0001209191-18-046668.txt : 20180814 0001209191-18-046668.hdr.sgml : 20180814 20180814174407 ACCESSION NUMBER: 0001209191-18-046668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180810 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 181019141 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-10 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 1299 ORLEANS DRIVE SUNNYVALE CA 94089 0 1 0 0 EVP, GC & Secretary Stock Option (Right to Buy)(Class A Common Stock) 27.65 2018-08-10 4 A 0 100000 0.00 A 2028-08-09 Class A Common Stock 100000 100000 D Restricted Stock Units (RSU) (Class A Common Stock) 2018-08-10 4 A 0 33334 0.00 A Class A Common Stock 33334 33334 D The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is fully vested on July 24, 2022, subject to the reporting person's continued service through each vesting date. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSU will vest 100% on the first allowable trading day following July 24, 2019, subject to Issuer's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date. /s/Shawn Soderberg 2018-08-13