0000950170-23-053842.txt : 20231017 0000950170-23-053842.hdr.sgml : 20231017 20231017193009 ACCESSION NUMBER: 0000950170-23-053842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 231330651 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 ownership.xml 4 X0508 4 2023-07-27 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 false true false false EVP, GC & Secretary false Class A Common Stock 2023-10-15 4 M false 4118 0.00 A 82647 D Class A Common Stock 2023-10-16 4 S false 1996 11.73 D 80651 D Class A Common Stock 393102 I By trust Stock Option (Right to Buy Class B Common Stock) 30.96 2023-07-23 4 J false 20000 0.00 D 2026-10-02 Class B Common Stock 20000 0 D Stock Option (Right to Buy) 30.96 2023-07-26 4 J false 20000 0.00 A 2026-10-02 Class A Common Stock 20000 20000 D Stock Option (Right to Buy Class B Common Stock) 30.89 2023-07-27 4 J false 106666 0.00 D 2026-01-13 Class B Common Stock 106666 0 D Stock Option (Right to Buy) 30.89 2023-07-27 4 J false 106666 0.00 A 2026-01-13 Class A Common Stock 106666 106666 D Stock Option (Right to Buy Class B Common Stock) 15.00 2023-07-27 4 J false 20000 0.00 D 2028-07-23 Class B Common Stock 20000 0 D Stock Option (Right to Buy) 15.00 2023-07-27 4 J false 20000 0.00 A 2028-07-23 Class A Common Stock 20000 20000 D Restricted Stock Units 2023-10-15 4 M false 4118 0.00 D Class A Common Stock 4118 20589 D Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. Effective as of immediately prior to the close of business on July 27, 2023, each share of the Issuer's Class B Common Stock, par value $0.0001 per share (the "Class B Common Stock"), automatically converted into one share of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), pursuant to the Issuer's Restated Certificate of Incorporation. In connection with the foregoing, the outstanding options to purchase shares of Class B Common Stock remain unchanged, except that the underlying shares now represent Class A Common Stock. These options are fully vested. Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer upon settlement. The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. /s/ Shawn M. Soderberg 2023-10-17