The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD EXTENDED | EXTENDED DUR | 921910709 | 42,767 | 366,347 | SH | SOLE | NONE | 365,177 | 0 | 1,170 | |
ISHARES 20 PLS YEAR | 20 YR TR BD ETF | 464287432 | 40,266 | 322,746 | SH | SOLE | NONE | 321,725 | 0 | 1,021 | |
SPDR S&P DIVIDEND ETF | S&P DIVID ETF | 78464A763 | 23,647 | 258,922 | SH | SOLE | NONE | 257,990 | 0 | 932 | |
ALPS SECTOR DIVIDEND | SECTR DIV DOGS | 00162Q858 | 18,877 | 428,331 | SH | SOLE | NONE | 426,693 | 0 | 1,638 | |
ISHARES EDGE MSCI USA | USA MOMENTUM FCT | 46432F396 | 15,890 | 166,075 | SH | SOLE | NONE | 165,524 | 0 | 551 | |
ISHARES CORE S&P MID CAP | CORE S&P MCP ETF | 464287507 | 14,944 | 83,531 | SH | SOLE | NONE | 83,253 | 0 | 278 | |
GUGGENHEIM S&P MIDCAP | GUG S&P MC400 PG | 78355W601 | 14,904 | 103,292 | SH | SOLE | NONE | 102,942 | 0 | 350 | |
GUGGENHEIM S&P SMALLCAP | GUG S&P SC600 PV | 78355W700 | 14,247 | 203,097 | SH | SOLE | NONE | 202,448 | 0 | 649 | |
WISDOMTREE US MIDCAP | US MIDCAP DIVID | 97717W505 | 13,104 | 131,109 | SH | SOLE | NONE | 130,476 | 0 | 633 | |
POWERSHARES FUNDAME H | FDM HG YLD RAFI | 73936T557 | 11,941 | 625,817 | SH | SOLE | NONE | 624,472 | 0 | 1,345 | |
POWERSHARES 1 30 | I-30 LAD TREAS | 73936T524 | 11,243 | 344,020 | SH | SOLE | NONE | 342,365 | 0 | 1,655 | |
SPDR DOUBLELINE TTL RTRN | SPDR TR TACTIC | 78467V848 | 10,945 | 222,137 | SH | SOLE | NONE | 221,668 | 0 | 469 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 10,119 | 69,569 | SH | SOLE | NONE | 69,425 | 0 | 144 | |
ISHARES 7-10 YEAR TRSURY | BARCLAYS 7 10 YR | 464287440 | 9,794 | 91,941 | SH | SOLE | NONE | 91,699 | 0 | 242 | |
ISHARES HIGH YIELD | 0-5YR HI YL CP | 46434V407 | 8,722 | 182,356 | SH | SOLE | NONE | 181,968 | 0 | 388 | |
NVIDIA CORP | COM | 67066G104 | 7,483 | 41,856 | SH | SOLE | NONE | 41,603 | 0 | 253 | |
SPDR NUVEEN S&P HIGH | NUV HGHYLD MUN | 78464A284 | 7,299 | 127,822 | SH | SOLE | NONE | 124,307 | 0 | 3,515 | |
ISHARES CORE 10 YEAR USD | CORE LT USDB ETF | 464289479 | 6,793 | 106,383 | SH | SOLE | NONE | 104,933 | 0 | 1,450 | |
PWRSHARS S P 500 HGH DIV | PWRSHS SP500 LOW | 73937B654 | 6,754 | 164,684 | SH | SOLE | NONE | 163,713 | 0 | 971 | |
FIRST TRUST MNCPL INCM | MUN CEF IN OPT | 33740F508 | 6,421 | 338,997 | SH | SOLE | NONE | 329,670 | 0 | 9,327 | |
SCHWAB US DIVIDEND | US DIVIDEND EQ | 808524797 | 6,383 | 136,390 | SH | SOLE | NONE | 135,734 | 0 | 656 | |
DUTSCH X TRCK RUSL 1000 | XTRC RUS1000 CMP | 233051481 | 6,288 | 208,212 | SH | SOLE | NONE | 206,984 | 0 | 1,228 | |
VANGUARD FTSE ALL WORLD | ALLWRLD EX US | 922042775 | 6,076 | 115,274 | SH | SOLE | NONE | 114,893 | 0 | 381 | |
ISHARES S&P 500 VALUE | S&P 500 VAL ETF | 464287408 | 6,068 | 56,235 | SH | SOLE | NONE | 56,059 | 0 | 176 | |
SPDR SP 1500 MOMENTUM | S&P1500MOMTILT | 78468R705 | 5,850 | 54,962 | SH | SOLE | NONE | 54,627 | 0 | 335 | |
ISHARES GLOBAL HIGH CORP | GLB HGH YLD ETF | 464286178 | 5,829 | 113,363 | SH | SOLE | NONE | 113,116 | 0 | 247 | |
VANECK VECTORS FALLEN | FALLEN ANGEL HG | 92189F437 | 5,444 | 179,619 | SH | SOLE | NONE | 178,304 | 0 | 1,315 | |
NETEASE INC F | SPONSORED ADR | 64110W102 | 5,253 | 19,911 | SH | SOLE | NONE | 19,787 | 0 | 124 | |
VANECK VECTORS AMT-FREE | AMT FREE INT ETF | 92189F544 | 5,235 | 217,657 | SH | SOLE | NONE | 211,626 | 0 | 6,031 | |
CSX CORP | COM | 126408103 | 4,959 | 91,387 | SH | SOLE | NONE | 90,855 | 0 | 532 | |
FIRST TR NASDAQ TECH DIV | NASD TECH DIV | 33738R118 | 4,887 | 150,929 | SH | SOLE | NONE | 150,609 | 0 | 320 | |
ISHARES CORE US | CORE US AGGBD ET | 464287226 | 4,474 | 40,824 | SH | SOLE | NONE | 40,311 | 0 | 513 | |
LEAR CORPORATION | COM NEW | 521865204 | 4,369 | 25,244 | SH | SOLE | NONE | 25,096 | 0 | 148 | |
VANGUARD MUNI BND TAX | TAX EXEMPT BD | 922907746 | 4,165 | 80,620 | SH | SOLE | NONE | 78,424 | 0 | 2,196 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 4,134 | 43,283 | SH | SOLE | NONE | 43,035 | 0 | 248 | |
SCHWAB INTERMEDIATE TERM | INTRM TRM TRES | 808524854 | 4,098 | 75,993 | SH | SOLE | NONE | 75,870 | 0 | 123 | |
VANECK VECTORS AMT-FREE | AMT FREE LONG MU | 92189F536 | 4,052 | 202,898 | SH | SOLE | NONE | 197,411 | 0 | 5,487 | |
POWERSHARE NATL AMT FRE | INSUR NATL MUN | 73936T474 | 3,986 | 156,056 | SH | SOLE | NONE | 151,843 | 0 | 4,213 | |
ISHARES JPMORGAN USD MTS | JPMORGAN USD EMG | 464288281 | 3,985 | 34,227 | SH | SOLE | NONE | 34,154 | 0 | 73 | |
VANGUARD LONG TERM COR | LG-TERM COR BD | 92206C813 | 3,916 | 41,582 | SH | SOLE | NONE | 41,511 | 0 | 71 | |
SPDR BLMBRG BRCLY SHT | BLOOMBERG SRT TR | 78468R408 | 3,835 | 137,119 | SH | SOLE | NONE | 135,673 | 0 | 1,446 | |
ISHARES 10-20 YEAR TSURY | 10-20 YR TRS ETF | 464288653 | 3,829 | 28,063 | SH | SOLE | NONE | 27,985 | 0 | 78 | |
XYLEM INC. | COM | 98419M100 | 3,716 | 59,336 | SH | SOLE | NONE | 58,976 | 0 | 360 | |
AUTOZONE INC | COM | 053332102 | 3,708 | 6,230 | SH | SOLE | NONE | 6,191 | 0 | 39 | |
ISHARES EMERGING MARKETS | EM MKTS DIV ETF | 464286319 | 3,693 | 89,080 | SH | SOLE | NONE | 88,652 | 0 | 428 | |
BIOGEN INC | COM | 09062X103 | 3,596 | 11,486 | SH | SOLE | NONE | 11,415 | 0 | 71 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,496 | 43,153 | SH | SOLE | NONE | 42,890 | 0 | 263 | |
BROADCOM LTD F | SHS | Y09827109 | 3,463 | 14,278 | SH | SOLE | NONE | 14,192 | 0 | 86 | |
CHECK PT SOFTWARE F | ORD | M22465104 | 3,351 | 29,387 | SH | SOLE | NONE | 29,205 | 0 | 182 | |
ISHARES NATIONAL MUNI | NATIONAL MUN ETF | 464288414 | 3,335 | 30,077 | SH | SOLE | NONE | 29,259 | 0 | 818 | |
SCRIPPS NTWK INTERAC | CL A COM | 811065101 | 3,119 | 36,314 | SH | SOLE | NONE | 36,100 | 0 | 214 | |
EXPEDIA INC | COM NEW | 30212P303 | 2,921 | 20,294 | SH | SOLE | NONE | 20,179 | 0 | 115 | |
TECHNOLOGY SELECT SECTOR | TECHNOLOGY | 81369Y803 | 2,903 | 49,117 | SH | SOLE | NONE | 48,817 | 0 | 300 | |
GUGGENHEIM S&P 500 EQUAL | GUG S&P500EQWTHC | 78355W841 | 2,836 | 16,184 | SH | SOLE | NONE | 16,096 | 0 | 88 | |
INGERSOLL RAND PLC F | SHS | G47791101 | 2,709 | 30,385 | SH | SOLE | NONE | 30,192 | 0 | 193 | |
NIKE INC | CL B | 654106103 | 2,624 | 50,616 | SH | SOLE | NONE | 50,314 | 0 | 302 | |
VANGUARD INTERMEDIATE | INT-TERM CORP | 92206C870 | 2,607 | 29,626 | SH | SOLE | NONE | 29,564 | 0 | 62 | |
JAZZ PHARMACEUTICAL F | SHS USD | G50871105 | 2,583 | 17,660 | SH | SOLE | NONE | 17,553 | 0 | 107 | |
APPLE INC | COM | 037833100 | 2,538 | 16,466 | SH | SOLE | NONE | 16,375 | 0 | 91 | |
PROSHARES RUSSELL 2000 | RUSS 2000 DIVD | 74347B698 | 2,459 | 43,864 | SH | SOLE | NONE | 43,661 | 0 | 203 | |
DR PEPPER SNAPPLE GP | COM | 26138E109 | 2,354 | 26,604 | SH | SOLE | NONE | 26,443 | 0 | 161 | |
VANECK VECTORS AMT-FREE | AMT FREE SHORT M | 92189F528 | 2,252 | 128,442 | SH | SOLE | NONE | 124,964 | 0 | 3,478 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 2,234 | 8,891 | SH | SOLE | NONE | 8,891 | 0 | 0 | |
ISHARES INTERNATIONAL | INTL SEL DIV ETF | 464288448 | 2,233 | 66,152 | SH | SOLE | NONE | 65,844 | 0 | 308 | |
BAIDU INC F | SPON ADR REP A | 056752108 | 2,187 | 8,830 | SH | SOLE | NONE | 8,777 | 0 | 53 | |
ISHARES GLOBAL UTILITIES | GLOB UTILITS ETF | 464288711 | 2,163 | 42,677 | SH | SOLE | NONE | 42,472 | 0 | 205 | |
METLIFE INC | COM | 59156R108 | 2,150 | 41,377 | SH | SOLE | NONE | 41,115 | 0 | 262 | |
ISHARES SELECT DIVIDEND | SELECT DIVID ETF | 464287168 | 2,063 | 22,029 | SH | SOLE | NONE | 21,922 | 0 | 107 | |
T ROWE PRICE GROUP | COM | 74144T108 | 2,009 | 22,162 | SH | SOLE | NONE | 22,024 | 0 | 138 | |
INTEGRATED DEVICE TE | COM | 458118106 | 1,914 | 72,019 | SH | SOLE | NONE | 71,599 | 0 | 420 | |
POWERSHARES EMRG MKTS | SOVEREIGN DEBT | 73936T573 | 1,404 | 47,168 | SH | SOLE | NONE | 47,168 | 0 | 0 | |
VANGUARD FTSE EMERGING | FTSE EMR MKT ETF | 922042858 | 1,403 | 32,205 | SH | SOLE | NONE | 32,205 | 0 | 0 | |
ISHARES CORE S&P SMALL | CORE S&P SCP ETF | 464287804 | 1,341 | 18,071 | SH | SOLE | NONE | 18,071 | 0 | 0 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 728 | 6,408 | SH | SOLE | NONE | 6,408 | 0 | 0 | |
VIRTUS LIFSCI BIOTCH | VIRTUS LIFESC CT | 26923G301 | 686 | 23,541 | SH | SOLE | NONE | 23,541 | 0 | 0 | |
SPDR S&P BIOTECH ETF | S&P BIOTECH | 78464A870 | 665 | 7,680 | SH | SOLE | NONE | 7,680 | 0 | 0 | |
GLOBAL X GURU INDEX ETF | GLB X GURU INDEX | 37950E341 | 618 | 21,893 | SH | SOLE | NONE | 21,893 | 0 | 0 | |
ISHARES PHLX | PHLX SEMICND ETF | 464287523 | 615 | 3,880 | SH | SOLE | NONE | 3,880 | 0 | 0 | |
GLOBAL X FUNDS SOCIAL | SOCIAL MED ETF | 37950E416 | 607 | 19,326 | SH | SOLE | NONE | 19,326 | 0 | 0 | |
FIRST TRUST CLOUD | CLOUD COMPUTING | 33734X192 | 578 | 13,800 | SH | SOLE | NONE | 13,800 | 0 | 0 | |
FT MULTI ASSET DIVERSIF | MULTI ASSET DI | 33738R100 | 571 | 29,786 | SH | SOLE | NONE | 29,786 | 0 | 0 | |
FIRST TRUST NASDAQ | NASDAQ CYB ETF | 33734X846 | 570 | 26,055 | SH | SOLE | NONE | 26,055 | 0 | 0 | |
POWERSHARES DYNAMIC | DYN NETWKG PRT | 73935X815 | 564 | 12,406 | SH | SOLE | NONE | 12,406 | 0 | 0 | |
POWERSHARES S&P MIDCAP | S&P400 LOVL PT | 73937B647 | 529 | 12,053 | SH | SOLE | NONE | 12,053 | 0 | 0 | |
SPDR S&P GLOBAL NATURAL | GLB NAT RESRCE | 78463X541 | 482 | 10,477 | SH | SOLE | NONE | 10,477 | 0 | 0 | |
COHEN AND STEERS INFRAST | COM | 19248A109 | 443 | 19,256 | SH | SOLE | NONE | 19,256 | 0 | 0 | |
COHEN STEERS QUAL INCOME | COM | 19247L106 | 417 | 33,214 | SH | SOLE | NONE | 33,214 | 0 | 0 | |
SPDR BLMBRG BRCLY EMG | BLOMBRG BRC EMRG | 78464A391 | 381 | 12,766 | SH | SOLE | NONE | 12,766 | 0 | 0 | |
COHEN STEERS TOTAL RETUR | COM | 19247R103 | 342 | 27,423 | SH | SOLE | NONE | 27,423 | 0 | 0 | |
MACQUARIE FIRST GLBL INF | COM | 55607W100 | 338 | 24,763 | SH | SOLE | NONE | 24,763 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 333 | 39,695 | SH | SOLE | NONE | 39,695 | 0 | 0 | |
MS CHINA A SHARES CF | COM | 617468103 | 329 | 13,788 | SH | SOLE | NONE | 13,788 | 0 | 0 | |
BIOVERATIV INC | COM | 09075E100 | 328 | 5,744 | SH | SOLE | NONE | 5,709 | 0 | 35 | |
ASA GOLD AND PRECIOUS ME | SHS | G3156P103 | 328 | 27,580 | SH | SOLE | NONE | 27,580 | 0 | 0 | |
MACQUARIE GLOBAL INFRAST | COM | 55608D101 | 312 | 11,868 | SH | SOLE | NONE | 11,868 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNIT | SH BEN INT | 18914E106 | 309 | 27,731 | SH | SOLE | NONE | 27,731 | 0 | 0 | |
ALPINE GLOBAL PREMIER PR | COM SBI | 02083A103 | 308 | 46,526 | SH | SOLE | NONE | 46,526 | 0 | 0 | |
CALAMOS GLOBAL DYNAMIC I | COM | 12811L107 | 307 | 33,912 | SH | SOLE | NONE | 33,912 | 0 | 0 | |
POWRSHS GLBL LISTED | GBL LSTD PVT EQT | 73935X195 | 288 | 22,730 | SH | SOLE | NONE | 22,730 | 0 | 0 | |
CENTRAL SECURITIES CF | COM | 155123102 | 287 | 11,119 | SH | SOLE | NONE | 11,119 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIV | COM SH BEN INT N | 021060207 | 279 | 31,046 | SH | SOLE | NONE | 31,046 | 0 | 0 | |
SPROTT FOCUS CLOSED END | COM | 85208J109 | 275 | 35,584 | SH | SOLE | NONE | 35,584 | 0 | 0 | |
ROYCE MICRO CAPITAL CF | COM | 780915104 | 272 | 28,958 | SH | SOLE | NONE | 28,958 | 0 | 0 | |
ETFS PHYSICAL PRECIOUS | PHYS PM BSKT | 26922W109 | 269 | 4,250 | SH | SOLE | NONE | 4,250 | 0 | 0 | |
SPDR S&P CAPITAL MARKETS | S&P CAP MKTS | 78464A771 | 258 | 4,932 | SH | SOLE | NONE | 4,932 | 0 | 0 | |
WESTERN ASSET EMERGING M | COM | 95766A101 | 256 | 16,245 | SH | SOLE | NONE | 16,245 | 0 | 0 | |
BLACKROCK RES AND CMMDIT | SHS | 09257A108 | 254 | 28,600 | SH | SOLE | NONE | 28,600 | 0 | 0 | |
BOULDER GROWTH AND INCOM | COM | 101507101 | 251 | 24,621 | SH | SOLE | NONE | 24,621 | 0 | 0 | |
DUFF & PHELPS GLOBAL UTI | COM | 26433C105 | 248 | 15,262 | SH | SOLE | NONE | 15,262 | 0 | 0 | |
GENERAL AMERICAN INVESTO | COM | 368802104 | 241 | 6,687 | SH | SOLE | NONE | 6,687 | 0 | 0 | |
ADAMS NATURAL RESOURCES | COM | 00548F105 | 239 | 12,162 | SH | SOLE | NONE | 12,162 | 0 | 0 | |
LMP CAPITAL & INCM CF | COM | 50208A102 | 238 | 16,355 | SH | SOLE | NONE | 16,355 | 0 | 0 | |
ABERDEEN ASIA PACIFIC IN | COM | 003009107 | 227 | 44,058 | SH | SOLE | NONE | 44,058 | 0 | 0 | |
FIRST TRUST ENERGY INFRA | COM | 33738C103 | 216 | 11,497 | SH | SOLE | NONE | 11,497 | 0 | 0 | |
RMR REAL ESTATE INCOME C | COM | 76970B101 | 210 | 10,871 | SH | SOLE | NONE | 10,871 | 0 | 0 | |
GLOBAL X SUPERDIVIDEND | GLOBX SUPDV US | 37950E291 | 204 | 8,001 | SH | SOLE | NONE | 8,001 | 0 | 0 | |
CUSHING MLP TOTAL RETURN | COM NEW | 231631201 | 183 | 15,209 | SH | SOLE | NONE | 15,209 | 0 | 0 |