0000899243-19-002070.txt : 20190128 0000899243-19-002070.hdr.sgml : 20190128 20190128191304 ACCESSION NUMBER: 0000899243-19-002070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOBIUS VI LLC CENTRAL INDEX KEY: 0001116442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546833 BUSINESS ADDRESS: STREET 1: 200 WEST EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509622000 MAIL ADDRESS: STREET 1: A/O MOBIUS VENTURO CAPITAL 2 PALO ALTO STREET 2: STE 500 3000 EL CAMINO ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P CENTRAL INDEX KEY: 0001135836 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546834 BUSINESS ADDRESS: STREET 1: 200 W EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509622000 MAIL ADDRESS: STREET 1: C/O MOBIUS VENTURE CAPITAL 2 PALO ALTO STREET 2: STE 500 3000 EL CAMINO REAL CITY: PALO ALTO STATE: CA ZIP: 94306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P CENTRAL INDEX KEY: 0001135834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546835 BUSINESS ADDRESS: STREET 1: 200 W EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509622000 MAIL ADDRESS: STREET 1: C/O MOBIUS VENTURE CAPITAL 2 PALO ALTO STREET 2: STE 500 3000 EL CAMINO REAL CITY: PALO ALTO STATE: CA ZIP: 94306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOBIUS TECHNOLOGY VENTURES VI LP CENTRAL INDEX KEY: 0001135833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546836 BUSINESS ADDRESS: STREET 1: 200 W EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509622000 MAIL ADDRESS: STREET 1: C/O MOBIUS VANTURE CAPITAL 2 PALO ALLO STREET 2: STE. 500 3000 ELCAMINO REAL CITY: PALO ALTO STATE: CA ZIP: 94306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOFTBANK U S VENTURES VI L P CENTRAL INDEX KEY: 0001135837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546837 BUSINESS ADDRESS: STREET 1: 200 W EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509622000 MAIL ADDRESS: STREET 1: 200 W EVELYN AVE STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELD BRADLEY A CENTRAL INDEX KEY: 0001065270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546838 MAIL ADDRESS: STREET 1: C/O FOUNDRY GROUP STREET 2: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSON JASON A CENTRAL INDEX KEY: 0001248191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 19546839 MAIL ADDRESS: STREET 1: C/O FOUNDRY GROUP STREET 2: 1050 WALNUT STREET, SUITE 210 CITY: BOULDER STATE: CO ZIP: 80302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 1299 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-24 0 0001664703 Bloom Energy Corp BE 0001116442 MOBIUS VI LLC 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 0001135836 MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 0001135834 MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 0001135833 MOBIUS TECHNOLOGY VENTURES VI LP 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 0001135837 SOFTBANK U S VENTURES VI L P 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 0001065270 FELD BRADLEY A 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 0001248191 MENDELSON JASON A 1050 WALNUT STREET, SUITE 210 BOULDER CO 80302 0 0 1 0 Class A Common Stock 2019-01-24 4 S 0 60107 11.61 D 1272711 I Mobius Technology Ventures VI, L.P. Class A Common Stock 2019-01-24 4 S 0 64467 11.61 D 1369511 I SOFTBANK U.S. Ventures VI L.P. Class A Common Stock 2019-01-24 4 S 0 2458 11.61 D 52218 I Mobius Technology Ventures Side Fund VI L.P Class A Common Stock 2019-01-24 4 S 0 2341 11.61 D 49745 I Mobius Technology Ventures Advisors Fund VI L.P. Class A Common Stock 2019-01-25 4 S 0 51772 11.60 D 1220939 I Mobius Technology Ventures VI, L.P. Class A Common Stock 2019-01-25 4 S 0 55528 11.60 D 1313983 I SOFTBANK U.S. Ventures VI L.P. Class A Common Stock 2019-01-25 4 S 0 2117 11.60 D 50101 I Mobius Technology Ventures Side Fund VI L.P. Class A Common Stock 2019-01-25 4 S 0 2016 11.60 D 47729 I Mobius Technology Ventures Advisors Fund VI L.P. Class A Common Stock 2019-01-28 4 S 0 15225 11.07 D 1205714 I Mobius Technology Ventures VI, L.P. Class A Common Stock 2019-01-28 4 S 0 16329 11.07 D 1297654 I SOFTBANK U.S. Ventures VI L.P. Class A Common Stock 2019-01-28 4 S 0 623 11.07 D 49478 I Mobius Technology Ventures Side Fund VI L.P. Class A Common Stock 2019-01-28 4 S 0 593 11.07 D 47136 I Mobius Technology Ventures Advisors Fund VI L.P. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Mobius VI LLC, /s/ Jason A. Mendelson, Manager 2019-01-28 Mobius Technology Ventures Advisors Fund VI L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson, Manager 2019-01-28 Mobius Technology Ventures Side Fund VI L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson, Manager 2019-01-28 Mobius Technology Ventures VI, L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson, Manager 2019-01-28 SOFTBANK U.S. Ventures VI L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson, Manager 2019-01-28 /s/ Bradley A. Feld 2019-01-28 /s/ Jason A. Mendelson 2019-01-28