0001104659-22-098223.txt : 20220907 0001104659-22-098223.hdr.sgml : 20220907 20220907163232 ACCESSION NUMBER: 0001104659-22-098223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220902 FILED AS OF DATE: 20220907 DATE AS OF CHANGE: 20220907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marks Howard Edward CENTRAL INDEX KEY: 0001934257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56415 FILM NUMBER: 221231525 MAIL ADDRESS: STREET 1: 2900 W ALAMEDA AVE SUITE 1200 CITY: BURBANK STATE: CA ZIP: 91505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARTENGINE CROWDFUNDING, INC. CENTRAL INDEX KEY: 0001661779 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 N SAN VICENTE BLVD. STREET 2: STE 800 WEST CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 BUSINESS PHONE: 800-317-2200 MAIL ADDRESS: STREET 1: 3900 W ALAMEDA AVE. STREET 2: SUITE 1200 CITY: BURBANK STATE: CA ZIP: 91505 4 1 tm2225318-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-09-02 0 0001661779 STARTENGINE CROWDFUNDING, INC. STGC 0001934257 Marks Howard Edward 3900 WEST ALAMEDA AVENUE, SUITE 1200 BURBANK CA 91505 1 1 0 0 Chief Executive Officer Common Stock 2022-09-02 4 S 0 3667 25.00 D 9010979 I By Howard E. Marks Living Trust U/A Dated 12/21/2001 Common Stock 2022-09-02 4 S 0 377 0 D 9010602 I By Howard E. Marks Living Trust U/A Dated 12/21/2001 Common Stock 2022-09-02 4 S 0 395 25.00 D 1003055 I By Marks Irrevocable Trust Common Stock 2022-09-02 4 S 0 41 0 D 1003014 I By Marks Irrevocable Trust Common Stock 2022-09-02 4 S 0 959 13.50 D 9009643 I By Howard E. Marks Living Trust U/A Dated 12/21/2001 Common Stock 2022-09-02 4 S 0 105 0 D 9009538 I By Howard E. Marks Living Trust U/A Dated 12/21/2001 Common Stock 2022-09-02 4 S 0 100 13.50 D 1002914 I By Marks Irrevocable Trust Common Stock 2022-09-02 4 S 0 11 0 D 1002903 I By Marks Irrevocable Trust The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A. The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (1) above. The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A. The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (3) above. The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A. The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (5) above. The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A. The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (7) above. The Marks Irrevocable Trust is held for the benefit of Mr. Marks' family. Mr. Marks is not the trustee of the trust nor is the trust held for his benefit. /s/ Howard Marks 2022-09-07