0000899243-23-002054.txt : 20230118
0000899243-23-002054.hdr.sgml : 20230118
20230118170014
ACCESSION NUMBER: 0000899243-23-002054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230115
FILED AS OF DATE: 20230118
DATE AS OF CHANGE: 20230118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks Guillermo
CENTRAL INDEX KEY: 0001868250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 23535019
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-15
0
0001664703
Bloom Energy Corp
BE
0001868250
Brooks Guillermo
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP, Sales - Americas
Class A Common Stock
2023-01-15
4
M
0
6250
0.00
A
30242
D
Class A Common Stock
2023-01-15
4
M
0
16940
0.00
A
47182
D
Class A Common Stock
2023-01-17
4
S
0
5888
23.48
D
41294
D
Restricted Stock Units
2023-01-15
4
M
0
6250
0.00
D
Class A Common Stock
6250
62500
D
Restricted Stock Units
2023-01-15
4
M
0
16940
0.00
D
Class A Common Stock
16940
33884
D
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.3076 to $23.5882. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
These RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person remaining a service provider on each applicable vesting date.
These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.
/s/ Shawn M. Soderberg, as attorney-in-fact
2023-01-18