0001104659-20-105329.txt : 20200915
0001104659-20-105329.hdr.sgml : 20200915
20200915183447
ACCESSION NUMBER: 0001104659-20-105329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200914
FILED AS OF DATE: 20200915
DATE AS OF CHANGE: 20200915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANADA PENSION PLAN INVESTMENT BOARD
CENTRAL INDEX KEY: 0001283718
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 201176963
BUSINESS ADDRESS:
STREET 1: ONE QUEEN STREET EAST
STREET 2: STE 2500
CITY: TORONTO ONTARIO
STATE: A6
ZIP: 0000
BUSINESS PHONE: 416 972 8226
MAIL ADDRESS:
STREET 1: ONE QUEEN STREET EAST
STREET 2: STE 2500
CITY: TORONTO ONTARIO
STATE: A6
ZIP: 0000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
tm2030927d1_form4.xml
FORM 4
X0306
4
2020-09-14
0
0001664703
Bloom Energy Corp
BE
0001283718
CANADA PENSION PLAN INVESTMENT BOARD
ONE QUEEN STREET EAST
STE 2500
TORONTO ONTARIO
A6
M5C 2W5
ONTARIO, CANADA
0
0
1
0
Class A common stock, par value $0.0001
2020-09-14
4
C
0
9206695
A
9206695
D
10.0% Convertible Senior Secured Notes due 2021
2020-09-14
4
C
0
73653561.00
D
Class B Common Stock
9206695
96208809.00
D
On September 14, 2020, the Reporting Person concurrently delivered notices effecting the conversion of $73,653,561.00 principal amount of 10.0% Convertible Senior Secured Notes due 2021 (the "Notes") into 9,206,695 shares of the Issuer's Class A common stock.
The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.
All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.
/s/ Kathryn J. Daniels, Title: Managing Director, Head of Compliance Canada Pension Plan Investment Board
2020-09-15