0001209191-14-012922.txt : 20140221
0001209191-14-012922.hdr.sgml : 20140221
20140221132550
ACCESSION NUMBER: 0001209191-14-012922
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140206
FILED AS OF DATE: 20140221
DATE AS OF CHANGE: 20140221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAMCO FINANCIAL CORP
CENTRAL INDEX KEY: 0000016614
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 510110823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 814 WHEELING AVENUE
CITY: CAMBRIDGE
STATE: OH
ZIP: 43725
BUSINESS PHONE: 7404352020
MAIL ADDRESS:
STREET 1: 814 WHEELING AVENUE
CITY: CAMBRIDGE
STATE: OH
ZIP: 43725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDWELL DAVID S
CENTRAL INDEX KEY: 0001203885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25196
FILM NUMBER: 14632754
MAIL ADDRESS:
STREET 1: C/O CAMCO / ADVANTAGE
STREET 2: 6901 GLENN HIGHWAY
CITY: CAMBRIDGE
STATE: OH
ZIP: 43725
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-06
0
0000016614
CAMCO FINANCIAL CORP
CAFI
0001203885
CALDWELL DAVID S
10491 ROCK HILL ROAD
CAMBRIDGE
OH
43725
0
1
0
0
Sr. VP - Advantage Bank
Common Stock
2014-02-06
4
A
0
5298
0.00
A
57804
D
Common Stock
2014-02-06
4
F
0
405
6.37
D
57399
D
Common Stock
9139
I
By Minor Children
Common Stock
124116
I
By 401(K) Plan
Common Stock Warrants (right to buy)
2.10
2012-11-07
2017-11-06
Common Shares
3091
3091
I
By Minor Children
Common Stock Warrants (right to buy)
2.10
2012-11-07
2017-11-06
Common Shares
57143
57143
I
By 401(K) Plan
Common Stock Warrants (right to buy)
2.10
2012-11-07
2017-11-06
Common Shares
11241
11241
D
Stock Option
2.15
2011-02-18
2021-02-18
Common Shares
7264
7264
D
Stock Option
2.51
2010-02-26
2020-02-26
Common Shares
11453
11453
D
Stock Option
8.92
2008-01-22
2018-01-22
Common Shares
2707
2707
D
Stock Option
12.35
2007-01-23
2017-01-23
Common Shares
1208
1208
D
Stock Option
14.10
2006-02-01
2016-02-01
Common Shares
4697
4697
D
Stock Option
16.51
2005-02-27
2015-01-27
Common Shares
3100
3100
D
Award represents a grant of restricted stock pursuant to the Camco Financial Corporation 2013 Equity Plan. From this award, 20% of the stock vests immediately, and of the remaining restricted stock, 20% will vest upon certification of the 2014 financial results, subject to the terms of an award agreement, and 60% will vest upon certification of the 2015 financial results, subject to the terms of an award agreement.
Shares forfeited for tax purposes, for shares vested and valued at closing price on February 6, 2014 with a value of $2,579.85.
20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.
/s/Kristina K. Tipton, POA for David S. Caldwell
2014-02-21