0000899243-23-011409.txt : 20230418 0000899243-23-011409.hdr.sgml : 20230418 20230418193040 ACCESSION NUMBER: 0000899243-23-011409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230415 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SODERBERG SHAWN MARIE CENTRAL INDEX KEY: 0001591851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23828211 MAIL ADDRESS: STREET 1: 1000 ALFRED NOBEL DRIVE CITY: HERCULES STATE: CA ZIP: 94547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-15 0 0001664703 Bloom Energy Corp BE 0001591851 SODERBERG SHAWN MARIE 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, GC & Secretary 0 Class A Common Stock 2023-04-15 4 M 0 15000 0.00 A 474862 D Class A Common Stock 2023-04-15 4 M 0 4117 0.00 A 478979 D Class A Common Stock 2023-04-17 4 S 0 9348 18.54 D 469631 D Restricted Stock Units 2023-04-15 4 M 0 15000 0.00 D Class A Common Stock 15000 20000 D Restricted Stock Units 2023-04-15 4 M 0 4117 0.00 D Class A Common Stock 4117 28825 D Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs"). The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.47 to $18.5533. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. The RSUs vest over three years such that 15,000 shares vested on April 15, 2022, 15,000 shares vested on April 15, 2023, and 20,000 shares will vest on April 15, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. /s/ Shawn M. Soderberg 2023-04-18