0000899243-23-002054.txt : 20230118 0000899243-23-002054.hdr.sgml : 20230118 20230118170014 ACCESSION NUMBER: 0000899243-23-002054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230115 FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Guillermo CENTRAL INDEX KEY: 0001868250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 23535019 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-15 0 0001664703 Bloom Energy Corp BE 0001868250 Brooks Guillermo 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP, Sales - Americas Class A Common Stock 2023-01-15 4 M 0 6250 0.00 A 30242 D Class A Common Stock 2023-01-15 4 M 0 16940 0.00 A 47182 D Class A Common Stock 2023-01-17 4 S 0 5888 23.48 D 41294 D Restricted Stock Units 2023-01-15 4 M 0 6250 0.00 D Class A Common Stock 6250 62500 D Restricted Stock Units 2023-01-15 4 M 0 16940 0.00 D Class A Common Stock 16940 33884 D Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs"). The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.3076 to $23.5882. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date. These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date. /s/ Shawn M. Soderberg, as attorney-in-fact 2023-01-18