0001209191-19-026466.txt : 20190429
0001209191-19-026466.hdr.sgml : 20190429
20190429184516
ACCESSION NUMBER: 0001209191-19-026466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190425
FILED AS OF DATE: 20190429
DATE AS OF CHANGE: 20190429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ross Matthew Peter
CENTRAL INDEX KEY: 0001745994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19777707
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-04-25
0
0001664703
Bloom Energy Corp
BE
0001745994
Ross Matthew Peter
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP and CMO
Class A Common Stock
2019-04-25
4
C
0
1093
0.00
A
40065
D
Class A Common Stock
2019-04-26
4
S
0
380
12.2734
D
39685
D
Class A Common Stock
2019-04-25
4
C
0
5000
0.00
A
44685
D
Class A Common Stock
2019-04-26
4
S
0
1742
12.2734
D
42943
D
Class A Common Stock
2019-04-25
4
C
0
6666
0.00
A
49609
D
Class A Common Stock
2019-04-26
4
S
0
2295
12.2734
D
47314
D
Class A Common Stock
2019-04-25
4
C
0
8888
0.00
A
56202
D
Class A Common Stock
2019-04-26
4
S
0
3098
12.2734
D
53104
D
Class A Common Stock
2019-04-25
4
C
0
12907
0.00
A
66011
D
Class A Common Stock
2019-04-26
4
S
0
4499
12.2734
D
61512
D
Class A Common Stock
2019-04-25
4
C
0
65847
0.00
A
127359
D
Class A Common Stock
2019-04-26
4
S
0
27859
12.2734
D
99500
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25
4
M
0
1093
0.00
D
Class B Common Stock
1093
0
D
Class B Common Stock
2019-04-25
4
M
0
1093
0.00
A
Class A Common Stock
1093
1093
D
Class B Common Stock
2019-04-25
4
C
0
1093
0.00
D
Class A Common Stock
1093
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25
4
M
0
5000
0.00
D
Class B Common Stock
5000
5000
D
Class B Common Stock
2019-04-25
4
M
0
5000
0.00
A
Class A Common Stock
5000
5000
D
Class B Common Stock
2019-04-25
4
C
0
5000
0.00
D
Class A Common Stock
5000
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25
4
M
0
6666
0.00
D
Class B Common Stock
6666
6666
D
Class B Common Stock
2019-04-25
4
M
0
6666
0.00
A
Class A Common Stock
6666
6666
D
Class B Common Stock
2019-04-25
4
C
0
6666
0.00
D
Class A Common Stock
6666
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25
4
M
0
8888
0.00
D
Class B Common Stock
8888
17776
D
Class B Common Stock
2019-04-25
4
M
0
8888
0.00
A
Class A Common Stock
8888
8888
D
Class B Common Stock
2019-04-25
4
C
0
8888
0.00
D
Class A Common Stock
8888
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25
4
M
0
12907
0.00
D
Class B Common Stock
12907
25814
D
Class B Common Stock
2019-04-25
4
M
0
12907
0.00
A
Class A Common Stock
12907
12907
D
Class B Common Stock
2019-04-25
4
C
0
12907
0.00
D
Class A Common Stock
12907
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25
4
M
0
65847
0.00
D
Class B Common Stock
65847
197540
D
Class B Common Stock
2019-04-25
4
M
0
65847
0.00
A
Class A Common Stock
65847
65847
D
Class B Common Stock
2019-04-25
4
C
0
65847
0.00
D
Class A Common Stock
65847
0
D
Conversion of a derivative security pursuant to its terms.
Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
/s/Shawn Soderberg, attorney-in-fact
2019-04-29