0001664477-16-000041.txt : 20160906 0001664477-16-000041.hdr.sgml : 20160906 20160906114242 ACCESSION NUMBER: 0001664477-16-000041 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KNN PUBLIC FINANCE, LLC CENTRAL INDEX KEY: 0001664477 IRS NUMBER: 810958321 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05126 FILM NUMBER: 161870247 BUSINESS ADDRESS: STREET 1: 1300 CLAY ST STREET 2: SUITE 1000 CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 510-839-8200 MAIL ADDRESS: STREET 1: 1300 CLAY ST STREET 2: SUITE 1000 CITY: OAKLAND STATE: CA ZIP: 94612 FORMER COMPANY: FORMER CONFORMED NAME: KPF CO LLC DATE OF NAME CHANGE: 20160121 MA-I/A 1 primary_doc.xml MA-I/A 0001664477 XXXXXXXX Maria Kaufman 973-618-9500 mkaufman@alternativereg.com mkaufman@alternativereg.com N N Erwin Joseph Wing Tam N 1 0001664477 KNN PUBLIC FINANCE, LLC 02-19-2016 N 867-01996 LOCATED SUPERVISED 02-19-2016 1300 Clay St. Ste 1000 Oakland CA 94612 02-2016 KNN Public Finance, LLC Oakland CA 94612 Y N Vice President 06-2014 02-2016 Zions First National Bank / KNN Public Finance Oakland CA 94612 Y N Municipal Advisor 03-2009 06-2014 Backstrom, McCarley Berry & Co, LLC San Francisco CA 94104 Y N Senior Vice President 11-2008 03-2009 unemployed San Francisco CA 94104 N N unemployed 03-2008 11-2008 RBC Capital Markets, LLC San Francisco CA 94104 Y N Associate 11-2007 03-2008 umemployed San Francisco CA 94104 N N unemployed 06-2005 11-2007 Bear, Stearns & Co, Inc. San Francisco CA 94104 Y N Associate 08-2001 06-2005 Public Finance Management, Inc. San Francisco CA 94111 Y N Sr. Managing Consultant Y 01-2012 Chinese Historical Society of America 965 Clay Street San Francisco CA 94108 N N Cultural Museum- 501(c)-3 President, Board of Directors 10 Lead meetings of the Board of Directors and represent the organization to the public. 09-2016 Friends of Roots 1559B Sloat Blvd. Suite 266 San Francisco CA 94132 N N 501(c)(3) charitable organization Member, Board of Directors 2 Member - Board of Directors. Along with other Board Members, jointly oversee the activities of the organization. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-06-2016 Kimberly McManus President of ARS