0001209191-18-045439.txt : 20180803 0001209191-18-045439.hdr.sgml : 20180803 20180803201952 ACCESSION NUMBER: 0001209191-18-045439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMBERS JOHN T CENTRAL INDEX KEY: 0001198044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 18993264 MAIL ADDRESS: STREET 1: 170 W. TASMAN DR. CITY: SAN JOSE STATE: CA ZIP: 95134-1706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-01 0 0001664703 Bloom Energy Corp BE 0001198044 CHAMBERS JOHN T BLOOM ENERGY CORPORATION 1299 ORLEANS DRIVE SUNNYVALE CA 94086 1 0 0 0 Class A Common Stock 2018-08-01 4 M 0 2978 0.00 A 336311 D Restricted Stock Units (RSU)(Class A Common Stock) 2018-08-01 4 A 0 13333 0.00 A Class A Common Stock 13333 13333 D Restricted Stock Units (RSU) (Class A Common Stock) 2018-08-01 4 A 0 26666 0.00 A Class A Common Stock 26666 26666 D Restricted Stock Unit (RSU) (Class A Common Stock) 2018-08-01 4 A 0 2978 0.00 A Class A Common Stock 2978 2978 D Restricted Stock Unit (RSU)(Class A Common Stock 2018-08-01 4 M 0 2978 0.00 D Class A Common Stock 2978 0 D Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis. The RSU will vest 34% on the on the first allowable trading date following the one-year anniversary of August 1, 2018; 33% will vest on the first allowable trading date following the second-year anniversary of August 1, 2018; and the remaining 33% will vest on the first allowable trading date following the third-year anniversary of August 1, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. The RSU will vest 100% on January 21, 2019 and during an open trading window, subject to the the Company's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date. The RSU vested 100% on August 1, 2018. /s/Shawn Soderberg, attorney-in-fact 2018-08-03