0001664503-19-000005.txt : 20191113 0001664503-19-000005.hdr.sgml : 20191113 20191113110837 ACCESSION NUMBER: 0001664503-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cardan Capital Partners, LLC CENTRAL INDEX KEY: 0001664503 IRS NUMBER: 474737198 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17434 FILM NUMBER: 191212371 BUSINESS ADDRESS: STREET 1: 100 SAINT PAUL STREET STREET 2: SUITE 640 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (844)667-7895 MAIL ADDRESS: STREET 1: 100 SAINT PAUL STREET STREET 2: SUITE 640 CITY: DENVER STATE: CO ZIP: 80206 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001664503 XXXXXXXX 09-30-2019 09-30-2019 Cardan Capital Partners, LLC

100 SAINT PAUL STREET SUITE 640 DENVER CO 80206

13F HOLDINGS REPORT 028-17434 N Julie A. Goodrum 7207998834 Julie A. Goodrum Denver CO 11-13-2019 0 186 698348 false INFORMATION TABLE 2 Q319_13F.xml ETF SER SOLUTIONS AAM S&P 500 26922A594 8350 316204 SH SOLE 283704 0 32500 BAXTER INTL INC COM 071813109 298 3402 SH SOLE 36 0 3366 DIAGEO P L C SPON ADR NEW 25243Q205 203 1244 SH SOLE 1244 0 0 FRONTDOOR INC COM 35905A109 267 5500 SH SOLE 0 0 5500 CHECK POINT SOFTWARE TECH LT ORD M22465104 3434 31359 SH SOLE 27589 0 3770 MCDONALDS CORP COM 580135101 783 3648 SH SOLE 271 0 3377 PIMCO ETF TR 25YR+ ZERO U S 72201R882 9536 65941 SH SOLE 56811 0 9130 GOLDMAN SACHS GROUP INC COM 38141G104 249 1203 SH SOLE 13 0 1190 CERNER CORP COM 156782104 241 3531 SH SOLE 106 0 3425 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 2220 17072 SH SOLE 11851 0 5221 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3257 35698 SH SOLE 29652 0 6046 ISHARES TR TIPS BD ETF 464287176 1293 11121 SH SOLE 9372 0 1749 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 3577 132437 SH SOLE 119161 0 13276 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 5217 103695 SH SOLE 99452 0 4243 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 746 40491 SH SOLE 34116 0 6375 MONGODB INC CL A 60937P106 2746 22796 SH SOLE 20155 0 2641 EXXON MOBIL CORP COM 30231G102 1153 16325 SH SOLE 11693 0 4632 FIRST TR NASDAQ100 TECH INDE SHS 337345102 2430 27757 SH SOLE 19269 0 8488 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 528 4592 SH SOLE 4592 0 0 LILLY ELI & CO COM 532457108 336 3006 SH SOLE 3006 0 0 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46137V464 5146 97819 SH SOLE 67875 0 29944 CIMAREX ENERGY CO COM 171798101 795 16575 SH SOLE 0 0 16575 VANGUARD GROUP DIV APP ETF 921908844 282 2356 SH SOLE 2356 0 0 ALPHABET INC CAP STK CL C 02079K107 1714 1406 SH SOLE 64 0 1342 PROSHARES TR RUSS 2000 DIVD 74347B698 12634 212837 SH SOLE 190963 0 21874 MICROSOFT CORP COM 594918104 1587 11415 SH SOLE 5710 0 5705 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 14023 273256 SH SOLE 240932 0 32324 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 5593 147270 SH SOLE 132152 0 15118 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 5864 107044 SH SOLE 96044 0 11000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 251 1660 SH SOLE 0 0 1660 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2212 39202 SH SOLE 27220 0 11982 GILEAD SCIENCES INC COM 375558103 2994 47233 SH SOLE 41636 0 5597 BROADCOM INC COM 11135F101 4346 15742 SH SOLE 13888 0 1854 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 2207 75708 SH SOLE 63826 0 11882 MEDTRONIC PLC SHS G5960L103 716 6588 SH SOLE 6588 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 304 21176 SH SOLE 21176 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 949 144011 SH SOLE 119894 0 24117 HOME DEPOT INC COM 437076102 237 1020 SH SOLE 1009 0 11 GLOBAL X FDS S&P 500 QLT ETF 37954Y616 6069 239787 SH SOLE 215032 0 24755 ISHARES TR CORE S&P500 ETF 464287200 365 1223 SH SOLE 438 0 785 BERKSHIRE HATHAWAY INC DEL CL A 084670108 312 1 SH SOLE 1 0 0 GENERAL AMERN INVS INC COM 368802104 475 13074 SH SOLE 10889 0 2185 DOLBY LABORATORIES INC COM CL A 25659T107 234 3620 SH SOLE 0 0 3620 WISDOMTREE TR YIELD ENHANCD US 97717X511 2980 56994 SH SOLE 49844 0 7150 LEAR CORP COM NEW 521865204 3188 27039 SH SOLE 23917 0 3122 GDL FUND COM SH BEN IT 361570104 416 45219 SH SOLE 37616 0 7603 CBRE CLARION GLOBAL REAL EST COM 12504G100 1146 144901 SH SOLE 120662 0 24239 AON PLC SHS CL A G0408V102 583 3011 SH SOLE 36 0 2975 WISDOMTREE TR US QTLY DIV GRT 97717X669 1747 38739 SH SOLE 32641 0 6098 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 9406 308117 SH SOLE 270519 0 37598 ADAM NAT RES FD INC COM 00548F105 391 24685 SH SOLE 20555 0 4130 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 875 4206 SH SOLE 4151 0 55 NEW IRELAND FUND INC COM 645673104 890 103944 SH SOLE 86563 0 17381 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1852 15640 SH SOLE 13656 0 1984 VANECK VECTORS ETF TR AMT FREE LONG MU 92189F536 3961 187273 SH SOLE 179653 0 7620 CSX CORP COM 126408103 6696 96659 SH SOLE 85479 0 11180 GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 70 10119 SH SOLE 10119 0 0 DISNEY WALT CO COM DISNEY 254687106 204 1568 SH SOLE 1497 0 71 CONSTELLATION BRANDS INC CL A 21036P108 430 2074 SH SOLE 10 0 2064 ALPS ETF TR SECTR DIV DOGS 00162Q858 7448 169843 SH SOLE 149694 0 20149 MPLX LP COM UNIT REP LTD 55336V100 339 12099 SH SOLE 0 0 12099 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 2197 48016 SH SOLE 33311 0 14705 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 11835 213007 SH SOLE 176235 0 36772 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 377 26155 SH SOLE 26155 0 0 ROBERT HALF INTL INC COM 770323103 356 6402 SH SOLE 152 0 6250 MASIMO CORP COM 574795100 241 1622 SH SOLE 57 0 1565 NIKE INC CL B 654106103 5888 62694 SH SOLE 49321 0 13373 CHEVRON CORP NEW COM 166764100 294 2482 SH SOLE 2309 0 173 EAGLE CAP GROWTH FD INC COM 269451100 595 74389 SH SOLE 61979 0 12410 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 610 14165 SH SOLE 11938 0 2227 ISHARES TR CORE US AGGBD ET 464287226 3091 27312 SH SOLE 25333 0 1979 ISHARES TR JPMORGAN USD EMG 464288281 9655 85182 SH SOLE 70690 0 14492 AUTOZONE INC COM 053332102 7129 6573 SH SOLE 5797 0 776 ROYCE GLOBAL VALUE TR INC COM 78081T104 415 41043 SH SOLE 34143 0 6900 DISCOVERY INC COM SER A 25470F104 367 13783 SH SOLE 13358 0 425 METLIFE INC COM 59156R108 2096 44437 SH SOLE 39156 0 5281 ALTRIA GROUP INC COM 02209S103 251 6125 SH SOLE 3386 0 2739 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 4009 151056 SH SOLE 144951 0 6105 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 41677 1421468 SH SOLE 1192501 0 228967 ISHARES TR CORE S&P SCP ETF 464287804 1774 22794 SH SOLE 19141 0 3653 WESTERN ASSET EMRG MKT DEBT COM 95766A101 408 29400 SH SOLE 24461 0 4939 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 285 2446 SH SOLE 2446 0 0 AMAZON COM INC COM 023135106 1156 666 SH SOLE 446 0 220 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 1224 29438 SH SOLE 29238 0 200 JPMORGAN CHASE & CO COM 46625H100 5406 45936 SH SOLE 40970 0 4966 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 980 47657 SH SOLE 39702 0 7955 UNITEDHEALTH GROUP INC COM 91324P102 246 1132 SH SOLE 267 0 865 BOEING CO COM 097023105 569 1496 SH SOLE 1496 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 262 6612 SH SOLE 6612 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1836 9724 SH SOLE 6514 0 3210 WISDOMTREE TR US MIDCAP DIVID 97717W505 14564 401111 SH SOLE 359764 0 41347 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 6480 109144 SH SOLE 104694 0 4450 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1182 86132 SH SOLE 71751 0 14381 ACCELERATE DIAGNOSTICS INC COM 00430H102 811 43674 SH SOLE 0 0 43674 ISHARES INC US INTL HGH YLD 464286178 10016 205291 SH SOLE 170260 0 35031 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 6440 96597 SH SOLE 85959 0 10638 LIBERTY BROADBAND CORP COM SER A 530307107 738 7061 SH SOLE 6886 0 175 SALESFORCE COM INC COM 79466L302 230 1551 SH SOLE 233 0 1318 WISDOMTREE TR US S CAP QTY DIV 97717X651 5605 157527 SH SOLE 141348 0 16179 COCA COLA CO COM 191216100 223 4100 SH SOLE 4100 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1748 41656 SH SOLE 41256 0 400 CBRE GROUP INC CL A 12504L109 820 15466 SH SOLE 491 0 14975 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 375 5161 SH SOLE 4377 0 784 CROWN HOLDINGS INC COM 228368106 258 3906 SH SOLE 3906 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 339 30232 SH SOLE 25170 0 5062 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2791 56696 SH SOLE 47026 0 9670 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 18998 149688 SH SOLE 131448 0 18240 VANGUARD INDEX FDS GROWTH ETF 922908736 206 1241 SH SOLE 1241 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1165 12489 SH SOLE 10600 0 1889 BALL CORP COM 058498106 800 10982 SH SOLE 982 0 10000 VANGUARD WORLD FD EXTENDED DUR 921910709 9628 68141 SH SOLE 56519 0 11622 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 6694 61556 SH SOLE 35706 0 25850 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 4790 89161 SH SOLE 77861 0 11300 LIBERTY GLOBAL PLC SHS CL C G5480U120 2176 91451 SH SOLE 90651 0 800 ACTIVISION BLIZZARD INC COM 00507V109 2044 38620 SH SOLE 38620 0 0 ISHARES TR 20 YR TR BD ETF 464287432 14015 97952 SH SOLE 83249 0 14703 GLOBAL X FDS SOCIAL MED ETF 37950E416 2184 68412 SH SOLE 47444 0 20968 ISHARES TR MRNING SM CP ETF 464288703 18460 138037 SH SOLE 120865 0 17172 DISCOVERY INC COM SER C 25470F302 996 40475 SH SOLE 40325 0 150 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 425 17667 SH SOLE 14716 0 2951 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 2395 70884 SH SOLE 49190 0 21694 CUSHING ENERGY INCOME COM SH BEN INT 23162T102 295 47916 SH SOLE 39892 0 8024 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 1218 51476 SH SOLE 51476 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 360 43187 SH SOLE 36000 0 7187 LIBERTY BROADBAND CORP COM SER C 530307305 2176 20788 SH SOLE 20688 0 100 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 7495 73003 SH SOLE 66007 0 6996 BANK AMER CORP COM 060505104 795 27269 SH SOLE 13069 0 14200 ISHARES TR BARCLAYS 7 10 YR 464287440 23837 211944 SH SOLE 179943 0 32001 INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 46137V167 23232 362380 SH SOLE 317638 0 44742 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 5809 108333 SH SOLE 103917 0 4416 DBX ETF TR XTRACK RUSS 1000 233051481 7812 226475 SH SOLE 198040 0 28435 PROCTER & GAMBLE CO COM 742718109 282 2267 SH SOLE 2267 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 4770 81866 SH SOLE 71886 0 9980 NUVEEN REAL ASSET INM AND GW COM 67074Y105 419 23915 SH SOLE 19920 0 3995 SPDR SERIES TRUST FACTST INV ETF 78464A110 2225 22289 SH SOLE 15472 0 6817 VANGUARD INDEX FDS SM CP VAL ETF 922908611 983 7631 SH SOLE 6572 0 1059 LIBERTY GLOBAL PLC SHS CL A G5480U104 767 30978 SH SOLE 30978 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 1032 22414 SH SOLE 21022 0 1392 QURATE RETAIL INC COM SER A 74915M100 835 80951 SH SOLE 80451 0 500 UNITED PARCEL SERVICE INC CL B 911312106 763 6372 SH SOLE 6372 0 0 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 469 17231 SH SOLE 14522 0 2709 EBAY INC COM 278642103 775 19875 SH SOLE 0 0 19875 PACER FDS TR PACER US SMALL 69374H857 21929 889710 SH SOLE 781000 0 108710 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 504 11827 SH SOLE 5204 0 6623 SPDR SERIES TRUST S&P1500MOMTILT 78468R705 9730 74940 SH SOLE 65878 0 9062 XYLEM INC COM 98419M100 5028 63145 SH SOLE 55591 0 7554 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 5262 190655 SH SOLE 182900 0 7755 FACEBOOK INC CL A 30303M102 490 2754 SH SOLE 498 0 2256 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 1323 43956 SH SOLE 37041 0 6915 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 2539 19814 SH SOLE 17455 0 2359 BIOGEN INC COM 09062X103 2860 12284 SH SOLE 10816 0 1468 AMERICAN TOWER CORP NEW COM 03027X100 1117 5051 SH SOLE 5044 0 7 CENTRAL SECS CORP COM 155123102 397 12638 SH SOLE 10525 0 2113 CROWN CASTLE INTL CORP NEW COM 22822V101 401 2888 SH SOLE 338 0 2550 PRICE T ROWE GROUP INC COM 74144T108 3645 31906 SH SOLE 20839 0 11067 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 2109 119166 SH SOLE 114338 0 4828 ETF SER SOLUTIONS DEFIANCE QUANT 26922A420 2416 93744 SH SOLE 65026 0 28718 NVIDIA CORP COM 67066G104 8483 48732 SH SOLE 40879 0 7853 ALPHABET INC CAP STK CL A 02079K305 477 391 SH SOLE 388 0 3 MASTERCARD INC CL A 57636Q104 1546 5691 SH SOLE 291 0 5400 INGERSOLL-RAND PLC SHS G47791101 4024 32659 SH SOLE 28443 0 4216 ISHARES TR NATIONAL MUN ETF 464288414 3471 30417 SH SOLE 29186 0 1231 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 3483 34433 SH SOLE 28558 0 5875 ADOBE INC COM 00724F101 249 900 SH SOLE 124 0 776 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 653 4040 SH SOLE 4040 0 0 ALPS ETF TR MED BREAKTHGH 00162Q593 2126 67367 SH SOLE 46787 0 20580 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 22762 498030 SH SOLE 437117 0 60913 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 7704 87806 SH SOLE 69026 0 18780 BAIDU INC SPON ADR REP A 056752108 1029 10011 SH SOLE 8808 0 1203 SPDR SERIES TRUST S&P DIVID ETF 78464A763 23250 226608 SH SOLE 198121 0 28487 ALTERYX INC COM CL A 02156B103 3357 31251 SH SOLE 27212 0 4039 SPDR S&P 500 ETF TR TR UNIT 78462F103 3787 12761 SH SOLE 10659 0 2102 ISHARES TR RUS 1000 ETF 464287622 425 2584 SH SOLE 2584 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 636 15285 SH SOLE 15285 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 377 50056 SH SOLE 41722 0 8334 TARGET CORP COM 87612E106 316 2956 SH SOLE 206 0 2750 ISHARES TR 10-20 YR TRS ETF 464288653 4210 28162 SH SOLE 25014 0 3148 ROSS STORES INC COM 778296103 221 2016 SH SOLE 2000 0 16 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 2244 58518 SH SOLE 40616 0 17902 EXPEDIA GROUP INC COM NEW 30212P303 3710 27605 SH SOLE 25347 0 2258 GCI LIBERTY INC COM CLASS A 36164V305 643 10354 SH SOLE 10192 0 162 AT&T INC COM 00206R102 3887 102716 SH SOLE 101581 0 1135 INVESCO EXCHANGE TRADED FD T S&P MDCP400 VL 46137V191 28196 441873 SH SOLE 387924 0 53949 APPLE INC COM 037833100 4595 20518 SH SOLE 18210 0 2308 INVESCO EXCHNG TRADED FD TR S&P SMLCAP HIG 46138E131 9108 379041 SH SOLE 329540 0 49501 NETEASE INC SPONSORED ADS 64110W102 5660 21262 SH SOLE 18745 0 2517