0001172661-18-000983.txt : 20180501 0001172661-18-000983.hdr.sgml : 20180501 20180501165043 ACCESSION NUMBER: 0001172661-18-000983 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 EFFECTIVENESS DATE: 20180501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Unterberg Capital LLC CENTRAL INDEX KEY: 0001662237 IRS NUMBER: 262235017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17614 FILM NUMBER: 18796208 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: ROOM 901 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 745 1141 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: ROOM 901 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001662237 XXXXXXXX 03-31-2018 03-31-2018 false Unterberg Capital LLC

445 Park Avenue Room 901 New York NY 10022

13F HOLDINGS REPORT 028-17614 N Thomas I. Unterberg 212-745-1138 /s/ Thomas I. Unterberg New York NY 05-01-2018 0 28 85604 INFORMATION TABLE 2 infotable.xml ADESTO TECHNOLOGIES CORP COM 00687D101 4810 650000 SH SOLE 650000 0 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 2370 440428 SH SOLE 440428 0 0 ASPEN GROUP INC COM NEW 04530L203 2356 333646 SH SOLE 333646 0 0 ASURE SOFTWARE INC COM 04649U102 3611 295000 SH SOLE 295000 0 0 ATTUNITY LTD SHS NEW M15332121 5250 700000 SH SOLE 700000 0 0 CARBONITE INC COM 141337105 4032 140000 SH SOLE 140000 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 3974 40000 SH SOLE 40000 0 0 CHEGG INC COM 163092109 4132 200000 SH SOLE 200000 0 0 CHEMOCENTRYX INC COM 16383L106 680 50000 SH SOLE 50000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 3618 1800000 SH SOLE 1800000 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 788 80000 SH SOLE 80000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 4373 160000 SH SOLE 160000 0 0 EMCORE CORP COM NEW 290846203 3420 600000 SH SOLE 600000 0 0 EVERSPIN TECHNOLOGIES INC COM 30041T104 1047 138676 SH SOLE 138676 0 0 FIREEYE INC COM 31816Q101 5079 300000 SH SOLE 300000 0 0 GAIA INC NEW CL A 36269P104 2635 170000 SH SOLE 170000 0 0 GALAPAGOS NV SPON ADR 36315X101 1197 12000 SH SOLE 12000 0 0 KORNIT DIGITAL LTD SHS M6372Q113 3548 275000 SH SOLE 275000 0 0 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 1452 170876 SH SOLE 170876 0 0 MARCHEX INC CL B 56624R108 1365 500000 SH SOLE 500000 0 0 MITEK SYS INC COM NEW 606710200 4583 619378 SH SOLE 619378 0 0 QUOTIENT TECHNOLOGY INC COM 749119103 3930 300000 SH SOLE 300000 0 0 R1 RCM INC COM 749397105 4570 640000 SH SOLE 640000 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 513 25000 SH SOLE 25000 0 0 RUMBLEON INC CL B 781386206 1960 473500 SH SOLE 473500 0 0 VARONIS SYS INC COM 922280102 4235 70000 SH SOLE 70000 0 0 VIRTUSA CORP COM 92827P102 2908 60000 SH SOLE 60000 0 0 WEB COM GROUP INC COM 94733A104 3168 175000 SH SOLE 175000 0 0