0000950103-18-013762.txt : 20181128
0000950103-18-013762.hdr.sgml : 20181128
20181128194506
ACCESSION NUMBER: 0000950103-18-013762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181126
FILED AS OF DATE: 20181128
DATE AS OF CHANGE: 20181128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 181206788
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER NAME:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
dp98724_4-morgan.xml
FORM 4
X0306
4
2018-11-26
0
0001664703
Bloom Energy Corp
BE
0000895421
MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
0
1
0
Class A Common Stock
2018-11-26
4
S
0
31
15.03
D
1638
I
By subsidiary
Put Option (obligation to buy)
20.00
2018-11-26
4
S
0
9
7.34
D
2019-05-17
Class A Common Stock
900
9
I
By subsidiary
Put Option (obligation to buy)
20.00
2018-11-26
4
S
0
1
7.35
D
2019-05-17
Class A Common Stock
100
1
I
By subsidiary
Call Option (right to buy)
17.50
2018-11-26
4
P
0
1
2.10
D
2018-12-21
Class A Common Stock
100
1
I
By subsidiary
Call Option (right to buy)
15
2018-11-26
4
P
0
1
1.28
D
2018-12-21
Class A Common Stock
100
1
I
By subsidiary
Put Option (right to sell)
15
2018-11-26
4
P
0
10
0.45
D
2019-01-18
Class A Common Stock
1000
10
I
By subsidiary
Exercisable by the holder at any time.
Exercisable by the reporting person at any time.
/s/ Christina Huffman, Authorized Signatory
2018-11-28