0000894189-16-011207.txt : 20160817 0000894189-16-011207.hdr.sgml : 20160817 20160817135823 ACCESSION NUMBER: 0000894189-16-011207 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160817 DATE AS OF CHANGE: 20160817 EFFECTIVENESS DATE: 20160817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GoodHaven Funds Trust CENTRAL INDEX KEY: 0001661813 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23127 FILM NUMBER: 161838222 BUSINESS ADDRESS: STREET 1: 4940 S.W. 83RD STREET CITY: MIAMI STATE: FL ZIP: 33143 BUSINESS PHONE: 626-914-7363 MAIL ADDRESS: STREET 1: 2020 EAST FINANCIAL WAY, SUITE 100 CITY: GLENDORA STATE: CA ZIP: 97141 0001661813 S000053207 GoodHaven Fund C000167357 GoodHaven Fund N-PX 1 goodhaven_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23127 NAME OF REGISTRANT: The Goodhaven Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 4940 SW 83rd. Street Miami, FL 33143 NAME AND ADDRESS OF AGENT FOR SERVICE: Larry Pitkowsky 4940 SW 83rd. Street Miami, FL 33143 REGISTRANT'S TELEPHONE NUMBER: 305-677-7650 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016 GoodHaven Fund -------------------------------------------------------------------------------------------------------------------------- ALLEGHANY CORPORATION Agenda Number: 934350327 -------------------------------------------------------------------------------------------------------------------------- Security: 017175100 Meeting Type: Annual Meeting Date: 22-Apr-2016 Ticker: Y ISIN: US0171751003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: KAREN BRENNER Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN G. FOOS Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM: RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. 3. SAY-ON-PAY: ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF ALLEGHANY CORPORATION. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC Agenda Number: 934406667 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 08-Jun-2016 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LARRY PAGE Mgmt For For SERGEY BRIN Mgmt For For ERIC E. SCHMIDT Mgmt For For L. JOHN DOERR Mgmt For For DIANE B. GREENE Mgmt For For JOHN L. HENNESSY Mgmt For For ANN MATHER Mgmt For For ALAN R. MULALLY Mgmt For For PAUL S. OTELLINI Mgmt For For K. RAM SHRIRAM Mgmt For For SHIRLEY M. TILGHMAN Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. THE APPROVAL OF AMENDMENTS TO ALPHABET'S Mgmt For For 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 4. THE APPROVAL OF AN AMENDMENT TO THE FOURTH Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS. 5. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. 6. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For REPORT, IF PROPERLY PRESENTED AT THE MEETING. 7. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. 8. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. 9. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. 10. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Agenda Number: 934354325 -------------------------------------------------------------------------------------------------------------------------- Security: 067901108 Meeting Type: Annual Meeting Date: 26-Apr-2016 Ticker: ABX ISIN: CA0679011084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR G.A. CISNEROS Mgmt For For G.G. CLOW Mgmt For For G.A. DOER Mgmt For For J.M. EVANS Mgmt For For K.P.M. DUSHNISKY Mgmt For For B.L. GREENSPUN Mgmt For For J.B. HARVEY Mgmt For For N.H.O. LOCKHART Mgmt For For D.F. MOYO Mgmt For For A. MUNK Mgmt For For J.R.S. PRICHARD Mgmt For For S.J. SHAPIRO Mgmt For For J.L. THORNTON Mgmt For For E.L. THRASHER Mgmt For For 02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION 03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For COMPENSATION APPROACH. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 934337127 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 30-Apr-2016 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WARREN E. BUFFETT Mgmt For For CHARLES T. MUNGER Mgmt For For HOWARD G. BUFFETT Mgmt For For STEPHEN B. BURKE Mgmt For For SUSAN L. DECKER Mgmt For For WILLIAM H. GATES III Mgmt For For DAVID S. GOTTESMAN Mgmt For For CHARLOTTE GUYMAN Mgmt For For THOMAS S. MURPHY Mgmt For For RONALD L. OLSON Mgmt For For WALTER SCOTT, JR. Mgmt For For MERYL B. WITMER Mgmt For For 2. SHAREHOLDER PROPOSAL REGARDING THE Shr Against For REPORTING OF RISKS POSED BY CLIMATE CHANGE. -------------------------------------------------------------------------------------------------------------------------- BIRCHCLIFF ENERGY LTD. Agenda Number: 934379531 -------------------------------------------------------------------------------------------------------------------------- Security: 090697103 Meeting Type: Annual Meeting Date: 12-May-2016 Ticker: BIREF ISIN: CA0906971035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO FIX THE NUMBER OF DIRECTORS OF THE Mgmt For For CORPORATION TO BE ELECTED AT THE MEETING AT FOUR (4). 02 DIRECTOR KENNETH N. CULLEN Mgmt For For DENNIS A. DAWSON Mgmt For For LARRY A. SHAW Mgmt For For A. JEFFERY TONKEN Mgmt For For 03 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. -------------------------------------------------------------------------------------------------------------------------- COLFAX CORPORATION Agenda Number: 934367132 -------------------------------------------------------------------------------------------------------------------------- Security: 194014106 Meeting Type: Annual Meeting Date: 13-May-2016 Ticker: CFX ISIN: US1940141062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For 1B. ELECTION OF DIRECTOR: MATTHEW L. TREROTOLA Mgmt For For 1C. ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For 1E. ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For 1F. ELECTION OF DIRECTOR: SAN W. ORR, III Mgmt For For 1G. ELECTION OF DIRECTOR: A. CLAYTON PERFALL Mgmt For For 1H. ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS COLFAX CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. APPROVAL OF THE COLFAX CORPORATION 2016 Mgmt For For OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- DUNDEE CORPORATION Agenda Number: 934423093 -------------------------------------------------------------------------------------------------------------------------- Security: 264901109 Meeting Type: Annual Meeting Date: 06-Jun-2016 Ticker: DDEJF ISIN: CA2649011095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR. 02 TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For BY-LAWS. 03 DIRECTOR VIRGINIA GAMBALE Mgmt For For DANIEL GOODMAN Mgmt For For DAVID GOODMAN Mgmt For For MARK GOODMAN Mgmt For For NED GOODMAN Mgmt For For HAROLD (SONNY) GORDON Mgmt For For GARTH A.C. MACRAE Mgmt For For ROBERT MCLEISH Mgmt For For ANDREW MOLSON Mgmt For For A. MURRAY SINCLAIR Mgmt For For K. BARRY SPARKS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934327063 -------------------------------------------------------------------------------------------------------------------------- Security: 42824C109 Meeting Type: Annual Meeting Date: 23-Mar-2016 Ticker: HPE ISIN: US42824C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL AMMANN Mgmt For For 1B. ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS Mgmt For For 1D. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1E. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For 1F. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For 1G. ELECTION OF DIRECTOR: RAYMOND J. LANE Mgmt For For 1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1I. ELECTION OF DIRECTOR: RAYMOND E. OZZIE Mgmt For For 1J. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For 1K. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For 1L. ELECTION OF DIRECTOR: LIP-BU TAN Mgmt For For 1M. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For 1N. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For WILDEROTTER 2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2016 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- HP INC. Agenda Number: 934329738 -------------------------------------------------------------------------------------------------------------------------- Security: 40434L105 Meeting Type: Annual Meeting Date: 04-Apr-2016 Ticker: HPQ ISIN: US40434L1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For 1B. ELECTION OF DIRECTOR: SHUMEET BANERJI Mgmt For For 1C. ELECTION OF DIRECTOR: CARL BASS Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT R. BENNETT Mgmt For For 1E. ELECTION OF DIRECTOR: CHARLES V. BERGH Mgmt For For 1F. ELECTION OF DIRECTOR: STACY BROWN-PHILPOT Mgmt For For 1G. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For 1H. ELECTION OF DIRECTOR: MARY ANNE CITRINO Mgmt For For 1I. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For 1J. ELECTION OF DIRECTOR: STACEY MOBLEY Mgmt For For 1K. ELECTION OF DIRECTOR: SUBRA SURESH Mgmt For For 1L. ELECTION OF DIRECTOR: DION J. WEISLER Mgmt For For 1M. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For 2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2016 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING -------------------------------------------------------------------------------------------------------------------------- JZ CAPITAL PARTNERS LIMITED, ST PETER PORT Agenda Number: 706416814 -------------------------------------------------------------------------------------------------------------------------- Security: G5216J134 Meeting Type: EGM Meeting Date: 29-Sep-2015 Ticker: JZCLF ISIN: GG00B403HK58 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 SUBJECT TO THE PASSING OF RESOLUTIONS 2 TO Mgmt Take No Action 4 (INCLUSIVE) BELOW, THE DIRECTORS BE AUTHORISED IN ACCORDANCE WITH ARTICLE 4(8) OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) OF THE COMPANY FOR CASH, AS IF ARTICLE 4(8) OF THE ARTICLES DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH UP TO AN AGGREGATE AMOUNT OF 23,406,698 ORDINARY SHARES, SUCH AUTHORITY AND POWER TO EXPIRE AT THE EARLIER OF 2 YEARS FROM THE PASSING OF THIS RESOLUTION AND THE CONCLUSION OF THE GENERAL MEETING OF THE COMPANY TO BE HELD IN 2016, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, IN PURSUANCE OF ANY CONTD CONT CONTD SUCH OFFER OR AGREEMENT AS IF THE Non-Voting AUTHORITY AND THE POWER CONFERRED HEREBY HAD NOT EXPIRED, AND SUCH AUTHORITY AND POWER SHALL BE IN ADDITIONAL TO ANY LIKE AUTHORITY AND POWER PREVIOUSLY CONFERRED ON THE DIRECTORS 2 THE RELATED PARTY TRANSACTION RELATING TO: Mgmt Take No Action (A) THE IRREVOCABLE UNDERTAKING TO THE COMPANY FROM EDGEWATER GROWTH CAPITAL PARTNERS TO SUBSCRIBE FOR OPEN OFFER SHARES AT THE OFFER PRICE IN EXCESS OF THEIR PRO RATA ENTITLEMENT; AND (B) THE PAYMENT OF A COMMISSION BY THE COMPANY TOTALLING GBP 244,352 TO EDGEWATER GROWTH CAPITAL PARTNERS, BEING 1.00 PER CENT, ON THE VALUE, AT THE OFFER PRICE, OF THE TOTAL NUMBER OF OPEN OFFER SHARES THE SUBJECT OF THEIR IRREVOCABLE UNDERTAKING (BEING THE NUMBER OF OPEN OFFER SHARES UP TO THEIR PRO RATA ENTITLEMENT PLUS ANY NUMBER IN EXCESS OF SUCH ENTITLEMENT (IF ANY)), AND ON THE TERMS SUMMARISED IN PARAGRAPH 7 OF PART 1 (LETTER FROM THE CHAIRMAN) OF THE PROSPECTUS (AS DEFINED BELOW), BE APPROVED 3 THE RELATED PARTY TRANSACTION RELATING TO: Mgmt Take No Action (A) THE IRREVOCABLE UNDERTAKING TO THE COMPANY FROM DAVID W. ZALAZNICK TO SUBSCRIBE FOR OPEN OFFER SHARES AT THE OFFER PRICE IN EXCESS OF HIS PRO RATA ENTITLEMENT; AND (B) THE PAYMENT OF A COMMISSION BY THE COMPANY TOTALLING GBP 214,538 TO DAVID W. ZALAZNICK, BEING 1.00 PER CENT, ON THE VALUE, AT THE OFFER PRICE, OF THE TOTAL NUMBER OF OPEN OFFER SHARES THE SUBJECT OF THEIR IRREVOCABLE UNDERTAKING (BEING THE NUMBER OF OPEN OFFER SHARES UP TO THEIR PRO RATA ENTITLEMENT PLUS ANY NUMBER IN EXCESS OF SUCH ENTITLEMENT (IF ANY)), AND ON THE TERMS SUMMARISED IN PARAGRAPH 7 OF PART 1 (LETTER FROM THE CHAIRMAN) OF THE PROSPECTUS (AS DEFINED BELOW), BE APPROVED 4 THE RELATED PARTY TRANSACTION RELATING TO: Mgmt Take No Action (A) THE IRREVOCABLE UNDERTAKING TO THE COMPANY FROM JOHN (JAY) W. JORDAN II TO SUBSCRIBE FOR OPEN OFFER SHARES AT THE OFFER PRICE IN EXCESS OF HIS PRO RATA ENTITLEMENT; AND (B) THE PAYMENT OF A COMMISSION BY THE COMPANY TOTALLING GBP 140,598 TO JOHN (JAY) W. JORDAN II, BEING 1.00 PER CENT, ON THE VALUE, AT THE OFFER PRICE, OF THE TOTAL NUMBER OF OPEN OFFER SHARES THE SUBJECT OF THEIR IRREVOCABLE UNDERTAKING (BEING THE NUMBER OF OPEN OFFER SHARES UP TO THEIR PRO RATA ENTITLEMENT PLUS ANY NUMBER IN EXCESS OF SUCH ENTITLEMENT (IF ANY)), AND ON THE TERMS SUMMARISED IN PARAGRAPH 7 OF PART I (LETTER FROM THE CHAIRMAN) OF THE PROSPECTUS (AS DEFINED BELOW), BE APPROVED 5 SUBJECT TO THE PASSING OF THE RESOLUTION Mgmt Take No Action PROPOSED AT THE CLASS MEETING OF ORDINARY SHAREHOLDERS OF THE COMPANY, THE PASSING OF THE RESOLUTION PROPOSED AT THE CLASS MEETING OF ZDP SHAREHOLDERS OF THE COMPANY AND WITH EFFECT FROM THE ADOPTION BY THE COMPANY OF THE NEW ARTICLES OF INCORPORATION (THE "NEW ARTICLES") PURSUANT TO RESOLUTION 6 BELOW, THE PROPOSALS: (I) FOR THE CREATION OF THE 2022 ZDP SHARES IN THE CAPITAL OF THE COMPANY HAVING THE RIGHTS AND ENTITLEMENTS SET OUT IN THE NEW ARTICLES; (II) FOR THE ATTACHING TO EACH EXISTING 2016 ZDP SHARE OF A RIGHT OF EXCHANGE, BY WAY OF REDEMPTION, EXERCISABLE BY A VALID ELECTION, OF A 2016 ZDP SHARE INTO A 2022 ZDP SHARE ON THE BASIS OF EACH 2016 ZDP SHARE THE SUBJECT OF SUCH ELECTION BEING REDEEMED IN EXCHANGE FOR THE ISSUE OF ONE 2022 ZDP SHARE; (III) FOR THE ISSUE OF THE CONTD CONT CONTD 2022 ZDP SHARES; AND (IV) FOR THE ZDP Non-Voting ROLLOVER OFFER, PURSUANT TO THE ARRANGEMENTS DESCRIBED IN THE PROSPECTUS (AS DEFINED BELOW) BE APPROVED 6 SUBJECT TO THE PASSING OF THE RESOLUTION Mgmt Take No Action PROPOSED AT THE CLASS MEETING OF ORDINARY SHAREHOLDERS OF THE COMPANY, THE PASSING OF THE RESOLUTION PROPOSED AT THE CLASS MEETING OF ZDP SHAREHOLDERS OF THE COMPANY, THE PASSING OF RESOLUTION 5 ABOVE AND THE ADMISSION OF THE 2022 ZDP SHARES, THE NEW ARTICLES PRODUCED TO THE EXTRAORDINARY GENERAL MEETING AND INITIALLED BY THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING FOR THE PURPOSE OF IDENTIFICATION AND AS DESCRIBED IN PARAGRAPH 5.3 OF PART X (ADDITIONAL INFORMATION) OF THE PROSPECTUS (AS DEFINED BELOW), BE APPROVED AND ADOPTED AS THE ARTICLES OF INCORPORATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE COMPANY'S EXISTING ARTICLES 7 THE RELATED PARTY TRANSACTION RELATING TO Mgmt Take No Action APPROVAL OF THE INVESTMENT IN SPRUCEVIEW CAPITAL PARTNERS, LLC ON THE TERMS SUMMARISED IN PARAGRAPH 18 OF PART I (LETTER FROM THE CHAIRMAN) OF THE PROSPECTUS (AS DEFINED BELOW), BE APPROVED -------------------------------------------------------------------------------------------------------------------------- JZ CAPITAL PARTNERS LIMITED, ST PETER PORT Agenda Number: 706413680 -------------------------------------------------------------------------------------------------------------------------- Security: G5216J134 Meeting Type: CLS Meeting Date: 29-Sep-2015 Ticker: JZCLF ISIN: GG00B403HK58 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT: (A) THE RESOLUTIONS TO BE PROPOSED AT Mgmt For For THE EXTRAORDINARY GENERAL MEETING OF THE COMPANY TO BE CONVENED FOR THE SAME DAY THAT RELATE TO THE ZDP ROLLOVER OFFER (BEING EXTRAORDINARY GENERAL MEETING RESOLUTIONS 5 AND 6 (INCLUSIVE)) (THE "EGM RESOLUTIONS") BE APPROVED AND ANY EFFECT ON OR ANY ALTERATION, MODIFICATION, ABROGATION OR VARIATION OF OR TO THE RIGHTS OR PRIVILEGES ATTACHING TO THE ORDINARY SHARES WHICH MAY RESULT FROM THE PASSING OF THE EGM RESOLUTIONS OR THE IMPLEMENTATION OF THE ZDP ROLLOVER OFFER BE SANCTIONED; AND (B) WITH EFFECT FROM THE ADOPTION BY THE COMPANY OF NEW ARTICLES OF INCORPORATION (THE "NEW ARTICLES") IN THE TERMS SET OUT IN THE PROSPECTUS OF THE COMPANY DATED 4 SEPTEMBER 2015 CONTD CONT CONTD (THE "PROSPECTUS"), THE PROPOSALS: Non-Voting (I) FOR THE CREATION OF THE 2022 ZDP SHARES IN THE CAPITAL OF THE COMPANY HAVING THE RIGHTS AND ENTITLEMENTS SET OUT IN THE NEW ARTICLES; (II) FOR THE ATTACHING TO EACH EXISTING 2016 ZDP SHARE OF A RIGHT OF EXCHANGE, BY WAY OF REDEMPTION, EXERCISABLE BY A VALID ELECTION, OF A 2016 ZDP SHARE FOR A 2022 ZDP SHARE ON THE BASIS OF EACH 2016 ZDP SHARE THE SUBJECT OF SUCH ELECTION BEING REDEEMED IN EXCHANGE FOR THE ISSUE OF ONE 2022 ZDP SHARE; (III) FOR THE ISSUE OF THE 2022 ZDP SHARES; AND (IV) FOR THE ZDP ROLLOVER OFFER, PURSUANT TO THE ARRANGEMENTS DESCRIBED IN THE PROSPECTUS (AS DEFINED BELOW) BE APPROVED -------------------------------------------------------------------------------------------------------------------------- JZ CAPITAL PARTNERS LIMITED, ST PETER PORT Agenda Number: 707142129 -------------------------------------------------------------------------------------------------------------------------- Security: G5216J134 Meeting Type: AGM Meeting Date: 17-Jun-2016 Ticker: JZCLF ISIN: GG00B403HK58 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 29 FEBRUARY 2016 2 TO RE-ELECT ERNST & YOUNG LLP AS AUDITOR OF Mgmt For For THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING 3 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For DETERMINE THE AUDITOR'S REMUNERATION 4 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED 29 FEBRUARY 2016 5 TO RE-ELECT MR DAVID MACFARLANE AS A Mgmt For For DIRECTOR OF THE COMPANY IN ACCORDANCE WITH ARTICLE 21(3) OF THE ARTICLES OF INCORPORATION OF THE COMPANY AND SECTION B.7.1 OF THE UK CORPORATE GOVERNANCE CODE 6 TO RE-ELECT MR JAMES JORDAN AS A DIRECTOR Mgmt For For OF THE COMPANY IN ACCORDANCE WITH ARTICLE 21(3) OF THE ARTICLES OF INCORPORATION OF THE COMPANY AND SECTION B.7.1 OF THE UK CORPORATE GOVERNANCE CODE 7 TO APPROVE THAT THE COMPANY BE AUTHORISED Mgmt For For IN ACCORDANCE WITH THE COMPANIES (GUERNSEY) LAW 2008 AS AMENDED, TO MAKE MARKET ACQUISITIONS (AS DEFINED IN THAT LAW) OF ITS OWN SHARES PROVIDED THAT: (A) THE MAXIMUM NUMBER OF SHARES IN EACH CLASS AUTHORISED TO BE PURCHASED IS 14.99% OF EACH CLASS OF THE SHARES OF THE COMPANY IN ISSUE AT ANY TIME; (B) THE MINIMUM PRICE PAYABLE BY THE COMPANY FOR EACH SHARE IS 1 PENCE AND THE MAXIMUM PRICE PAYABLE BY THE COMPANY FOR EACH SHARE WILL NOT BE MORE THAN THE HIGHER OF (I) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR A SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT SHARE IS PURCHASED AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATION (EC NO 2273/2003); AND (C) UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED, THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE GENERAL MEETING OF THE COMPANY TO BE HELD IN 2017 UNDER SECTION 199 OF THE LAW, SAVE THAT THE COMPANY MAY, PRIOR TO SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE SHARES UNDER SUCH AUTHORITY AND MAY MAKE A PURCHASE OF SHARES PURSUANT TO ANY SUCH CONTRACT 8 TO AUTHORISE THE DIRECTORS IN ACCORDANCE Mgmt For For WITH ARTICLE 4(8) OF THE ARTICLES OF INCORPORATION OF THE COMPANY (THE "ARTICLES") TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) OF THE COMPANY FOR CASH; AND (B) SELL ORDINARY SHARES (AS DEFINED IN THE ARTICLES) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF ARTICLE 4(8) OF THE ARTICLES DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES UP TO AN AGGREGATE AMOUNT OF 8,390,751 ORDINARY SHARES, SUCH AUTHORITY TO EXPIRE AT THE CONCLUSION OF THE GENERAL MEETING OF THE COMPANY TO BE HELD IN 2017, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED -------------------------------------------------------------------------------------------------------------------------- JZ CAPITAL PARTNERS LIMITED, ST PETER PORT Agenda Number: 707123232 -------------------------------------------------------------------------------------------------------------------------- Security: G5216J134 Meeting Type: EGM Meeting Date: 17-Jun-2016 Ticker: JZCLF ISIN: GG00B403HK58 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 WITH EFFECT FROM 12.01AM ON THE DAY Mgmt For For IMMEDIATELY FOLLOWING THE REDEMPTION OF ALL OF THE COMPANY'S 2016 ZERO DIVIDEND PREFERENCE SHARES THEN IN ISSUE HAVING BEEN COMPLETED IN ACCORDANCE WITH ARTICLE 6(8) OF THE COMPANY'S EXISTING ARTICLES OF INCORPORATION, THE ARTICLES OF INCORPORATION PRODUCED TO THE EXTRAORDINARY GENERAL MEETING AND INITIALLED BY THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING FOR THE PURPOSE OF IDENTIFICATION, BE APPROVED AND ADOPTED AS THE ARTICLES OF INCORPORATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE COMPANY'S EXISTING ARTICLES OF INCORPORATION -------------------------------------------------------------------------------------------------------------------------- LEUCADIA NATIONAL CORPORATION Agenda Number: 934385976 -------------------------------------------------------------------------------------------------------------------------- Security: 527288104 Meeting Type: Annual Meeting Date: 26-May-2016 Ticker: LUK ISIN: US5272881047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA L. ADAMANY Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For 1C. ELECTION OF DIRECTOR: FRANCISCO L. BORGES Mgmt For For 1D. ELECTION OF DIRECTOR: W. PATRICK CAMPBELL Mgmt For For 1E. ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN Mgmt For For 1F. ELECTION OF DIRECTOR: RICHARD B. HANDLER Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT E. JOYAL Mgmt For For 1H. ELECTION OF DIRECTOR: JEFFREY C. KEIL Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL T. O'KANE Mgmt For For 1J. ELECTION OF DIRECTOR: STUART H. REESE Mgmt For For 1K. ELECTION OF DIRECTOR: JOSEPH S. STEINBERG Mgmt For For 2. APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION ON AN ADVISORY BASIS. 3. RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION Agenda Number: 934360075 -------------------------------------------------------------------------------------------------------------------------- Security: 812350106 Meeting Type: Annual Meeting Date: 11-May-2016 Ticker: SHLD ISIN: US8123501061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CESAR L. ALVAREZ Mgmt For For BRUCE R. BERKOWITZ Mgmt For For PAUL G. DEPODESTA Mgmt For For ALESIA J. HAAS Mgmt For For KUNAL S. KAMLANI Mgmt For For WILLIAM C. KUNKLER, III Mgmt For For EDWARD S. LAMPERT Mgmt For For STEVEN T. MNUCHIN Mgmt For For ANN N. REESE Mgmt For For THOMAS J. TISCH Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 3. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. -------------------------------------------------------------------------------------------------------------------------- SERITAGE GROWTH PROPERTIES Agenda Number: 934374593 -------------------------------------------------------------------------------------------------------------------------- Security: 81752R100 Meeting Type: Annual Meeting Date: 03-May-2016 Ticker: SRG ISIN: US81752R1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF CLASS I TRUSTEE: DAVID S. FAWER Mgmt For For 1.2 ELECTION OF CLASS I TRUSTEE: THOMAS M. Mgmt For For STEINBERG 2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. -------------------------------------------------------------------------------------------------------------------------- SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 934318557 -------------------------------------------------------------------------------------------------------------------------- Security: 84763R101 Meeting Type: Annual Meeting Date: 28-Jan-2016 Ticker: SPB ISIN: US84763R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR OMAR M. ASALI Mgmt No vote NORMAN S. MATTHEWS Mgmt No vote JOSEPH S. STEINBERG Mgmt No vote 2. TO RATIFY THE APPOINTMENT BY THE BOARD OF Mgmt No vote DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. 3. TO RE-APPROVE THE SPECTRUM BRANDS HOLDINGS, Mgmt No vote INC. 2011 OMNIBUS EQUITY AWARD PLAN. -------------------------------------------------------------------------------------------------------------------------- STAPLES, INC. Agenda Number: 934408077 -------------------------------------------------------------------------------------------------------------------------- Security: 855030102 Meeting Type: Annual Meeting Date: 14-Jun-2016 Ticker: SPLS ISIN: US8550301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For 1B. ELECTION OF DIRECTOR: CURTIS FEENY Mgmt For For 1C. ELECTION OF DIRECTOR: PAUL-HENRI FERRAND Mgmt For For 1D. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For 1E. ELECTION OF DIRECTOR: KUNAL S. KAMLANI Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For 1G. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For 1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For 1J. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For 1K. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 4. NON-BINDING SHAREHOLDER PROPOSAL TO LIMIT Shr Against For ACCELERATION OF VESTING OF SENIOR EXECUTIVE EQUITY AWARDS IN THE EVENT OF A CHANGE IN CONTROL. 5. NON-BINDING SHAREHOLDER PROPOSAL TO AMEND Shr Against For STAPLES' BYLAWS TO REDUCE THE PERCENTAGE OF OUTSTANDING STOCK REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING FROM 25% TO 15%. -------------------------------------------------------------------------------------------------------------------------- STOLT-NIELSEN LTD, HAMILTON Agenda Number: 706840748 -------------------------------------------------------------------------------------------------------------------------- Security: G85080102 Meeting Type: AGM Meeting Date: 21-Apr-2016 Ticker: SOIEF ISIN: BMG850801025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting DATE OR NOT. 1 DETERMINATION OF DIVIDENDS/ALLOCATION OF Mgmt For For PROFITS: APPROVAL OF A DIVIDEND OF FIFTY CENTS (USD0.50) PER COMMON SHARE AND ONE-HALF CENT (USD 0.005) PER FOUNDER'S SHARE DECLARED ON NOVEMBER 11, 2015 AND PAID ON DECEMBER 11, 2015 2 APPROVAL OF AUTHORIZATION OF SHARE Mgmt For For REPURCHASES 3.A ELECTION OF DIRECTOR: SAMUEL COOPERMAN Mgmt For For 3.B ELECTION OF DIRECTOR: ROLF HABBEN JANSEN Mgmt For For 3.C ELECTION OF DIRECTOR: HAKAN LARSSON Mgmt For For 3.D ELECTION OF DIRECTOR: JACOB B. Mgmt For For STOLT-NIELSEN 3.E ELECTION OF DIRECTOR: NIELS G. Mgmt For For STOLT-NIELSEN 3.F ELECTION OF DIRECTOR: TOR OLAV TROIM Mgmt For For 4 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For FILL THE ONE VACANCY ON THE BOARD OF DIRECTORS LEFT UNFILLED AT THE ANNUAL GENERAL MEETING 5 ELECTION OF SAMUEL COOPERMAN AS CHAIRMAN OF Mgmt For For THE BOARD OF DIRECTORS 6 ELECTION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZATION OF THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION -------------------------------------------------------------------------------------------------------------------------- SYSTEMAX INC. Agenda Number: 934400893 -------------------------------------------------------------------------------------------------------------------------- Security: 871851101 Meeting Type: Annual Meeting Date: 06-Jun-2016 Ticker: SYX ISIN: US8718511012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD LEEDS Mgmt For For BRUCE LEEDS Mgmt For For ROBERT LEEDS Mgmt For For LAWRENCE REINHOLD Mgmt For For STACY DICK Mgmt For For ROBERT D. ROSENTHAL Mgmt For For MARIE ADLER-KRAVECAS Mgmt For For 2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016. 3. APPROVE, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For THE TERMINATION OF CERTAIN CORPORATE GOVERNANCE RESTRICTIONS IMPOSED UNDER A 2006 CLASS ACTION SETTLEMENT AGREEMENT. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934342712 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 05-May-2016 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For 1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For 1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For 1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For 1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For 1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For 1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For 1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For 1K. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For 1L. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 1M. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. RENEWABLE ENERGY TARGETS Shr Against For 5. INDIRECT POLITICAL SPENDING REPORT Shr Against For 6. LOBBYING ACTIVITIES REPORT Shr Against For 7. INDEPENDENT CHAIR POLICY Shr Against For 8. SEVERANCE APPROVAL POLICY Shr Against For 9. STOCK RETENTION POLICY Shr Against For -------------------------------------------------------------------------------------------------------------------------- WALTER INVESTMENT MGMT. CORP Agenda Number: 934407683 -------------------------------------------------------------------------------------------------------------------------- Security: 93317W102 Meeting Type: Annual Meeting Date: 09-Jun-2016 Ticker: WAC ISIN: US93317W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STEVEN R. BERRARD Mgmt Withheld Against ELLYN L. BROWN Mgmt For For DENMAR J. DIXON Mgmt For For 2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2015. 3. APPROVAL OF THE AMENDED AND RESTATED WALTER Mgmt Against Against INVESTMENT MANAGEMENT CORP. 2011 OMNIBUS INCENTIVE PLAN. 4. APPROVAL OF THE AMENDMENT TO OUR CHARTER TO Mgmt For For PROVIDE FOR THE DECLASSIFICATION OF THE BOARD OF DIRECTORS. 5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 934413395 -------------------------------------------------------------------------------------------------------------------------- Security: G9618E107 Meeting Type: Annual Meeting Date: 26-May-2016 Ticker: WTM ISIN: BMG9618E1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I DIRECTOR TO A TERM Mgmt For For ENDING IN 2019: MORGAN W. DAVIS 1B. ELECTION OF CLASS I DIRECTOR TO A TERM Mgmt For For ENDING IN 2019: LOWNDES A. SMITH 1C. ELECTION OF CLASS I DIRECTOR TO A TERM Mgmt For For ENDING IN 2019: GARY C. TOLMAN 2A. ELECTION OF DIRECTOR OF HG RE, LTD: KEVIN Mgmt For For PEARSON 2B. ELECTION OF DIRECTOR OF HG RE, LTD: Mgmt For For JENNIFER PITTS 2C. ELECTION OF DIRECTOR OF HG RE, LTD: Mgmt For For CHRISTINE REPASY 2D. ELECTION OF DIRECTOR OF HG RE, LTD: JOHN Mgmt For For SINKUS 3A. ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For LIFE REINSURANCE (BERMUDA) LTD: LYSA BROWN 3B. ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For LIFE REINSURANCE (BERMUDA) LTD: KEVIN PEARSON 3C. ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For LIFE REINSURANCE (BERMUDA) LTD: JENNIFER PITTS 3D. ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For LIFE REINSURANCE (BERMUDA) LTD: CHRISTINE REPASY 4A. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF WTM: RAYMOND BARRETTE 4B. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF WTM: DAVID FOY 4C. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF WTM: KEVIN PEARSON 4D. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF WTM: JENNIFER PITTS 5A. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For INSURANCE, LTD: CHRISTOPHER GARROD 5B. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For INSURANCE, LTD: SARAH KOLAR 5C. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For INSURANCE, LTD: KEVIN PEARSON 5D. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For INSURANCE, LTD: JOHN TREACY 6A. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt For For CAPITAL LIMITED: SARAH KOLAR 6B. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt For For CAPITAL LIMITED: JONAH PFEFFER 6C. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt For For CAPITAL LIMITED: DAVINIA SMITH 7A. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF ONEBEACON: SARAH KOLAR 7B. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF ONEBEACON: PAUL MCDONOUGH 7C. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF ONEBEACON: KEVIN PEARSON 7D. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For STATES OPERATING SUBSIDIARY OF ONEBEACON: JOHN TREACY 8. APPROVAL OF THE RESOLUTION ON MAJORITY Mgmt For For VOTING IN UNCONTESTED DIRECTOR ELECTIONS. 9. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 10. APPROVAL OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. -------------------------------------------------------------------------------------------------------------------------- WPX ENERGY, INC. Agenda Number: 934371422 -------------------------------------------------------------------------------------------------------------------------- Security: 98212B103 Meeting Type: Annual Meeting Date: 19-May-2016 Ticker: WPX ISIN: US98212B1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN A. CARRIG Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY Mgmt For For 1C. ELECTION OF DIRECTOR: KELT KINDICK Mgmt For For 1D. ELECTION OF DIRECTOR: KARL F. KURZ Mgmt For For 1E. ELECTION OF DIRECTOR: HENRY E. LENTZ Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM G. LOWRIE Mgmt For For 1G. ELECTION OF DIRECTOR: KIMBERLY S. LUBEL Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID F. WORK Mgmt For For 2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For APPROVAL OF EXECUTIVE COMPENSATION. 3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. 4. STOCKHOLDER PROPOSAL REGARDING REPORTING OF Shr Against For COMPANY'S EFFORTS TO MONITOR AND MANAGE METHANE EMISSIONS. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Goodhaven Funds Trust By (Signature) /s/ Larry Pitkowsky Name Larry Pitkowsky Title Principal Executive Officer and Pricipal Financial and Accounting Officer Date 8/17/2016