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
/s/Shawn Soderberg, attorney-in-fact
2019-05-29