0000950170-23-053847.txt : 20231017
0000950170-23-053847.hdr.sgml : 20231017
20231017193636
ACCESSION NUMBER: 0000950170-23-053847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231015
FILED AS OF DATE: 20231017
DATE AS OF CHANGE: 20231017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks Guillermo
CENTRAL INDEX KEY: 0001868250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 231330665
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
ownership.xml
4
X0508
4
2023-10-15
0001664703
Bloom Energy Corp
BE
0001868250
Brooks Guillermo
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
false
true
false
false
EVP, Sales - Americas
false
Class A Common Stock
2023-10-15
4
M
false
6250
0
A
142958
D
Class A Common Stock
2023-10-15
4
M
false
4235
0
A
147193
D
Class A Common Stock
2023-10-16
4
S
false
3792
12.47
D
143401
D
Restricted Stock Units
2023-10-15
4
M
false
6250
0
D
Class A Common Stock
6250
43750
D
Restricted Stock Units
2023-10-15
4
M
false
4235
0
D
Class A Common Stock
4235
21178
D
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.41 to $12.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
/s/ Shawn M. Soderberg, as attorney-in-fact
2023-10-17