0001209191-13-011619.txt : 20130226 0001209191-13-011619.hdr.sgml : 20130226 20130226164350 ACCESSION NUMBER: 0001209191-13-011619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL DAVID S CENTRAL INDEX KEY: 0001203885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25196 FILM NUMBER: 13643245 MAIL ADDRESS: STREET 1: C/O CAMCO / ADVANTAGE STREET 2: 6901 GLENN HIGHWAY CITY: CAMBRIDGE STATE: OH ZIP: 43725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAMCO FINANCIAL CORP CENTRAL INDEX KEY: 0000016614 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 510110823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 814 WHEELING AVENUE CITY: CAMBRIDGE STATE: OH ZIP: 43725 BUSINESS PHONE: 7404352020 MAIL ADDRESS: STREET 1: 814 WHEELING AVENUE CITY: CAMBRIDGE STATE: OH ZIP: 43725 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-22 0 0000016614 CAMCO FINANCIAL CORP CAFI 0001203885 CALDWELL DAVID S 10491 ROCK HILL ROAD CAMBRIDGE OH 43725 0 1 0 0 Sr. VP - Advantage Bank Common Stock 2013-02-22 4 A 0 9234 0.00 A 54198 D Common Stock 2013-02-22 4 F 0 751 3.47 D 53447 D Common Stock 9139 I By Minor Children Common Stock 124116 I By 401(K) Plan Common Stock Warrants (right to buy) 2.10 2012-11-07 2017-11-06 Common Shares 3091 3091 I By Minor Children Common Stock Warrants (right to buy) 2.10 2012-11-07 2017-11-06 Common Shares 57143 57143 I By 401(K) Plan Common Stock Warrants (right to buy) 2.10 2012-11-07 2017-11-06 Common Shares 11241 11241 D Stock Option 2.15 2011-02-18 2021-02-18 Common Shares 7264 7264 D Stock Option 2.51 2010-02-26 2020-02-26 Common Shares 11453 11453 D Stock Option 8.92 2008-01-22 2018-01-22 Common Shares 2707 2707 D Stock Option 12.35 2007-01-23 2017-01-23 Common Shares 1208 1208 D Stock Option 14.10 2006-02-01 2016-02-01 Common Shares 4697 4697 D Stock Option 16.51 2005-02-27 2015-01-27 Common Shares 3100 3100 D Stock Option 17.17 2004-01-27 2014-01-27 Common Shares 1426 1426 D Award represents a grant of restricted stock pursuant to the Camco Financial Corporation 2010 Equity Plan. From this award, 20% of the stock vests immediately, and of the remaining restricted stock, 25% will vest upon certification of the 2013 financial results, subject to the terms of an award agreement, and 75% will vest upon certification of the 2014 financial results, subject to the terms of an award agreement. Shares forfeited for tax purposes, for those shares vesting immediately, based on the closing price on February 22, 2013 with a total value of $2,605.97. 20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter. /s/Kristina K. Tipton, POA for David S. Caldwell 2013-02-26