0001209191-19-033283.txt : 20190529 0001209191-19-033283.hdr.sgml : 20190529 20190529182139 ACCESSION NUMBER: 0001209191-19-033283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190524 FILED AS OF DATE: 20190529 DATE AS OF CHANGE: 20190529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FURR RANDY W CENTRAL INDEX KEY: 0001245699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19863700 MAIL ADDRESS: STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC. STREET 2: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-24 0 0001664703 Bloom Energy Corp BE 0001245699 FURR RANDY W 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP and CFO Class A Common Stock 2019-05-24 4 C 0 3890 0.00 A 82742 D Class A Common Stock 2019-05-28 4 S 0 1353 11.1599 D 81389 D Class A Common Stock 2019-05-24 4 C 0 6375 0.00 A 87764 D Class A Common Stock 2019-05-28 4 S 0 2218 11.1599 D 85546 D Class A Common Stock 2019-05-24 4 C 0 6666 0.00 A 92212 D Class A Common Stock 2019-05-28 4 S 0 2320 11.1599 D 89892 D Class A Common Stock 2019-05-24 4 C 0 98684 0.00 A 188576 D Class A Common Stock 2019-05-28 4 S 0 40784 11.1599 D 147792 D Restricted Stock Unit (RSU) Class B Common Stock 2019-05-24 4 M 0 3890 0.00 D Class B Common Stock 3890 0 D Class B Common Stock 2019-05-24 4 M 0 3890 0.00 A Class A Common Stock 3890 3890 D Class B Common Stock 2019-05-24 4 C 0 3890 0.00 D Class A Common Stock 3890 0 D Restricted Stock Unit (RSU) Class B Common Stock 2019-05-24 4 M 0 6375 0.00 D Class B Common Stock 6375 12750 D Class B Common Stock 2019-05-24 4 M 0 6375 0.00 A Class A Common Stock 6375 6375 D Class B Common Stock 2019-05-24 4 C 0 6375 0.00 D Class A Common Stock 6375 0 D Restricted Stock Unit (RSU) Class B Common Stock 2019-05-24 4 M 0 6666 0.00 D Class B Common Stock 6666 13332 D Class B Common Stock 2019-05-24 4 M 0 6666 0.00 A Class A Common Stock 6666 6666 D Class B Common Stock 2019-05-24 4 C 0 6666 0.00 D Class A Common Stock 6666 0 D Restricted Stock Unit (RSU) Class A Common Stock 2019-05-24 4 M 0 98684 0.00 D Class A Common Stock 98684 296051 D Conversion of a derivative security pursuant to its terms. Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. This transaction was executed in multiple trades at prices ranging from $10.8100 to $11.4300. The price reported above reflects the weighted average sales price. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. /s/Shawn Soderberg, attorney-in-fact 2019-05-29