0000950170-24-017398.txt : 20240220 0000950170-24-017398.hdr.sgml : 20240220 20240220193015 ACCESSION NUMBER: 0000950170-24-017398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 24655843 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 ownership.xml 4 X0508 4 2024-02-15 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 false true false false EVP, GC & Secretary false Class A Common Stock 2024-02-15 4 A false 1850 0.00 A 84034 D Class A Common Stock 2024-02-15 4 M false 3032 0.00 A 87066 D Class A Common Stock 2024-02-16 4 S false 6872 9.32 D 80194 D Class A Common Stock 2024-02-16 4 S false 6248 9.36 D 73946 D Class A Common Stock 396731 I By trust Restricted Stock Units 2024-02-15 4 M false 3032 0.00 D Class A Common Stock 3032 0 D On July 11, 2023, the Reporting Person was granted a PSU award for a target number of 7,400 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 13, 2024, which resulted in a payout of 25% of the target. The PSUs fully vested at 25% of the target on February 15, 2024. Includes an aggregate of 1,293 shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan on February 14, 2024. Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") and performance stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.20 to $9.60. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs and PSUs. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.21 to $9.45. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. /s/ Shawn M. Soderberg 2024-02-20