0001209191-19-021492.txt : 20190327
0001209191-19-021492.hdr.sgml : 20190327
20190327191026
ACCESSION NUMBER: 0001209191-19-021492
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190325
FILED AS OF DATE: 20190327
DATE AS OF CHANGE: 20190327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thayer William
CENTRAL INDEX KEY: 0001746068
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19709539
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-25
0
0001664703
Bloom Energy Corp
BE
0001746068
Thayer William
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Executive Vice President, Sale
Class A Common Stock
2019-03-25
4
C
0
1332
0.00
A
100978
D
Class A Common Stock
2019-03-26
4
S
0
443
11.9614
D
100535
D
Class A Common Stock
2019-03-25
4
C
0
10000
0.00
A
110535
D
Class A Common Stock
2019-03-26
4
S
0
3395
11.9614
D
107140
D
Class A Common Stock
2019-03-25
4
C
0
32212
0.00
A
139352
D
Class A Common Stock
2019-03-26
4
S
0
11018
11.9614
D
128334
D
Restricted Stock Unit (RSU) (Class B Common Stock)
2019-03-25
4
M
0
1332
0.00
D
Class B Common Stock
1332
0
D
Class B Common Stock
2019-03-25
4
M
0
1332
0.00
A
Class A Common Stock
1332
1332
D
Class B Common Stock
2019-03-25
4
C
0
1332
0.00
D
Class A Common Stock
1332
0
D
Restricted Stock Unit (RSU) (Class B Common Stock)
2019-03-25
4
M
0
10000
0.00
D
Class B Common Stock
10000
20000
D
Class B Common Stock
2019-03-25
4
M
0
10000
0.00
A
Class A Common Stock
10000
10000
D
Class B Common Stock
2019-03-25
4
C
0
10000
0.00
D
Class A Common Stock
10000
0
D
Restricted Stock Unit (RSU) (Class B Common Stock)
2019-03-25
4
M
0
32212
0.00
D
Class B Common Stock
32212
96635
D
Class B Common Stock
2019-03-25
4
M
0
32212
0.00
A
Class A Common Stock
32212
32212
D
Class B Common Stock
2019-03-25
4
C
0
32212
0.00
D
Class A Common Stock
32212
0
D
Conversion of a derivative security pursuant to its terms.
Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019.
This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
/s/Shawn Soderberg, attorney-in-fact
2019-03-27