0001209191-19-021499.txt : 20190327
0001209191-19-021499.hdr.sgml : 20190327
20190327193403
ACCESSION NUMBER: 0001209191-19-021499
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190325
FILED AS OF DATE: 20190327
DATE AS OF CHANGE: 20190327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Venkataraman Swaminathan
CENTRAL INDEX KEY: 0001746127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19709581
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-25
0
0001664703
Bloom Energy Corp
BE
0001746127
Venkataraman Swaminathan
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP of Engineering and CTO
Class A Common Stock
2019-03-25
4
C
0
1868
0.00
A
57418
D
Class A Common Stock
2019-03-26
4
S
0
915
11.9613
D
56503
D
Class A Common Stock
2019-03-25
4
C
0
8888
0.00
A
65391
D
Class A Common Stock
2019-03-26
4
S
0
3040
11.9613
D
62351
D
Class A Common Stock
2019-03-25
4
C
0
14538
0.00
A
76889
D
Class A Common Stock
2019-03-26
4
S
0
4949
11.9613
D
71940
D
Class A Common Stock
2019-03-25
4
C
0
91712
0.00
A
163652
D
Class A Common Stock
2019-03-26
4
S
0
44972
11.9613
D
118680
D
Class A Common Stock
2019-03-25
4
C
0
53334
0.00
A
118680
D
Class A Common Stock
343334
I
The Venkataraman Living Trust dated June 8, 2011
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-03-25
4
M
0
1868
0.00
D
Class B Common Stock
1868
0
D
Class B Common Stock
2019-03-25
4
M
0
1868
0.00
A
Class A Common Stock
1868
1868
D
Class B Common Stock
2019-03-25
4
C
0
1868
0.00
D
Class A Common Stock
1868
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-03-25
4
M
0
8888
0.00
D
Class B Common Stock
8888
17776
D
Class B Common Stock
2019-03-25
4
M
0
8888
0.00
A
Class A Common Stock
8888
8888
D
Class B Common Stock
2019-03-25
4
C
0
8888
0.00
D
Class A Common Stock
8888
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-03-25
4
M
0
14538
0.00
D
Class B Common Stock
14538
29076
D
Class B Common Stock
2019-03-25
4
M
0
14538
0.00
A
Class A Common Stock
14538
14538
D
Class B Common Stock
2019-03-25
4
C
0
14538
0.00
D
Class A Common Stock
14538
0
D
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-03-25
4
M
0
91712
0.00
D
Class B Common Stock
91712
275135
D
Class B Common Stock
2019-03-25
4
M
0
91712
0.00
A
Class A Common Stock
91712
91712
D
Class B Common Stock
2019-03-25
4
C
0
91712
0.00
D
Class A Common Stock
91712
0
D
Stock Option (Right to Buy Class B Common Stock)
3.87
2019-03-25
4
M
0
53334
0.00
D
2019-06-11
Class B Common Stock
53334
0
D
Class B Common Stock
2019-03-25
4
M
0
53334
0.00
A
Class A Common Stock
53334
53334
D
Class B Common Stock
2019-03-25
4
C
0
53334
0.00
D
Class A Common Stock
53334
0
D
Conversion of a derivative security pursuant to its terms.
Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2018.
This transaction was executed in multiple trades at prices ranging from $11.70 to $12.40. The price reported above reflects the weighted average sales price.
Includes 53,334 shares previously held directly by the reporting person.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
The option is fully vested.
/s/Shawn Soderberg, attorney-in-fact
2019-03-27