0000899243-23-005540.txt : 20230217 0000899243-23-005540.hdr.sgml : 20230217 20230217191227 ACCESSION NUMBER: 0000899243-23-005540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Sharelynn Faye CENTRAL INDEX KEY: 0001797225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23644714 MAIL ADDRESS: STREET 1: 424 W. HIGH DRIVE CITY: SPOKANE STATE: WA ZIP: 99203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-15 0 0001664703 Bloom Energy Corp BE 0001797225 Moore Sharelynn Faye 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, Chief Marketing Officer Class A Common Stock 2023-02-15 4 M 0 9375 0.00 A 89152 D Class A Common Stock 2023-02-15 4 M 0 2772 0.00 A 91924 D Class A Common Stock 2023-02-15 4 A 0 35400 0.00 A 127324 D Class A Common Stock 2023-02-15 4 A 0 34588 0.00 A 161912 D Class A Common Stock 2023-02-16 4 S 0 6238 23.60 D 155674 D Restricted Stock Units 2023-02-15 4 M 0 9375 0.00 D Class A Common Stock 9375 56250 D Restricted Stock Units 2023-02-15 4 M 0 2772 0.00 D Class A Common Stock 2772 11088 D Includes 823 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan. Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. One-third of the RSUs will vest on February 15, 2024, and the remaining will vest in equal quarterly installments for the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date. On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 32,940 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date. Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.39 to $23.82. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on August 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. The RSUs vest in equal quarterly installments beginning on August 15, 2022 and ending on February 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. /s/ Shawn M. Soderberg, as attorney-in-fact 2023-02-17