0001209191-19-021492.txt : 20190327 0001209191-19-021492.hdr.sgml : 20190327 20190327191026 ACCESSION NUMBER: 0001209191-19-021492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thayer William CENTRAL INDEX KEY: 0001746068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19709539 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-25 0 0001664703 Bloom Energy Corp BE 0001746068 Thayer William 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Executive Vice President, Sale Class A Common Stock 2019-03-25 4 C 0 1332 0.00 A 100978 D Class A Common Stock 2019-03-26 4 S 0 443 11.9614 D 100535 D Class A Common Stock 2019-03-25 4 C 0 10000 0.00 A 110535 D Class A Common Stock 2019-03-26 4 S 0 3395 11.9614 D 107140 D Class A Common Stock 2019-03-25 4 C 0 32212 0.00 A 139352 D Class A Common Stock 2019-03-26 4 S 0 11018 11.9614 D 128334 D Restricted Stock Unit (RSU) (Class B Common Stock) 2019-03-25 4 M 0 1332 0.00 D Class B Common Stock 1332 0 D Class B Common Stock 2019-03-25 4 M 0 1332 0.00 A Class A Common Stock 1332 1332 D Class B Common Stock 2019-03-25 4 C 0 1332 0.00 D Class A Common Stock 1332 0 D Restricted Stock Unit (RSU) (Class B Common Stock) 2019-03-25 4 M 0 10000 0.00 D Class B Common Stock 10000 20000 D Class B Common Stock 2019-03-25 4 M 0 10000 0.00 A Class A Common Stock 10000 10000 D Class B Common Stock 2019-03-25 4 C 0 10000 0.00 D Class A Common Stock 10000 0 D Restricted Stock Unit (RSU) (Class B Common Stock) 2019-03-25 4 M 0 32212 0.00 D Class B Common Stock 32212 96635 D Class B Common Stock 2019-03-25 4 M 0 32212 0.00 A Class A Common Stock 32212 32212 D Class B Common Stock 2019-03-25 4 C 0 32212 0.00 D Class A Common Stock 32212 0 D Conversion of a derivative security pursuant to its terms. Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019. This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. /s/Shawn Soderberg, attorney-in-fact 2019-03-27