0001606587-22-000193.txt : 20220131 0001606587-22-000193.hdr.sgml : 20220131 20220131133623 ACCESSION NUMBER: 0001606587-22-000193 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 EFFECTIVENESS DATE: 20220131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Klingman & Associates, LLC CENTRAL INDEX KEY: 0001662449 IRS NUMBER: 061612508 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17124 FILM NUMBER: 22572516 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: SUITE 3800 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-867-7647 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET STREET 2: SUITE 3800 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662449 XXXXXXXX 12-31-2021 12-31-2021 false Klingman & Associates, LLC

120 WEST 45TH STREET SUITE 3800 New York NY 10036

13F HOLDINGS REPORT 028-17124 N Michael Paley 212-867-7647 Michael Paley New York NY 01-31-2022 0 182 1163918 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 816 5800 SH SOLE NONE 0 0 5800 ABBVIE INC COM 00287Y109 688 5078 SH SOLE NONE 0 0 5078 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 417 1006 SH SOLE NONE 0 0 1006 ADOBE SYSTEMS INCORPORATED COM 00724F101 370 652 SH SOLE NONE 0 0 652 ADVANCED MICRO DEVICES INC COM 007903107 345 2397 SH SOLE NONE 0 0 2397 AIR PRODS CHEMS INC COM 009158106 202 663 SH SOLE NONE 0 0 663 ALPHABET INC CAP STK CL C 02079K107 2147 742 SH SOLE NONE 0 0 742 ALPHABET INC CAP STK CL A 02079K305 1819 628 SH SOLE NONE 0 0 628 AMAZON COM INC COM 023135106 5482 1644 SH SOLE NONE 0 0 1644 AMERICAN CENTY ETF TR US SML CP VALU 025072877 727 9118 SH SOLE NONE 0 0 9118 AMGEN INC COM 031162100 315 1399 SH SOLE NONE 0 0 1399 APPLE INC COM 037833100 31775 178943 SH SOLE NONE 0 0 178943 APPLIED MATLS INC COM 038222105 1367 8684 SH SOLE NONE 0 0 8684 ARK ETF TR INNOVATION ETF 00214Q104 380 4020 SH SOLE NONE 0 0 4020 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2336 7814 SH SOLE NONE 0 0 7814 BK OF AMERICA CORP COM 060505104 323 7252 SH SOLE NONE 0 0 7252 BLACKROCK FLOATING RATE INCO COM 09255X100 143 10660 SH SOLE NONE 0 0 10660 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 207 14485 SH SOLE NONE 0 0 14485 BLACKSTONE INC COM 09260D107 1840 14217 SH SOLE NONE 0 0 14217 BROADSTONE NET LEASE INC COM 11135E203 355 14288 SH SOLE NONE 0 0 14288 CAMDEN PPTY TR SH BEN INT 133131102 358 2003 SH SOLE NONE 0 0 2003 CARMAX INC COM 143130102 357 2740 SH SOLE NONE 0 0 2740 CINTAS CORP COM 172908105 359 810 SH SOLE NONE 0 0 810 CISCO SYS INC COM 17275R102 700 11047 SH SOLE NONE 0 0 11047 CITIZENS FINL GROUP INC COM 174610105 13531 286364 SH SOLE NONE 0 0 286364 COCA COLA CO COM 191216100 255 4315 SH SOLE NONE 0 0 4315 COLGATE PALMOLIVE CO COM 194162103 241 2821 SH SOLE NONE 0 0 2821 COMCAST CORP NEW CL A 20030N101 276 5476 SH SOLE NONE 0 0 5476 COMPASS INC CL A 20464U100 6769 744650 SH SOLE NONE 0 0 744650 COSTCO WHSL CORP NEW COM 22160K105 668 1177 SH SOLE NONE 0 0 1177 CREDIT ACCEP CORP MICH COM 225310101 503 731 SH SOLE NONE 0 0 731 CROCS INC COM 227046109 5212 40652 SH SOLE NONE 0 0 40652 CSX CORP COM 126408103 360 9562 SH SOLE NONE 0 0 9562 DANAHER CORPORATION COM 235851102 446 1357 SH SOLE NONE 0 0 1357 DATADOG INC CL A COM 23804L103 39000 218967 SH SOLE NONE 0 0 218967 DEERE CO COM 244199105 258 752 SH SOLE NONE 0 0 752 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 776 15010 SH SOLE NONE 0 0 15010 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 3074 64681 SH SOLE NONE 0 0 64681 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 319 9721 SH SOLE NONE 0 0 9721 DISNEY WALT CO COM 254687106 799 5157 SH SOLE NONE 0 0 5157 DOUBLEVERIFY HLDGS INC COM 25862V105 727 21834 SH SOLE NONE 0 0 21834 DUKE ENERGY CORP NEW COM NEW 26441C204 252 2405 SH SOLE NONE 0 0 2405 EQUITY RESIDENTIAL SH BEN INT 29476L107 462 5100 SH SOLE NONE 0 0 5100 EXXON MOBIL CORP COM 30231G102 1039 16977 SH SOLE NONE 0 0 16977 GENERAL ELECTRIC CO COM NEW 369604301 793 8390 SH SOLE NONE 0 0 8390 GOLD TR ISHARES NEW 464285204 202 5790 SH SOLE NONE 0 0 5790 HERSHEY CO COM 427866108 439 2270 SH SOLE NONE 0 0 2270 HOME DEPOT INC COM 437076102 1926 4640 SH SOLE NONE 0 0 4640 HONEYWELL INTL INC COM 438516106 523 2508 SH SOLE NONE 0 0 2508 INTEL CORP COM 458140100 671 13021 SH SOLE NONE 0 0 13021 INTERNATIONAL BUSINESS MACHS COM 459200101 422 3158 SH SOLE NONE 0 0 3158 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 5088 74142 SH SOLE NONE 0 0 74142 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 907 24655 SH SOLE NONE 0 0 24655 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 294 6213 SH SOLE NONE 0 0 6213 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 1197 9723 SH SOLE NONE 0 0 9723 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 1226 12954 SH SOLE NONE 0 0 12954 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 16162 202125 SH SOLE NONE 0 0 202125 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1654 63793 SH SOLE NONE 0 0 63793 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2363 14520 SH SOLE NONE 0 0 14520 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 25831 150443 SH SOLE NONE 0 0 150443 INVESCO QQQ TR UNIT SER 1 46090E103 892 2241 SH SOLE NONE 0 0 2241 ISHARES INC MSCI GBL MIN VOL 464286525 242 2231 SH SOLE NONE 0 0 2231 ISHARES INC CORE MSCI EMKT 46434G103 1859 31064 SH SOLE NONE 0 0 31064 ISHARES TR S&P 100 ETF 464287101 1498 6835 SH SOLE NONE 0 0 6835 ISHARES TR CORE S&P TTL STK 464287150 943 8811 SH SOLE NONE 0 0 8811 ISHARES TR SELECT DIVID ETF 464287168 3909 31888 SH SOLE NONE 0 0 31888 ISHARES TR TIPS BD ETF 464287176 1776 13747 SH SOLE NONE 0 0 13747 ISHARES TR CORE S&P500 ETF 464287200 213367 447319 SH SOLE NONE 0 0 447319 ISHARES TR MSCI EMG MKT ETF 464287234 777 15904 SH SOLE NONE 0 0 15904 ISHARES TR S&P 500 GRWT ETF 464287309 217 2596 SH SOLE NONE 0 0 2596 ISHARES TR S&P 500 VAL ETF 464287408 374 2389 SH SOLE NONE 0 0 2389 ISHARES TR MSCI EAFE ETF 464287465 2200 27964 SH SOLE NONE 0 0 27964 ISHARES TR RUS MID CAP ETF 464287499 806 9715 SH SOLE NONE 0 0 9715 ISHARES TR CORE S&P MCP ETF 464287507 56524 199676 SH SOLE NONE 0 0 199676 ISHARES TR ISHARES SEMICDTR 464287523 2386 4400 SH SOLE NONE 0 0 4400 ISHARES TR COHEN STEER REIT 464287564 308 4052 SH SOLE NONE 0 0 4052 ISHARES TR RUS 1000 VAL ETF 464287598 607 3616 SH SOLE NONE 0 0 3616 ISHARES TR S&P MC 400GR ETF 464287606 233 2732 SH SOLE NONE 0 0 2732 ISHARES TR RUS 1000 GRW ETF 464287614 601 1968 SH SOLE NONE 0 0 1968 ISHARES TR RUS 1000 ETF 464287622 5430 20533 SH SOLE NONE 0 0 20533 ISHARES TR RUS 2000 VAL ETF 464287630 2078 12516 SH SOLE NONE 0 0 12516 ISHARES TR RUS 2000 GRW ETF 464287648 240 819 SH SOLE NONE 0 0 819 ISHARES TR RUSSELL 2000 ETF 464287655 7032 31612 SH SOLE NONE 0 0 31612 ISHARES TR CORE S&P SCP ETF 464287804 41400 361544 SH SOLE NONE 0 0 361544 ISHARES TR EAFE SML CP ETF 464288273 897 12276 SH SOLE NONE 0 0 12276 ISHARES TR MSCI USA ESG SLC 464288802 233 2194 SH SOLE NONE 0 0 2194 ISHARES TR CORE HIGH DV ETF 46429B663 1837 18186 SH SOLE NONE 0 0 18186 ISHARES TR MSCI EAFE MIN VL 46429B689 13215 172133 SH SOLE NONE 0 0 172133 ISHARES TR MSCI USA MIN VOL 46429B697 39732 491129 SH SOLE NONE 0 0 491129 ISHARES TR CORE MSCI TOTAL 46432F834 1045 14729 SH SOLE NONE 0 0 14729 ISHARES TR CORE MSCI EAFE 46432F842 5600 75027 SH SOLE NONE 0 0 75027 ISHARES TR IBONDS DEC2023 46435G318 211 8140 SH SOLE NONE 0 0 8140 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 16276 325845 SH SOLE NONE 0 0 325845 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 27706 542622 SH SOLE NONE 0 0 542622 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 82982 1643850 SH SOLE NONE 0 0 1643850 JACOBS ENGR GROUP INC COM 469814107 401 2877 SH SOLE NONE 0 0 2877 JOHNSON JOHNSON COM 478160104 2232 13045 SH SOLE NONE 0 0 13045 JPMORGAN CHASE CO COM 46625H100 1754 11079 SH SOLE NONE 0 0 11079 LILLY ELI CO COM 532457108 274 991 SH SOLE NONE 0 0 991 LOWES COS INC COM 548661107 244 944 SH SOLE NONE 0 0 944 MASTERCARD INCORPORATED CL A 57636Q104 2481 6904 SH SOLE NONE 0 0 6904 MCDONALDS CORP COM 580135101 238 888 SH SOLE NONE 0 0 888 MERCK CO INC COM 58933Y105 1205 15728 SH SOLE NONE 0 0 15728 META PLATFORMS INC CL A 30303M102 1327 3944 SH SOLE NONE 0 0 3944 MICROSOFT CORP COM 594918104 7744 23026 SH SOLE NONE 0 0 23026 NATURA CO HLDG S A ADS 63884N108 410 44187 SH SOLE NONE 0 0 44187 NETFLIX INC COM 64110L106 489 811 SH SOLE NONE 0 0 811 NIKE INC CL B 654106103 216 1296 SH SOLE NONE 0 0 1296 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 106 10510 SH SOLE NONE 0 0 10510 NVIDIA CORPORATION COM 67066G104 305 1038 SH SOLE NONE 0 0 1038 OREILLY AUTOMOTIVE INC COM 67103H107 590 836 SH SOLE NONE 0 0 836 PEPSICO INC COM 713448108 833 4797 SH SOLE NONE 0 0 4797 PFIZER INC COM 717081103 516 8742 SH SOLE NONE 0 0 8742 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2847 28033 SH SOLE NONE 0 0 28033 PJT PARTNERS INC COM CL A 69343T107 29234 394576 SH SOLE NONE 0 0 394576 PPG INDS INC COM 693506107 560 3248 SH SOLE NONE 0 0 3248 PROCTER AND GAMBLE CO COM 742718109 950 5806 SH SOLE NONE 0 0 5806 QUALCOMM INC COM 747525103 296 1616 SH SOLE NONE 0 0 1616 ROSS STORES INC COM 778296103 795 6959 SH SOLE NONE 0 0 6959 ROYAL BK CDA COM 780087102 608 5726 SH SOLE NONE 0 0 5726 SALESFORCE COM INC COM 79466L302 407 1602 SH SOLE NONE 0 0 1602 SCHWAB CHARLES CORP COM 808513105 303 3599 SH SOLE NONE 0 0 3599 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 264 2332 SH SOLE NONE 0 0 2332 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 489 2989 SH SOLE NONE 0 0 2989 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 510 6971 SH SOLE NONE 0 0 6971 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 241 6450 SH SOLE NONE 0 0 6450 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 223 2764 SH SOLE NONE 0 0 2764 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1241 31921 SH SOLE NONE 0 0 31921 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 510 2933 SH SOLE NONE 0 0 2933 SPDR GOLD TR GOLD SHS 78463V107 298 1743 SH SOLE NONE 0 0 1743 SPDR SER TR S&P 600 SMCP GRW 78464A201 13915 149910 SH SOLE NONE 0 0 149910 SPDR SER TR S&P 600 SMCP VAL 78464A300 20015 236244 SH SOLE NONE 0 0 236244 SPDR SER TR PRTFLO S&P500 GW 78464A409 33130 457155 SH SOLE NONE 0 0 457155 SPDR SER TR FTSE INT GVT ETF 78464A490 296 5504 SH SOLE NONE 0 0 5504 SPDR SER TR PRTFLO S&P500 VL 78464A508 28422 676705 SH SOLE NONE 0 0 676705 SPDR SER TR S&P DIVID ETF 78464A763 28794 223002 SH SOLE NONE 0 0 223002 SPDR SER TR S&P 400 MDCP GRW 78464A821 21327 261590 SH SOLE NONE 0 0 261590 SPDR SER TR S&P 400 MDCP VAL 78464A839 22804 320729 SH SOLE NONE 0 0 320729 SPDR SP 500 ETF TR TR UNIT 78462F103 61510 129506 SH SOLE NONE 0 0 129506 SPDR SP MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 23078 44579 SH SOLE NONE 0 0 44579 STARBUCKS CORP COM 855244109 270 2305 SH SOLE NONE 0 0 2305 TESLA INC COM 88160R101 486 460 SH SOLE NONE 0 0 460 TEXAS INSTRS INC COM 882508104 218 1158 SH SOLE NONE 0 0 1158 THERMO FISHER SCIENTIFIC INC COM 883556102 268 402 SH SOLE NONE 0 0 402 TJX COS INC NEW COM 872540109 943 12419 SH SOLE NONE 0 0 12419 TRUIST FINL CORP COM 89832Q109 255 4360 SH SOLE NONE 0 0 4360 TUSIMPLE HLDGS INC CL A 90089L108 254 7072 SH SOLE NONE 0 0 7072 UNITED BANKSHARES INC WEST V COM 909907107 203 5587 SH SOLE NONE 0 0 5587 UNITEDHEALTH GROUP INC COM 91324P102 468 932 SH SOLE NONE 0 0 932 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1149 5467 SH SOLE NONE 0 0 5467 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1425 7441 SH SOLE NONE 0 0 7441 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 467 5781 SH SOLE NONE 0 0 5781 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3782 8663 SH SOLE NONE 0 0 8663 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 490 3258 SH SOLE NONE 0 0 3258 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 460 1806 SH SOLE NONE 0 0 1806 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 6377 54967 SH SOLE NONE 0 0 54967 VANGUARD INDEX FDS SML CP GRW ETF 922908595 381 1353 SH SOLE NONE 0 0 1353 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1194 6673 SH SOLE NONE 0 0 6673 VANGUARD INDEX FDS LARGE CAP ETF 922908637 393 1776 SH SOLE NONE 0 0 1776 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 631 3450 SH SOLE NONE 0 0 3450 VANGUARD INDEX FDS GROWTH ETF 922908736 888 2767 SH SOLE NONE 0 0 2767 VANGUARD INDEX FDS VALUE ETF 922908744 497 3377 SH SOLE NONE 0 0 3377 VANGUARD INDEX FDS SMALL CP ETF 922908751 1678 7424 SH SOLE NONE 0 0 7424 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9767 40453 SH SOLE NONE 0 0 40453 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 239 4425 SH SOLE NONE 0 0 4425 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 370 2763 SH SOLE NONE 0 0 2763 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2424 39559 SH SOLE NONE 0 0 39559 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3917 79186 SH SOLE NONE 0 0 79186 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 386 5662 SH SOLE NONE 0 0 5662 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 59277 1153247 SH SOLE NONE 0 0 1153247 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 743 4328 SH SOLE NONE 0 0 4328 VANGUARD STAR FDS VG TL INTL STK F 921909768 390 6139 SH SOLE NONE 0 0 6139 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 21215 415493 SH SOLE NONE 0 0 415493 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 936 8347 SH SOLE NONE 0 0 8347 VERIZON COMMUNICATIONS INC COM 92343V104 224 4320 SH SOLE NONE 0 0 4320 VISA INC COM CL A 92826C839 410 1893 SH SOLE NONE 0 0 1893 WALMART INC COM 931142103 278 1918 SH SOLE NONE 0 0 1918 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 459 17750 SH SOLE NONE 0 0 17750 WESTERN ASSET EMERGING MKTS COM 95766A101 199 15581 SH SOLE NONE 0 0 15581 WISDOMTREE TR EMER MKT HIGH FD 97717W315 434 10010 SH SOLE NONE 0 0 10010 WISDOMTREE TR US SMALLCAP FUND 97717W562 208 4050 SH SOLE NONE 0 0 4050 WISDOMTREE TR CBOE S&P 500 97717X560 507 14685 SH SOLE NONE 0 0 14685