0000899243-23-009009.txt : 20230317 0000899243-23-009009.hdr.sgml : 20230317 20230317203838 ACCESSION NUMBER: 0000899243-23-009009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Sharelynn Faye CENTRAL INDEX KEY: 0001797225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23744673 MAIL ADDRESS: STREET 1: 424 W. HIGH DRIVE CITY: SPOKANE STATE: WA ZIP: 99203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-15 0 0001664703 Bloom Energy Corp BE 0001797225 Moore Sharelynn Faye 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 See Remarks Class A Common Stock 2023-03-15 4 M 0 5543 0.00 A 154970 D Class A Common Stock 2023-03-15 4 M 0 16666 0.00 A 171636 D Class A Common Stock 2023-03-16 4 S 0 11562 18.06 D 160074 D Performance Stock Units 2023-03-15 4 M 0 5543 0.00 D Class A Common Stock 5543 5544 D Performance Stock Units 2023-03-15 4 M 0 16666 0.00 D Class A Common Stock 16666 16668 D Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units ("PSUs"). The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.69 to $18.35. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. On February 16, 2022, the Reporting Person was granted a PSU award for a target number of 22,174 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. On April 16, 2021, the Reporting Person was granted a PSU award for a target number of 50,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on March 15, 2022, which resulted in a payout of 100% of the target. The PSUs vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. EVP, Chief Business Development and Marketing Officer /s/ Shawn M. Soderberg, as attorney-in-fact 2023-03-17