0000899243-23-013094.txt : 20230516 0000899243-23-013094.hdr.sgml : 20230516 20230516194305 ACCESSION NUMBER: 0000899243-23-013094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Sharelynn Faye CENTRAL INDEX KEY: 0001797225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23929309 MAIL ADDRESS: STREET 1: 424 W. HIGH DRIVE CITY: SPOKANE STATE: WA ZIP: 99203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-12 0 0001664703 Bloom Energy Corp BE 0001797225 Moore Sharelynn Faye 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 See Remarks 0 Class A Common Stock 2023-05-12 4 S 0 1051 13.14 D 161124 D Class A Common Stock 2023-05-15 4 M 0 9375 0.00 A 170499 D Class A Common Stock 2023-05-15 4 M 0 2772 0.00 A 173271 D Class A Common Stock 2023-05-16 4 S 0 6002 13.21 D 167269 D Restricted Stock Units 2023-05-15 4 M 0 9375 0.00 D Class A Common Stock 9375 46875 D Restricted Stock Units 2023-05-15 4 M 0 2772 0.00 D Class A Common Stock 2772 8316 D Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $13.16 to $13.28. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date. RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. EVP, Chief Business Development and Marketing Officer /s/ Shawn M. Soderberg, as attorney-in-fact 2023-05-16