0000899243-23-015864.txt : 20230616 0000899243-23-015864.hdr.sgml : 20230616 20230616204935 ACCESSION NUMBER: 0000899243-23-015864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Guillermo CENTRAL INDEX KEY: 0001868250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 231023053 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-15 0 0001664703 Bloom Energy Corp BE 0001868250 Brooks Guillermo 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, Sales - Americas 0 Class A Common Stock 2023-06-15 4 A 0 33333 0.00 A 143714 D Class A Common Stock 2023-06-16 4 S 0 13181 17.11 D 130533 D On October 5, 2021, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 100,000 shares of Class A common stock, subject to the achievement of certain sales performance criteria during the performance period. The Reporting Person fully met the performance criteria for 33,333 shares as determined by the Compensation Committee on April 11, 2023, which resulted in a payout of 1.0 times the target, with such shares vesting on June 15, 2023. Sale of shares to cover tax withholding obligation incurred upon settlement of PSUs. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.09 to $17.18. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. /s/ Shawn M. Soderberg, as attorney-in-fact 2023-06-16