0001209191-19-014127.txt : 20190227 0001209191-19-014127.hdr.sgml : 20190227 20190227171247 ACCESSION NUMBER: 0001209191-19-014127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190225 FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkataraman Swaminathan CENTRAL INDEX KEY: 0001746127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19638780 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-25 0 0001664703 Bloom Energy Corp BE 0001746127 Venkataraman Swaminathan 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP of Engineering and CTO Class A Common Stock 2019-02-25 4 C 0 4188 0.00 A 59738 D Class A Common Stock 2019-02-25 4 S 0 24188 15.00 D 55550 D Class A Common Stock 290000 I The Venkataraman Living Trust dated June 8, 2011 Stock Option (Right to Buy Class B Common Stock) 5.63 2019-02-25 4 M 0 4188 0.00 D 2020-08-05 Class B Common Stock 4188 45812 D Class B Common Stock 2019-02-25 4 M 0 4188 0.00 A Class A Common Stock 4188 4188 D Class B Common Stock 2019-02-25 4 C 0 4188 0.00 D Class A Common Stock 4188 0 D Conversion of a derivative security pursuant to its terms. Includes 20,000 shares previously held indirectly as Swaminathan Venkataraman, Trustee of The Venkataraman Living Trust dated June 8, 2011 which were transferred to the reporting person immediately prior to the sale. The option is fully vested. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. /s/Shawn Soderberg, attorney-in-fact 2019-02-27