0001606587-17-000049.txt : 20170126
0001606587-17-000049.hdr.sgml : 20170126
20170126102242
ACCESSION NUMBER: 0001606587-17-000049
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170126
DATE AS OF CHANGE: 20170126
EFFECTIVENESS DATE: 20170126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardan Capital Partners, LLC
CENTRAL INDEX KEY: 0001664503
IRS NUMBER: 474737198
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17434
FILM NUMBER: 17548405
BUSINESS ADDRESS:
STREET 1: 100 SAINT PAUL STREET
STREET 2: SUITE 640
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (844)667-7895
MAIL ADDRESS:
STREET 1: 100 SAINT PAUL STREET
STREET 2: SUITE 640
CITY: DENVER
STATE: CO
ZIP: 80206
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001664503
XXXXXXXX
12-31-2016
12-31-2016
true
1
RESTATEMENT
Cardan Capital Partners, LLC
100 Saint Paul Street
Suite 640
Denver
CO
80206
13F HOLDINGS REPORT
028-17434
N
Ross A. Fox
Partner
844-667-7895
Ross A. Fox
Denver
CO
01-26-2017
0
110
448478
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
108
23246
SH
SOLE
NONE
23246
0
0
ABERDEEN CHILE FD INC
COM
00301W105
114
19105
SH
SOLE
NONE
19105
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
105
20415
SH
SOLE
NONE
20415
0
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
114
15002
SH
SOLE
NONE
15002
0
0
ALPS ETF TR
SECTR DIV DOGS
00162Q858
20510
487513
SH
SOLE
NONE
485415
0
2098
APPLE INC
COM
037833100
2162
18671
SH
SOLE
NONE
18580
0
91
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
149
13513
SH
SOLE
NONE
13513
0
0
AUTOZONE INC
COM
053332102
5009
6342
SH
SOLE
NONE
6303
0
39
BAIDU INC
SPON ADR REP A
056752108
1490
9065
SH
SOLE
NONE
9012
0
53
BIOGEN INC
COM
09062X103
3333
11753
SH
SOLE
NONE
11682
0
71
ETFIS SER TR I
BIOSHS BIO CLI
26923G301
342
18583
SH
SOLE
NONE
18583
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
123
14917
SH
SOLE
NONE
14917
0
0
BROADCOM LTD
SHS
Y09827109
2578
14586
SH
SOLE
NONE
14500
0
86
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
128
10000
SH
SOLE
NONE
10000
0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
112
16089
SH
SOLE
NONE
16089
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2560
30315
SH
SOLE
NONE
30133
0
182
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
317
16372
SH
SOLE
NONE
16372
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
280
22937
SH
SOLE
NONE
22937
0
0
CSX CORP
COM
126408103
3327
92608
SH
SOLE
NONE
92076
0
532
CUSHING MLP TOTAL RETURN FD
COM NEW
231631201
420
30887
SH
SOLE
NONE
30887
0
0
DOLLAR GEN CORP NEW
COM
256677105
2865
38685
SH
SOLE
NONE
38469
0
216
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
2464
27179
SH
SOLE
NONE
27018
0
161
DBX ETF TR
XTRC RUS1000 CMP
233051481
5738
212112
SH
SOLE
NONE
210884
0
1228
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
305
13336
SH
SOLE
NONE
13336
0
0
EXPEDIA INC DEL
COM NEW
30212P303
2341
20667
SH
SOLE
NONE
20552
0
115
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
3334
112724
SH
SOLE
NONE
112404
0
320
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
325
18034
SH
SOLE
NONE
18034
0
0
FIRST TR EXCHNG TRADED FD VI
MUN CEF IN OPT
33740F508
4908
266290
SH
SOLE
NONE
259028
0
7262
FIRST TR EXCHANGE TRADED FD
NAS CLNEDG GREEN
33733E500
357
23168
SH
SOLE
NONE
23168
0
0
FIRST TR EXCHANGE TRADED FD
MULTI ASSET DI
33738R100
390
20400
SH
SOLE
NONE
20400
0
0
GILEAD SCIENCES INC
COM
375558103
3173
44303
SH
SOLE
NONE
44040
0
263
GLOBAL X FDS
GLB X GURU INDEX
37950E341
403
16781
SH
SOLE
NONE
16781
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
16853
194515
SH
SOLE
NONE
193886
0
629
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
213
1656
SH
SOLE
NONE
1656
0
0
RYDEX ETF TRUST
GUG S&P SC600 PV
78355W700
20982
287342
SH
SOLE
NONE
286500
0
842
INGERSOLL-RAND PLC
SHS
G47791101
2339
31164
SH
SOLE
NONE
30971
0
193
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
1746
74117
SH
SOLE
NONE
73697
0
420
ISHARES TR
10-20 YR TRS ETF
464288653
4436
33370
SH
SOLE
NONE
33268
0
102
ISHARES TR
20 YR TR BD ETF
464287432
12840
107785
SH
SOLE
NONE
107376
0
409
ISHARES TR
7-10 Y TR BD ETF
464287440
10785
102888
SH
SOLE
NONE
102539
0
349
ISHARES
CORE LT USDB ETF
464289479
3324
54802
SH
SOLE
NONE
54153
0
649
ISHARES TR
CORE S&P MCP ETF
464287507
17743
107312
SH
SOLE
NONE
106966
0
346
ISHARES TR
CORE S&P SCP ETF
464287804
1005
7307
SH
SOLE
NONE
7307
0
0
ISHARES TR
CORE US AGGBD ET
464287226
4208
38940
SH
SOLE
NONE
38427
0
513
ISHARES TR
USA MOMENTUM FCT
46432F396
15107
199138
SH
SOLE
NONE
198412
0
726
ISHARES
GLB HGH YLD ETF
464286178
4137
85341
SH
SOLE
NONE
85103
0
238
ISHARES TR
0-5YR HI YL CP
46434V407
8383
177077
SH
SOLE
NONE
176583
0
494
ISHARES TR
INTL SEL DIV ETF
464288448
1820
61581
SH
SOLE
NONE
61280
0
301
ISHARES TR
JP MOR EM MK ETF
464288281
2553
23164
SH
SOLE
NONE
23096
0
68
ISHARES TR
NATIONAL MUN ETF
464288414
5052
46699
SH
SOLE
NONE
45518
0
1181
ISHARES TR
S&P 500 VAL ETF
464287408
5362
52892
SH
SOLE
NONE
52716
0
176
ISHARES TR
SELECT DIVID ETF
464287168
1761
19881
SH
SOLE
NONE
19783
0
98
ISHARES TR
TIPS BD ETF
464287176
315
2787
SH
SOLE
NONE
2787
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1980
18159
SH
SOLE
NONE
18052
0
107
JPMORGAN CHASE & CO
COM
46625H100
3795
43975
SH
SOLE
NONE
43727
0
248
LEAR CORP
COM NEW
521865204
3422
25853
SH
SOLE
NONE
25705
0
148
MENTOR GRAPHICS CORP
COM
587200106
2277
61712
SH
SOLE
NONE
61342
0
370
METLIFE INC
COM
59156R108
2272
42167
SH
SOLE
NONE
41905
0
262
MORGAN STANLEY EM MKTS DM DE
COM
617477104
110
15374
SH
SOLE
NONE
15374
0
0
NETEASE INC
SPONSORED ADR
64110W102
4358
20238
SH
SOLE
NONE
20126
0
112
NIKE INC
CL B
654106103
2628
51706
SH
SOLE
NONE
51404
0
302
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
340
25127
SH
SOLE
NONE
25127
0
0
NVIDIA CORP
COM
67066G104
4554
42665
SH
SOLE
NONE
42412
0
253
OPPENHEIMER REV WEIGHTED ETF
SMALL CAP REV ET
68386C302
19825
295365
SH
SOLE
NONE
294475
0
890
POWERSHARES ETF TR II
INSUR NATL MUN
73936T474
4309
173110
SH
SOLE
NONE
168897
0
4213
POWERSHARES ETF TR II
I-30 LAD TREAS
73936T524
5806
182119
SH
SOLE
NONE
181201
0
918
POWERSHARES ETF TRUST
DYN NETWKG PRT
73935X815
362
8959
SH
SOLE
NONE
8959
0
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
774
27378
SH
SOLE
NONE
27378
0
0
POWERSHARES ETF TR II
FDM HG YLD RAFI
73936T557
9068
482573
SH
SOLE
NONE
481228
0
1345
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
6517
55008
SH
SOLE
NONE
54852
0
156
POWERSHARES ETF TR II
S&P500 HGH BET
73937B829
6546
178925
SH
SOLE
NONE
177876
0
1049
POWERSHARES ETF TR II
S&P400 LOVL PT
73937B647
833
20519
SH
SOLE
NONE
20519
0
0
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
248
22324
SH
SOLE
NONE
22324
0
0
PROSHARES TR
RUSS 2000 DIVD
74347B698
2262
42096
SH
SOLE
NONE
41893
0
203
PROSHARES TR
MDCP 400 DIVID
74347B680
4574
90828
SH
SOLE
NONE
90375
0
453
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
236
6012
SH
SOLE
NONE
6012
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
353
12308
SH
SOLE
NONE
12308
0
0
SPROTT FOCUS TR INC
COM
85208J109
128
18462
SH
SOLE
NONE
18462
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
121
14801
SH
SOLE
NONE
14801
0
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
4260
79846
SH
SOLE
NONE
79641
0
205
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
6716
154148
SH
SOLE
NONE
153377
0
771
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
2659
37258
SH
SOLE
NONE
37044
0
214
SPDR SER TR
BLOOMBERG SRT TR
78468R408
3541
127916
SH
SOLE
NONE
126790
0
1126
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
7607
157196
SH
SOLE
NONE
156757
0
439
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
5896
105338
SH
SOLE
NONE
102466
0
2872
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1287
5758
SH
SOLE
NONE
5758
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
378
6379
SH
SOLE
NONE
6379
0
0
SPDR SERIES TRUST
S&P CAP MKTS
78464A771
225
5010
SH
SOLE
NONE
5010
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
23167
270773
SH
SOLE
NONE
269694
0
1079
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X541
402
9779
SH
SOLE
NONE
9779
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
13991
482455
SH
SOLE
NONE
481002
0
1453
SPDR SER TR
S&P1500MOMTILT
78468R705
5759
61413
SH
SOLE
NONE
61051
0
362
PRICE T ROWE GROUP INC
COM
74144T108
1690
22456
SH
SOLE
NONE
22318
0
138
TORTOISE PIPELINE & ENERGY F
COM
89148H108
406
18845
SH
SOLE
NONE
18845
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
357
16080
SH
SOLE
NONE
16080
0
0
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189F544
5639
243185
SH
SOLE
NONE
237265
0
5920
VANECK VECTORS ETF TR
AMT FREE LONG MU
92189F536
4361
225270
SH
SOLE
NONE
219783
0
5487
VANECK VECTORS ETF TR
AMT FREE SHORT M
92189F528
2461
142685
SH
SOLE
NONE
139207
0
3478
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
7611
264449
SH
SOLE
NONE
260801
0
3648
VANECK VECTORS ETF TR
NAT RES ETF
92189F841
5201
160717
SH
SOLE
NONE
160150
0
567
VANGUARD WORLD FD
EXTENDED DUR
921910709
12836
117313
SH
SOLE
NONE
116932
0
381
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1957
22834
SH
SOLE
NONE
22772
0
62
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
3042
34043
SH
SOLE
NONE
33961
0
82
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206C847
2513
34100
SH
SOLE
NONE
34100
0
0
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
5838
116163
SH
SOLE
NONE
113241
0
2922
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
220
14982
SH
SOLE
NONE
14982
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
113
11446
SH
SOLE
NONE
11446
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
14864
157489
SH
SOLE
NONE
156703
0
786
WISDOMTREE TR
SMALLCAP DIVID
97717W604
1926
23288
SH
SOLE
NONE
23172
0
116
XYLEM INC
COM
98419M100
3009
60755
SH
SOLE
NONE
60395
0
360