0001209191-19-026779.txt : 20190501 0001209191-19-026779.hdr.sgml : 20190501 20190501164001 ACCESSION NUMBER: 0001209191-19-026779 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190425 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19788173 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-04-25 2019-04-29 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, GC & Secretary Class A Common Stock 2019-04-25 4 C 0 6666 0.00 A 49069 D Class A Common Stock 2019-04-26 4 S 0 2322 12.2804 D 46747 D Class A Common Stock 2019-04-25 4 C 0 13333 0.00 A 60080 D Class A Common Stock 2019-04-26 4 S 0 4612 12.2804 D 55468 D Class A Common Stock 2019-04-25 4 C 0 39894 0.00 A 95362 D Class A Common Stock 2019-04-26 4 S 0 13897 12.2804 D 81465 D Restricted Stock Unit (RSU) (Class B Common Stock) 2019-04-25 4 M 0 6666 0.00 D Class B Common Stock 6666 13332 D Class B Common Stock 2019-04-25 4 M 0 6666 0.00 A Class A Common Stock 6666 6666 D Class B Common Stock 2019-04-25 4 C 0 6666 0.00 D Class A Common Stock 6666 0 D Restricted Stock Unit (RSU) (Class B Common Stock) 2019-04-25 4 M 0 13333 0.00 D Class B Common Stock 13333 13333 D Class B Common Stock 2019-04-25 4 M 0 13333 0.00 A Class A Common Stock 13333 13333 D Class B Common Stock 2019-04-25 4 C 0 13333 0.00 D Class A Common Stock 13333 0 D Restricted Stock Unit (RSU) (Class B Common Stock) 2019-04-25 4 M 0 39894 0.00 D Class B Common Stock 39894 119679 D Class B Common Stock 2019-04-25 4 M 0 39894 0.00 A Class A Common Stock 39894 39894 D Class B Common Stock 2019-04-25 4 C 0 39894 0.00 D Class A Common Stock 39894 0 D Conversion of a derivative security pursuant to its terms. Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019. This transaction was executed in multiple trades at prices ranging from $12.1250 to $12.5200. The price reported above reflects the weighted average sales price. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Shawn Soderberg 2019-05-01