0001664477-16-000035.txt : 20160602
0001664477-16-000035.hdr.sgml : 20160602
20160602114146
ACCESSION NUMBER: 0001664477-16-000035
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160601
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KNN PUBLIC FINANCE, LLC
CENTRAL INDEX KEY: 0001664477
IRS NUMBER: 810958321
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05126
FILM NUMBER: 161691730
BUSINESS ADDRESS:
STREET 1: 1300 CLAY ST
STREET 2: SUITE 1000
CITY: OAKLAND
STATE: CA
ZIP: 94612
BUSINESS PHONE: 510-839-8200
MAIL ADDRESS:
STREET 1: 1300 CLAY ST
STREET 2: SUITE 1000
CITY: OAKLAND
STATE: CA
ZIP: 94612
FORMER COMPANY:
FORMER CONFORMED NAME: KPF CO LLC
DATE OF NAME CHANGE: 20160121
MA-I/A
1
primary_doc.xml
MA-I/A
0001664477
XXXXXXXX
Maria Kaufman
973-618-9500
mkaufman@alternativereg.com
mkaufman@alternativereg.com
N
N
Erwin
Joseph Wing
Tam
N
1
0001664477
KNN PUBLIC FINANCE, LLC
02-19-2016
N
867-01996
LOCATED
SUPERVISED
02-19-2016
1300 Clay St.
Ste 1000
Oakland
CA
94612
02-2016
KNN Public Finance, LLC
Oakland
CA
94612
Y
N
Vice President
06-2014
02-2016
Zions First National Bank / KNN Public Finance
Oakland
CA
94612
Y
N
Municipal Advisor
03-2009
06-2014
Backstrom, McCarley Berry & Co, LLC
San Francisco
CA
94104
Y
N
Senior Vice President
11-2008
03-2009
unemployed
San Francisco
CA
94104
N
N
unemployed
03-2008
11-2008
RBC Capital Markets, LLC
San Francisco
CA
94104
Y
N
Associate
11-2007
03-2008
umemployed
San Francisco
CA
94104
N
N
unemployed
06-2005
11-2007
Bear, Stearns & Co, Inc.
San Francisco
CA
94104
Y
N
Associate
08-2001
06-2005
Public Finance Management, Inc.
San Francisco
CA
94111
Y
N
Sr. Managing Consultant
Y
01-2012
Chinese Historical Society of America
965 Clay Street
San Francisco
CA
94108
N
N
Cultural Museum- 501(c)-3
President, Board of Directors
10
Lead meetings of the Board of Directors and represent the organization to the public.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-01-2016
Kimberly McManus
President of ARS