0001606587-22-002032.txt : 20221028 0001606587-22-002032.hdr.sgml : 20221028 20221028081912 ACCESSION NUMBER: 0001606587-22-002032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221028 DATE AS OF CHANGE: 20221028 EFFECTIVENESS DATE: 20221028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Klingman & Associates, LLC CENTRAL INDEX KEY: 0001662449 IRS NUMBER: 061612508 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17124 FILM NUMBER: 221339052 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: SUITE 3800 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-867-7647 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: SUITE 3800 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662449 XXXXXXXX 09-30-2022 09-30-2022 false Klingman & Associates, LLC

120 WEST 45TH STREET SUITE 3800 New York NY 10036

13F HOLDINGS REPORT 028-17124 N Michael Paley 212-867-7647 Michael Paley New York NY 10-27-2022 0 188 1018419 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 927 9577 SH SOLE NONE 0 0 9577 ABBVIE INC COM 00287Y109 1055 7859 SH SOLE NONE 0 0 7859 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 237 921 SH SOLE NONE 0 0 921 ALLIANT ENERGY CORP COM 018802108 261 4919 SH SOLE NONE 0 0 4919 ALPHABET INC CAP STK CL A 02079K305 1227 12826 SH SOLE NONE 0 0 12826 ALPHABET INC CAP STK CL C 02079K107 2036 21173 SH SOLE NONE 0 0 21173 AMAZON COM INC COM 023135106 5101 45141 SH SOLE NONE 0 0 45141 AMERICAN CENTY ETF TR US SML CP VALU 025072877 606 9156 SH SOLE NONE 0 0 9156 AMGEN INC COM 031162100 208 923 SH SOLE NONE 0 0 923 APPLE INC COM 037833100 30798 222851 SH SOLE NONE 0 0 222851 APPLIED MATLS INC COM 038222105 1294 15794 SH SOLE NONE 0 0 15794 ATT INC COM 00206R102 179 11656 SH SOLE NONE 0 0 11656 AUTOMATIC DATA PROCESSING IN COM 053015103 1006 4449 SH SOLE NONE 0 0 4449 BERKSHIRE HATHAWAY INC DEL CL A 084670108 406 1 SH SOLE NONE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2080 7791 SH SOLE NONE 0 0 7791 BHP GROUP LTD SPONSORED ADS 088606108 209 4178 SH SOLE NONE 0 0 4178 BK OF AMERICA CORP COM 060505104 230 7618 SH SOLE NONE 0 0 7618 BLACKROCK FLOATING RATE INCO COM 09255X100 206 18731 SH SOLE NONE 0 0 18731 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 142 14485 SH SOLE NONE 0 0 14485 BLACKSTONE INC COM 09260D107 1139 13607 SH SOLE NONE 0 0 13607 BROADSTONE NET LEASE INC COM 11135E203 222 14288 SH SOLE NONE 0 0 14288 BROWN BROWN INC COM 115236101 2028 33525 SH SOLE NONE 0 0 33525 CAMDEN PPTY TR SH BEN INT 133131102 239 2000 SH SOLE NONE 0 0 2000 CHEVRON CORP NEW COM 166764100 537 3736 SH SOLE NONE 0 0 3736 CISCO SYS INC COM 17275R102 457 11418 SH SOLE NONE 0 0 11418 CITIZENS FINL GROUP INC COM 174610105 11090 322758 SH SOLE NONE 0 0 322758 COCA COLA CO COM 191216100 364 6506 SH SOLE NONE 0 0 6506 COLGATE PALMOLIVE CO COM 194162103 211 3004 SH SOLE NONE 0 0 3004 COMPASS INC CL A 20464U100 1261 543626 SH SOLE NONE 0 0 543626 CONSOLIDATED EDISON INC COM 209115104 248 2892 SH SOLE NONE 0 0 2892 COSTCO WHSL CORP NEW COM 22160K105 477 1009 SH SOLE NONE 0 0 1009 CREDIT ACCEP CORP MICH COM 225310101 320 731 SH SOLE NONE 0 0 731 CROCS INC COM 227046109 3403 49570 SH SOLE NONE 0 0 49570 CSX CORP COM 126408103 229 8614 SH SOLE NONE 0 0 8614 CVS HEALTH CORP COM 126650100 290 3037 SH SOLE NONE 0 0 3037 DANAHER CORPORATION COM 235851102 370 1431 SH SOLE NONE 0 0 1431 DARIOHEALTH CORP COM NEW 23725P209 68 14642 SH SOLE NONE 0 0 14642 DATADOG INC CL A COM 23804L103 19563 220359 SH SOLE NONE 0 0 220359 DEERE CO COM 244199105 243 729 SH SOLE NONE 0 0 729 DIMENSIONAL ETF TRUST INFLATION PROTE 25434V856 2315 56960 SH SOLE NONE 0 0 56960 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 250 9721 SH SOLE NONE 0 0 9721 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 583 15010 SH SOLE NONE 0 0 15010 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 2498 64099 SH SOLE NONE 0 0 64099 DISNEY WALT CO COM 254687106 465 4926 SH SOLE NONE 0 0 4926 DOUBLEVERIFY HLDGS INC COM 25862V105 324 11834 SH SOLE NONE 0 0 11834 DUKE ENERGY CORP NEW COM NEW 26441C204 228 2448 SH SOLE NONE 0 0 2448 ENHABIT INC COM 29332G102 211 15000 SH SOLE NONE 0 0 15000 EQUITY RESIDENTIAL SH BEN INT 29476L107 346 5152 SH SOLE NONE 0 0 5152 EXXON MOBIL CORP COM 30231G102 2112 24188 SH SOLE NONE 0 0 24188 F5 INC COM 315616102 248 1714 SH SOLE NONE 0 0 1714 GENERAL ELECTRIC CO COM NEW 369604301 529 8546 SH SOLE NONE 0 0 8546 GENERAL MLS INC COM 370334104 383 5001 SH SOLE NONE 0 0 5001 GOLDMAN SACHS GROUP INC COM 38141G104 370 1263 SH SOLE NONE 0 0 1263 HERSHEY CO COM 427866108 505 2291 SH SOLE NONE 0 0 2291 HOME DEPOT INC COM 437076102 2023 7330 SH SOLE NONE 0 0 7330 HONEYWELL INTL INC COM 438516106 421 2520 SH SOLE NONE 0 0 2520 INTEL CORP COM 458140100 470 18239 SH SOLE NONE 0 0 18239 INTERNATIONAL BUSINESS MACHS COM 459200101 391 3291 SH SOLE NONE 0 0 3291 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 218 6213 SH SOLE NONE 0 0 6213 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 631 24655 SH SOLE NONE 0 0 24655 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 13625 203024 SH SOLE NONE 0 0 203024 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 964 12954 SH SOLE NONE 0 0 12954 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 933 9703 SH SOLE NONE 0 0 9703 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 4167 72061 SH SOLE NONE 0 0 72061 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1264 57712 SH SOLE NONE 0 0 57712 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 21228 152970 SH SOLE NONE 0 0 152970 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1829 14368 SH SOLE NONE 0 0 14368 INVESCO QQQ TR UNIT SER 1 46090E103 599 2243 SH SOLE NONE 0 0 2243 ISHARES INC CORE MSCI EMKT 46434G103 4227 98347 SH SOLE NONE 0 0 98347 ISHARES TR 1 3 YR TREAS BD 464287457 537 6615 SH SOLE NONE 0 0 6615 ISHARES TR COHEN STEER REIT 464287564 217 4052 SH SOLE NONE 0 0 4052 ISHARES TR CORE HIGH DV ETF 46429B663 1989 21785 SH SOLE NONE 0 0 21785 ISHARES TR CORE MSCI EAFE 46432F842 14285 271224 SH SOLE NONE 0 0 271224 ISHARES TR CORE MSCI TOTAL 46432F834 1066 20926 SH SOLE NONE 0 0 20926 ISHARES TR CORE S&P MCP ETF 464287507 44526 203075 SH SOLE NONE 0 0 203075 ISHARES TR CORE S&P SCP ETF 464287804 33523 384486 SH SOLE NONE 0 0 384486 ISHARES TR CORE S&P TTL STK 464287150 1186 14905 SH SOLE NONE 0 0 14905 ISHARES TR CORE S&P500 ETF 464287200 157010 437779 SH SOLE NONE 0 0 437779 ISHARES TR EAFE SML CP ETF 464288273 8814 180696 SH SOLE NONE 0 0 180696 ISHARES TR IBDS DEC28 ETF 46435U515 15165 637470 SH SOLE NONE 0 0 637470 ISHARES TR IBONDS 27 ETF 46435UAA9 15185 660209 SH SOLE NONE 0 0 660209 ISHARES TR IBONDS DEC 46435U697 329 12888 SH SOLE NONE 0 0 12888 ISHARES TR IBONDS DEC 25 46435U432 754 29080 SH SOLE NONE 0 0 29080 ISHARES TR IBONDS DEC 26 46435U259 643 26111 SH SOLE NONE 0 0 26111 ISHARES TR IBONDS DEC 27 46435U283 483 19794 SH SOLE NONE 0 0 19794 ISHARES TR IBONDS DEC 29 46436E205 15006 688658 SH SOLE NONE 0 0 688658 ISHARES TR IBONDS DEC2026 46435GAA0 15260 660591 SH SOLE NONE 0 0 660591 ISHARES TR ISHARES SEMICDTR 464287523 1402 4400 SH SOLE NONE 0 0 4400 ISHARES TR MSCI EAFE ETF 464287465 1555 27766 SH SOLE NONE 0 0 27766 ISHARES TR MSCI EAFE MIN VL 46429B689 1936 33958 SH SOLE NONE 0 0 33958 ISHARES TR MSCI EMG MKT ETF 464287234 460 13183 SH SOLE NONE 0 0 13183 ISHARES TR MSCI USA MIN VOL 46429B697 30558 462298 SH SOLE NONE 0 0 462298 ISHARES TR RUS 1000 ETF 464287622 4229 21433 SH SOLE NONE 0 0 21433 ISHARES TR RUS 1000 GRW ETF 464287614 414 1968 SH SOLE NONE 0 0 1968 ISHARES TR RUS 1000 VAL ETF 464287598 302 2218 SH SOLE NONE 0 0 2218 ISHARES TR RUS 2000 VAL ETF 464287630 1614 12516 SH SOLE NONE 0 0 12516 ISHARES TR RUS MID CAP ETF 464287499 604 9715 SH SOLE NONE 0 0 9715 ISHARES TR RUSSELL 2000 ETF 464287655 5204 31558 SH SOLE NONE 0 0 31558 ISHARES TR S&P 100 ETF 464287101 1111 6835 SH SOLE NONE 0 0 6835 ISHARES TR S&P 500 VAL ETF 464287408 294 2289 SH SOLE NONE 0 0 2289 ISHARES TR SELECT DIVID ETF 464287168 3422 31913 SH SOLE NONE 0 0 31913 ISHARES TR TIPS BD ETF 464287176 1428 13614 SH SOLE NONE 0 0 13614 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 7334 148884 SH SOLE NONE 0 0 148884 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 37956 756691 SH SOLE NONE 0 0 756691 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 29409 584673 SH SOLE NONE 0 0 584673 JACOBS SOLUTIONS INC COM 46982L108 312 2876 SH SOLE NONE 0 0 2876 JOHNSON JOHNSON COM 478160104 2820 17261 SH SOLE NONE 0 0 17261 JPMORGAN CHASE CO COM 46625H100 1503 14386 SH SOLE NONE 0 0 14386 L3HARRIS TECHNOLOGIES INC COM 502431109 376 1811 SH SOLE NONE 0 0 1811 LILLY ELI CO COM 532457108 343 1062 SH SOLE NONE 0 0 1062 LOCKHEED MARTIN CORP COM 539830109 654 1692 SH SOLE NONE 0 0 1692 MASTERCARD INCORPORATED CL A 57636Q104 1976 6948 SH SOLE NONE 0 0 6948 MCDONALDS CORP COM 580135101 565 2449 SH SOLE NONE 0 0 2449 MERCK CO INC COM 58933Y105 1378 16003 SH SOLE NONE 0 0 16003 META PLATFORMS INC CL A 30303M102 422 3111 SH SOLE NONE 0 0 3111 MICROSOFT CORP COM 594918104 5787 24848 SH SOLE NONE 0 0 24848 NATURA CO HLDG S A ADS 63884N108 240 44000 SH SOLE NONE 0 0 44000 NEKTAR THERAPEUTICS COM 640268108 114 35582 SH SOLE NONE 0 0 35582 NEXTERA ENERGY INC COM 65339F101 1114 14207 SH SOLE NONE 0 0 14207 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 170 21084 SH SOLE NONE 0 0 21084 ORACLE CORP COM 68389X105 467 7641 SH SOLE NONE 0 0 7641 OREILLY AUTOMOTIVE INC COM 67103H107 593 843 SH SOLE NONE 0 0 843 PEPSICO INC COM 713448108 789 4834 SH SOLE NONE 0 0 4834 PFIZER INC COM 717081103 549 12543 SH SOLE NONE 0 0 12543 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2565 25941 SH SOLE NONE 0 0 25941 PJT PARTNERS INC COM CL A 69343T107 27626 413439 SH SOLE NONE 0 0 413439 PPG INDS INC COM 693506107 355 3203 SH SOLE NONE 0 0 3203 PROCTER AND GAMBLE CO COM 742718109 1082 8567 SH SOLE NONE 0 0 8567 RAYMOND JAMES FINL INC COM 754730109 271 2745 SH SOLE NONE 0 0 2745 RIO TINTO PLC SPONSORED ADR 767204100 205 3717 SH SOLE NONE 0 0 3717 ROSS STORES INC COM 778296103 583 6919 SH SOLE NONE 0 0 6919 ROYAL BK CDA COM 780087102 521 5784 SH SOLE NONE 0 0 5784 SCHWAB CHARLES CORP COM 808513105 275 3833 SH SOLE NONE 0 0 3833 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 886 31502 SH SOLE NONE 0 0 31502 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 321 5747 SH SOLE NONE 0 0 5747 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 397 6781 SH SOLE NONE 0 0 6781 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 327 2755 SH SOLE NONE 0 0 2755 SMUCKER J M CO COM NEW 832696405 239 1741 SH SOLE NONE 0 0 1741 SOUTHERN CO COM 842587107 372 5464 SH SOLE NONE 0 0 5464 SPDR GOLD TR GOLD SHS 78463V107 270 1743 SH SOLE NONE 0 0 1743 SPDR SP 500 ETF TR TR UNIT 78462F103 45871 128425 SH SOLE NONE 0 0 128425 SPDR SP MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 18652 46438 SH SOLE NONE 0 0 46438 SPDR SER TR PRTFLO S&P500 GW 78464A409 34222 683070 SH SOLE NONE 0 0 683070 SPDR SER TR PRTFLO S&P500 VL 78464A508 37669 1092178 SH SOLE NONE 0 0 1092178 SPDR SER TR S&P 400 MDCP GRW 78464A821 18681 309540 SH SOLE NONE 0 0 309540 SPDR SER TR S&P 400 MDCP VAL 78464A839 20916 361736 SH SOLE NONE 0 0 361736 SPDR SER TR S&P 600 SMCP GRW 78464A201 11903 174739 SH SOLE NONE 0 0 174739 SPDR SER TR S&P 600 SMCP VAL 78464A300 17260 257067 SH SOLE NONE 0 0 257067 SPDR SER TR S&P DIVID ETF 78464A763 24828 222676 SH SOLE NONE 0 0 222676 SYSCO CORP COM 871829107 422 5961 SH SOLE NONE 0 0 5961 TESLA INC COM 88160R101 499 1883 SH SOLE NONE 0 0 1883 TJX COS INC NEW COM 872540109 706 11364 SH SOLE NONE 0 0 11364 TYSON FOODS INC CL A 902494103 220 3331 SH SOLE NONE 0 0 3331 UNION PAC CORP COM 907818108 433 2221 SH SOLE NONE 0 0 2221 UNITED BANKSHARES INC WEST V COM 909907107 736 20587 SH SOLE NONE 0 0 20587 UNITEDHEALTH GROUP INC COM 91324P102 500 990 SH SOLE NONE 0 0 990 UPHEALTH INC COM 91532B101 11 20000 SH SOLE NONE 0 0 20000 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1109 7462 SH SOLE NONE 0 0 7462 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 885 5482 SH SOLE NONE 0 0 5482 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 439 3450 SH SOLE NONE 0 0 3450 VANGUARD INDEX FDS GROWTH ETF 922908736 572 2672 SH SOLE NONE 0 0 2672 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 317 1859 SH SOLE NONE 0 0 1859 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 360 2957 SH SOLE NONE 0 0 2957 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4435 55324 SH SOLE NONE 0 0 55324 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3013 9178 SH SOLE NONE 0 0 9178 VANGUARD INDEX FDS SM CP VAL ETF 922908611 835 5823 SH SOLE NONE 0 0 5823 VANGUARD INDEX FDS SMALL CP ETF 922908751 1745 10210 SH SOLE NONE 0 0 10210 VANGUARD INDEX FDS SML CP GRW ETF 922908595 275 1408 SH SOLE NONE 0 0 1408 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8386 46729 SH SOLE NONE 0 0 46729 VANGUARD INDEX FDS VALUE ETF 922908744 369 2988 SH SOLE NONE 0 0 2988 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1521 34297 SH SOLE NONE 0 0 34297 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3647 99951 SH SOLE NONE 0 0 99951 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 259 2796 SH SOLE NONE 0 0 2796 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 63913 1328482 SH SOLE NONE 0 0 1328482 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 524 7049 SH SOLE NONE 0 0 7049 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 723 5346 SH SOLE NONE 0 0 5346 VANGUARD STAR FDS VG TL INTL STK F 921909768 360 7874 SH SOLE NONE 0 0 7874 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 20847 573337 SH SOLE NONE 0 0 573337 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 815 8594 SH SOLE NONE 0 0 8594 VERIZON COMMUNICATIONS INC COM 92343V104 228 6011 SH SOLE NONE 0 0 6011 VISA INC COM CL A 92826C839 334 1879 SH SOLE NONE 0 0 1879 WALGREENS BOOTS ALLIANCE INC COM 931427108 234 7457 SH SOLE NONE 0 0 7457 WALMART INC COM 931142103 275 2123 SH SOLE NONE 0 0 2123 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 312 17750 SH SOLE NONE 0 0 17750 WESTERN ASSET EMERGING MKTS COM 95766A101 108 13581 SH SOLE NONE 0 0 13581 WISDOMTREE TR CBOE S&P 500 97717X560 401 13435 SH SOLE NONE 0 0 13435 WISDOMTREE TR EMER MKT HIGH FD 97717W315 320 9830 SH SOLE NONE 0 0 9830 WISDOMTREE TR US QTLY DIV GRT 97717X669 328 6080 SH SOLE NONE 0 0 6080