0001209191-19-038320.txt : 20190620 0001209191-19-038320.hdr.sgml : 20190620 20190620185429 ACCESSION NUMBER: 0001209191-19-038320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190619 FILED AS OF DATE: 20190620 DATE AS OF CHANGE: 20190620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moorjani Janesh CENTRAL INDEX KEY: 0001662734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 19909593 MAIL ADDRESS: STREET 1: C/O ELASTIC N.V. STREET 2: 800 WEST EL CAMINO REAL, SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-19 0 0001707753 Elastic N.V. ESTC 0001662734 Moorjani Janesh C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 0 1 0 0 Chief Financial Officer Ordinary Shares 2019-06-19 4 M 0 30000 10.15 A 30000 D Ordinary Shares 2019-06-19 4 S 0 13543 74.3564 D 16457 D Ordinary Shares 2019-06-19 4 S 0 16207 75.1569 D 250 D Ordinary Shares 2019-06-19 4 S 0 250 75.88 D 0 D Ordinary Shares 2019-06-19 4 S 0 4515 74.3565 D 5485 I See footnote Ordinary Shares 2019-06-19 4 S 0 5402 75.157 D 83 I See footnote Ordinary Shares 2019-06-19 4 S 0 83 75.88 D 0 I See footnote Ordinary Shares 2019-06-19 4 S 0 4514 74.3565 D 5486 I See footnote Ordinary Shares 2019-06-19 4 S 0 5402 75.1569 D 84 I See footnote Ordinary Shares 2019-06-19 4 S 0 84 75.88 D 0 I See footnote Ordinary Shares 2019-06-19 4 S 0 4515 74.3565 D 5485 I See footnote Ordinary Shares 2019-06-19 4 S 0 5402 75.157 D 83 I See footnote Ordinary Shares 2019-06-19 4 S 0 83 75.88 D 0 I See footnote Employee Stock Option (right to buy) 10.15 2019-06-19 4 M 0 30000 0.00 D 2027-09-06 Ordinary Shares 30000 507169 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 6, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.83 to $74.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $74.83 to $75.47, inclusive. The ordinary shares are held of record by the reporting person as custodian for his elder daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The ordinary shares are held of record by the reporting person as custodian for his younger daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The ordinary shares are held of record by the reporting person as custodian for his son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 28, 2018 and 1/48th of the ordinary shares subject to the option vest monthly thereafter. /s/ W. H. Baird Garrett, by power of attorney 2019-06-20