0000899243-23-011404.txt : 20230418 0000899243-23-011404.hdr.sgml : 20230418 20230418192457 ACCESSION NUMBER: 0000899243-23-011404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230415 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Guillermo CENTRAL INDEX KEY: 0001868250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23828203 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-15 0 0001664703 Bloom Energy Corp BE 0001868250 Brooks Guillermo 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, Sales - Americas 0 Class A Common Stock 2023-04-15 4 M 0 6250 0.00 A 110231 D Class A Common Stock 2023-04-15 4 M 0 4235 0.00 A 114466 D Class A Common Stock 2023-04-18 4 S 0 4085 18.47 D 110381 D Restricted Stock Units 2023-04-15 4 M 0 6250 0.00 D Class A Common Stock 6250 56250 D Restricted Stock Units 2023-04-15 4 M 0 4235 0.00 D Class A Common Stock 4235 29649 D Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs"). The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.4701 to $18.5848. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. /s/ Shawn M. Soderberg, as attorney-in-fact 2023-04-18