0000950170-24-045166.txt : 20240417 0000950170-24-045166.hdr.sgml : 20240417 20240417170012 ACCESSION NUMBER: 0000950170-24-045166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240415 FILED AS OF DATE: 20240417 DATE AS OF CHANGE: 20240417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 24851820 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 ownership.xml 4 X0508 4 2024-04-15 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 false true false false See Remarks false Class A Common Stock 2024-04-15 4 M false 20000 0.00 A 172849 D Class A Common Stock 2024-04-15 4 M false 4117 0.00 A 176966 D Class A Common Stock 2024-04-16 4 S false 8963 9.86 D 168003 D Class A Common Stock 396731 I By trust Restricted Stock Units 2024-04-15 4 M false 20000 0.00 D Class A Common Stock 20000 0 D Restricted Stock Units 2024-04-15 4 M false 4117 0.00 D Class A Common Stock 4117 12354 D Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.77 to $10.09. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. These RSUs are fully vested. The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. Chief Legal Officer and Corporate Secretary /s/ Shawn M. Soderberg 2024-04-17