0001209191-14-012922.txt : 20140221 0001209191-14-012922.hdr.sgml : 20140221 20140221132550 ACCESSION NUMBER: 0001209191-14-012922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAMCO FINANCIAL CORP CENTRAL INDEX KEY: 0000016614 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 510110823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 814 WHEELING AVENUE CITY: CAMBRIDGE STATE: OH ZIP: 43725 BUSINESS PHONE: 7404352020 MAIL ADDRESS: STREET 1: 814 WHEELING AVENUE CITY: CAMBRIDGE STATE: OH ZIP: 43725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL DAVID S CENTRAL INDEX KEY: 0001203885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25196 FILM NUMBER: 14632754 MAIL ADDRESS: STREET 1: C/O CAMCO / ADVANTAGE STREET 2: 6901 GLENN HIGHWAY CITY: CAMBRIDGE STATE: OH ZIP: 43725 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-06 0 0000016614 CAMCO FINANCIAL CORP CAFI 0001203885 CALDWELL DAVID S 10491 ROCK HILL ROAD CAMBRIDGE OH 43725 0 1 0 0 Sr. VP - Advantage Bank Common Stock 2014-02-06 4 A 0 5298 0.00 A 57804 D Common Stock 2014-02-06 4 F 0 405 6.37 D 57399 D Common Stock 9139 I By Minor Children Common Stock 124116 I By 401(K) Plan Common Stock Warrants (right to buy) 2.10 2012-11-07 2017-11-06 Common Shares 3091 3091 I By Minor Children Common Stock Warrants (right to buy) 2.10 2012-11-07 2017-11-06 Common Shares 57143 57143 I By 401(K) Plan Common Stock Warrants (right to buy) 2.10 2012-11-07 2017-11-06 Common Shares 11241 11241 D Stock Option 2.15 2011-02-18 2021-02-18 Common Shares 7264 7264 D Stock Option 2.51 2010-02-26 2020-02-26 Common Shares 11453 11453 D Stock Option 8.92 2008-01-22 2018-01-22 Common Shares 2707 2707 D Stock Option 12.35 2007-01-23 2017-01-23 Common Shares 1208 1208 D Stock Option 14.10 2006-02-01 2016-02-01 Common Shares 4697 4697 D Stock Option 16.51 2005-02-27 2015-01-27 Common Shares 3100 3100 D Award represents a grant of restricted stock pursuant to the Camco Financial Corporation 2013 Equity Plan. From this award, 20% of the stock vests immediately, and of the remaining restricted stock, 20% will vest upon certification of the 2014 financial results, subject to the terms of an award agreement, and 60% will vest upon certification of the 2015 financial results, subject to the terms of an award agreement. Shares forfeited for tax purposes, for shares vested and valued at closing price on February 6, 2014 with a value of $2,579.85. 20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter. /s/Kristina K. Tipton, POA for David S. Caldwell 2014-02-21