0000950170-24-017398.txt : 20240220
0000950170-24-017398.hdr.sgml : 20240220
20240220193015
ACCESSION NUMBER: 0000950170-24-017398
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240215
FILED AS OF DATE: 20240220
DATE AS OF CHANGE: 20240220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE
CENTRAL INDEX KEY: 0001591851
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 24655843
MAIL ADDRESS:
STREET 1: 1000 ALFRED NOBEL DRIVE
CITY: HERCULES
STATE: CA
ZIP: 94547
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
ownership.xml
4
X0508
4
2024-02-15
0001664703
Bloom Energy Corp
BE
0001591851
SODERBERG SHAWN MARIE
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
false
true
false
false
EVP, GC & Secretary
false
Class A Common Stock
2024-02-15
4
A
false
1850
0.00
A
84034
D
Class A Common Stock
2024-02-15
4
M
false
3032
0.00
A
87066
D
Class A Common Stock
2024-02-16
4
S
false
6872
9.32
D
80194
D
Class A Common Stock
2024-02-16
4
S
false
6248
9.36
D
73946
D
Class A Common Stock
396731
I
By trust
Restricted Stock Units
2024-02-15
4
M
false
3032
0.00
D
Class A Common Stock
3032
0
D
On July 11, 2023, the Reporting Person was granted a PSU award for a target number of 7,400 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 13, 2024, which resulted in a payout of 25% of the target. The PSUs fully vested at 25% of the target on February 15, 2024.
Includes an aggregate of 1,293 shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan on February 14, 2024.
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") and performance stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.20 to $9.60. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs and PSUs.
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.21 to $9.45. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.
/s/ Shawn M. Soderberg
2024-02-20