0001606587-17-000049.txt : 20170126 0001606587-17-000049.hdr.sgml : 20170126 20170126102242 ACCESSION NUMBER: 0001606587-17-000049 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 EFFECTIVENESS DATE: 20170126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cardan Capital Partners, LLC CENTRAL INDEX KEY: 0001664503 IRS NUMBER: 474737198 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17434 FILM NUMBER: 17548405 BUSINESS ADDRESS: STREET 1: 100 SAINT PAUL STREET STREET 2: SUITE 640 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (844)667-7895 MAIL ADDRESS: STREET 1: 100 SAINT PAUL STREET STREET 2: SUITE 640 CITY: DENVER STATE: CO ZIP: 80206 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001664503 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT Cardan Capital Partners, LLC

100 Saint Paul Street Suite 640 Denver CO 80206

13F HOLDINGS REPORT 028-17434 N Ross A. Fox 844-667-7895 Ross A. Fox Denver CO 01-26-2017 0 110 448478 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOM COM 003009107 108 23246 SH SOLE NONE 23246 0 0 ABERDEEN CHILE FD INC COM 00301W105 114 19105 SH SOLE NONE 19105 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 105 20415 SH SOLE NONE 20415 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 114 15002 SH SOLE NONE 15002 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 20510 487513 SH SOLE NONE 485415 0 2098 APPLE INC COM 037833100 2162 18671 SH SOLE NONE 18580 0 91 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 149 13513 SH SOLE NONE 13513 0 0 AUTOZONE INC COM 053332102 5009 6342 SH SOLE NONE 6303 0 39 BAIDU INC SPON ADR REP A 056752108 1490 9065 SH SOLE NONE 9012 0 53 BIOGEN INC COM 09062X103 3333 11753 SH SOLE NONE 11682 0 71 ETFIS SER TR I BIOSHS BIO CLI 26923G301 342 18583 SH SOLE NONE 18583 0 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 123 14917 SH SOLE NONE 14917 0 0 BROADCOM LTD SHS Y09827109 2578 14586 SH SOLE NONE 14500 0 86 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 128 10000 SH SOLE NONE 10000 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 112 16089 SH SOLE NONE 16089 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 2560 30315 SH SOLE NONE 30133 0 182 COHEN & STEERS INFRASTRUCTUR COM 19248A109 317 16372 SH SOLE NONE 16372 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 280 22937 SH SOLE NONE 22937 0 0 CSX CORP COM 126408103 3327 92608 SH SOLE NONE 92076 0 532 CUSHING MLP TOTAL RETURN FD COM NEW 231631201 420 30887 SH SOLE NONE 30887 0 0 DOLLAR GEN CORP NEW COM 256677105 2865 38685 SH SOLE NONE 38469 0 216 DR PEPPER SNAPPLE GROUP INC COM 26138E109 2464 27179 SH SOLE NONE 27018 0 161 DBX ETF TR XTRC RUS1000 CMP 233051481 5738 212112 SH SOLE NONE 210884 0 1228 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 305 13336 SH SOLE NONE 13336 0 0 EXPEDIA INC DEL COM NEW 30212P303 2341 20667 SH SOLE NONE 20552 0 115 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 3334 112724 SH SOLE NONE 112404 0 320 FIRST TR ENERGY INFRASTRCTR COM 33738C103 325 18034 SH SOLE NONE 18034 0 0 FIRST TR EXCHNG TRADED FD VI MUN CEF IN OPT 33740F508 4908 266290 SH SOLE NONE 259028 0 7262 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 357 23168 SH SOLE NONE 23168 0 0 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 390 20400 SH SOLE NONE 20400 0 0 GILEAD SCIENCES INC COM 375558103 3173 44303 SH SOLE NONE 44040 0 263 GLOBAL X FDS GLB X GURU INDEX 37950E341 403 16781 SH SOLE NONE 16781 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 16853 194515 SH SOLE NONE 193886 0 629 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 213 1656 SH SOLE NONE 1656 0 0 RYDEX ETF TRUST GUG S&P SC600 PV 78355W700 20982 287342 SH SOLE NONE 286500 0 842 INGERSOLL-RAND PLC SHS G47791101 2339 31164 SH SOLE NONE 30971 0 193 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1746 74117 SH SOLE NONE 73697 0 420 ISHARES TR 10-20 YR TRS ETF 464288653 4436 33370 SH SOLE NONE 33268 0 102 ISHARES TR 20 YR TR BD ETF 464287432 12840 107785 SH SOLE NONE 107376 0 409 ISHARES TR 7-10 Y TR BD ETF 464287440 10785 102888 SH SOLE NONE 102539 0 349 ISHARES CORE LT USDB ETF 464289479 3324 54802 SH SOLE NONE 54153 0 649 ISHARES TR CORE S&P MCP ETF 464287507 17743 107312 SH SOLE NONE 106966 0 346 ISHARES TR CORE S&P SCP ETF 464287804 1005 7307 SH SOLE NONE 7307 0 0 ISHARES TR CORE US AGGBD ET 464287226 4208 38940 SH SOLE NONE 38427 0 513 ISHARES TR USA MOMENTUM FCT 46432F396 15107 199138 SH SOLE NONE 198412 0 726 ISHARES GLB HGH YLD ETF 464286178 4137 85341 SH SOLE NONE 85103 0 238 ISHARES TR 0-5YR HI YL CP 46434V407 8383 177077 SH SOLE NONE 176583 0 494 ISHARES TR INTL SEL DIV ETF 464288448 1820 61581 SH SOLE NONE 61280 0 301 ISHARES TR JP MOR EM MK ETF 464288281 2553 23164 SH SOLE NONE 23096 0 68 ISHARES TR NATIONAL MUN ETF 464288414 5052 46699 SH SOLE NONE 45518 0 1181 ISHARES TR S&P 500 VAL ETF 464287408 5362 52892 SH SOLE NONE 52716 0 176 ISHARES TR SELECT DIVID ETF 464287168 1761 19881 SH SOLE NONE 19783 0 98 ISHARES TR TIPS BD ETF 464287176 315 2787 SH SOLE NONE 2787 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1980 18159 SH SOLE NONE 18052 0 107 JPMORGAN CHASE & CO COM 46625H100 3795 43975 SH SOLE NONE 43727 0 248 LEAR CORP COM NEW 521865204 3422 25853 SH SOLE NONE 25705 0 148 MENTOR GRAPHICS CORP COM 587200106 2277 61712 SH SOLE NONE 61342 0 370 METLIFE INC COM 59156R108 2272 42167 SH SOLE NONE 41905 0 262 MORGAN STANLEY EM MKTS DM DE COM 617477104 110 15374 SH SOLE NONE 15374 0 0 NETEASE INC SPONSORED ADR 64110W102 4358 20238 SH SOLE NONE 20126 0 112 NIKE INC CL B 654106103 2628 51706 SH SOLE NONE 51404 0 302 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 340 25127 SH SOLE NONE 25127 0 0 NVIDIA CORP COM 67066G104 4554 42665 SH SOLE NONE 42412 0 253 OPPENHEIMER REV WEIGHTED ETF SMALL CAP REV ET 68386C302 19825 295365 SH SOLE NONE 294475 0 890 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 4309 173110 SH SOLE NONE 168897 0 4213 POWERSHARES ETF TR II I-30 LAD TREAS 73936T524 5806 182119 SH SOLE NONE 181201 0 918 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 362 8959 SH SOLE NONE 8959 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 774 27378 SH SOLE NONE 27378 0 0 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 9068 482573 SH SOLE NONE 481228 0 1345 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6517 55008 SH SOLE NONE 54852 0 156 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 6546 178925 SH SOLE NONE 177876 0 1049 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 833 20519 SH SOLE NONE 20519 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 248 22324 SH SOLE NONE 22324 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 2262 42096 SH SOLE NONE 41893 0 203 PROSHARES TR MDCP 400 DIVID 74347B680 4574 90828 SH SOLE NONE 90375 0 453 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 236 6012 SH SOLE NONE 6012 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 353 12308 SH SOLE NONE 12308 0 0 SPROTT FOCUS TR INC COM 85208J109 128 18462 SH SOLE NONE 18462 0 0 ROYCE MICRO-CAP TR INC COM 780915104 121 14801 SH SOLE NONE 14801 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4260 79846 SH SOLE NONE 79641 0 205 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6716 154148 SH SOLE NONE 153377 0 771 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 2659 37258 SH SOLE NONE 37044 0 214 SPDR SER TR BLOOMBERG SRT TR 78468R408 3541 127916 SH SOLE NONE 126790 0 1126 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7607 157196 SH SOLE NONE 156757 0 439 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 5896 105338 SH SOLE NONE 102466 0 2872 SPDR S&P 500 ETF TR TR UNIT 78462F103 1287 5758 SH SOLE NONE 5758 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 378 6379 SH SOLE NONE 6379 0 0 SPDR SERIES TRUST S&P CAP MKTS 78464A771 225 5010 SH SOLE NONE 5010 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 23167 270773 SH SOLE NONE 269694 0 1079 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 402 9779 SH SOLE NONE 9779 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 13991 482455 SH SOLE NONE 481002 0 1453 SPDR SER TR S&P1500MOMTILT 78468R705 5759 61413 SH SOLE NONE 61051 0 362 PRICE T ROWE GROUP INC COM 74144T108 1690 22456 SH SOLE NONE 22318 0 138 TORTOISE PIPELINE & ENERGY F COM 89148H108 406 18845 SH SOLE NONE 18845 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 357 16080 SH SOLE NONE 16080 0 0 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 5639 243185 SH SOLE NONE 237265 0 5920 VANECK VECTORS ETF TR AMT FREE LONG MU 92189F536 4361 225270 SH SOLE NONE 219783 0 5487 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 2461 142685 SH SOLE NONE 139207 0 3478 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 7611 264449 SH SOLE NONE 260801 0 3648 VANECK VECTORS ETF TR NAT RES ETF 92189F841 5201 160717 SH SOLE NONE 160150 0 567 VANGUARD WORLD FD EXTENDED DUR 921910709 12836 117313 SH SOLE NONE 116932 0 381 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1957 22834 SH SOLE NONE 22772 0 62 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 3042 34043 SH SOLE NONE 33961 0 82 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 2513 34100 SH SOLE NONE 34100 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 5838 116163 SH SOLE NONE 113241 0 2922 WESTERN ASSET EMRG MKT DEBT COM 95766A101 220 14982 SH SOLE NONE 14982 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 113 11446 SH SOLE NONE 11446 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 14864 157489 SH SOLE NONE 156703 0 786 WISDOMTREE TR SMALLCAP DIVID 97717W604 1926 23288 SH SOLE NONE 23172 0 116 XYLEM INC COM 98419M100 3009 60755 SH SOLE NONE 60395 0 360