0000950103-18-013762.txt : 20181128 0000950103-18-013762.hdr.sgml : 20181128 20181128194506 ACCESSION NUMBER: 0000950103-18-013762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 181206788 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER NAME: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 dp98724_4-morgan.xml FORM 4 X0306 4 2018-11-26 0 0001664703 Bloom Energy Corp BE 0000895421 MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 0 1 0 Class A Common Stock 2018-11-26 4 S 0 31 15.03 D 1638 I By subsidiary Put Option (obligation to buy) 20.00 2018-11-26 4 S 0 9 7.34 D 2019-05-17 Class A Common Stock 900 9 I By subsidiary Put Option (obligation to buy) 20.00 2018-11-26 4 S 0 1 7.35 D 2019-05-17 Class A Common Stock 100 1 I By subsidiary Call Option (right to buy) 17.50 2018-11-26 4 P 0 1 2.10 D 2018-12-21 Class A Common Stock 100 1 I By subsidiary Call Option (right to buy) 15 2018-11-26 4 P 0 1 1.28 D 2018-12-21 Class A Common Stock 100 1 I By subsidiary Put Option (right to sell) 15 2018-11-26 4 P 0 10 0.45 D 2019-01-18 Class A Common Stock 1000 10 I By subsidiary Exercisable by the holder at any time. Exercisable by the reporting person at any time. /s/ Christina Huffman, Authorized Signatory 2018-11-28