0001209191-21-007540.txt : 20210203 0001209191-21-007540.hdr.sgml : 20210203 20210203194508 ACCESSION NUMBER: 0001209191-21-007540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Casey CENTRAL INDEX KEY: 0001770783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38890 FILM NUMBER: 21588192 MAIL ADDRESS: STREET 1: C/O CORTEXYME, INC. STREET 2: 269 EAST GRAND AVE. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cortexyme, Inc. CENTRAL INDEX KEY: 0001662774 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 269 EAST GRAND AVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-910-5717 MAIL ADDRESS: STREET 1: 269 EAST GRAND AVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-01 0 0001662774 Cortexyme, Inc. CRTX 0001770783 Lynch Casey C/O CORTEXYME, INC. 269 EAST GRAND AVE. SOUTH SAN FRANCISCO CA 94080 1 1 0 0 Chief Executive Officer Common Stock 2021-02-01 4 S 0 4686 34.60 D 1094088 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-01 4 S 0 3100 35.59 D 1090988 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-01 4 S 0 7460 36.56 D 1083528 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-01 4 S 0 4283 37.68 D 1079245 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-01 4 S 0 100 38.28 D 1079145 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-01 4 S 0 371 39.23 D 1078774 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-02 4 S 0 14929 36.02 D 1063845 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-02 4 S 0 5071 36.75 D 1058774 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 400 37.39 D 1058374 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 1600 38.64 D 1056774 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 856 39.82 D 1055918 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 2000 40.84 D 1053918 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 3100 41.91 D 1050818 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 1512 43.10 D 1049306 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 1900 44.22 D 1047406 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 8032 45.00 D 1039374 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 2021-02-03 4 S 0 600 45.73 D 1038774 I By the Zachary and Casey Lynch Living Trust dated February 24, 2009 Common Stock 49895 D Common Stock 91911 I By The Casey C. Lynch 2019 Annuity Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.15 to $35.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Casey C. Lynch is a trustee of the Zachary and Casey Lynch Living Trust dated February 24, 2009, and shares voting and dispositive power with one other trustee with respect to the shares held of record by the Zachary and Casey Lynch Living Trust dated February 24, 2009. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.165 to $36.145, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.21 to $37.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.25 to $38.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.52 to $36.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.53 to $36.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.19 to $39.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.30 to $40.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.42 to $41.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.46 to $42.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 to $43.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.53 to $44.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.54 to $45.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.55 to $45.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Casey C. Lynch is the trustee of The Casey C. Lynch 2019 Annuity Trust, and holds sole voting and dispositive power with respect to the shares held of record by The Casey C. Lynch 2019 Annuity Trust. /s/ Caryn Gordon McDowell, as Attorney-in-Fact for Casey C. Lynch 2021-02-03