The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
UNITED STATES NATL GAS FUND UNIT PAR | STOCK | 912318300 | 4,598 | 194,000 | SH | SOLE | 0 | 194,000 | 0 | 0 | |
BOOKING HLDGS INC COM | STOCK | 09857L108 | 446 | 220 | SH | SOLE | 0 | 220 | 0 | 0 | |
AMAZON COM INC COM | STOCK | 023135106 | 527 | 310 | SH | SOLE | 0 | 310 | 0 | 0 | |
VANECK VECTORS ETF TR GOLD MINERS ETF | STOCK | 92189F106 | 6,515 | 292,000 | SH | SOLE | 0 | 292,000 | 0 | 0 | |
PROSHARES TR PSHS ULTSH 20YRS | STOCK | 74347B201 | 917 | 25,500 | SH | SOLE | 0 | 25,500 | 0 | 0 | |
PVH CORP COM | STOCK | 693656100 | 120 | 800 | SH | SOLE | 0 | 800 | 0 | 0 | |
MONDELEZ INTL INC CL A | STOCK | 609207105 | 492 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
KKR & CO L P DEL COM UNITS | STOCK | 48248M102 | 660 | 26,548 | SH | SOLE | 0 | 26,548 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR | STOCK | 03524A108 | 101 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
SPDR INDEX SHS FDS EURO STOXX 50 | STOCK | 78463X202 | 38 | 999 | SH | SOLE | 0 | 999 | 0 | 0 | |
DR PEPPER SNAPPLE GROUP INC COM | STOCK | 26138E109 | 244 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
SPDR GOLD TRUST GOLD SHS | STOCK | 78463V107 | 7,194 | 60,630 | SH | SOLE | 0 | 60,630 | 0 | 0 | |
SPDR SERIES TRUST S&P OILGAS EXP | STOCK | 78464A730 | 2,291 | 53,200 | SH | SOLE | 0 | 53,200 | 0 | 0 | |
MELCO RESORT ENTERTAINMENT L ADR | STOCK | 585464100 | 448 | 16,000 | SH | SOLE | 0 | 16,000 | 0 | 0 | |
ISHARES TR CHINA LG-CAP ETF | STOCK | 464287184 | 1,182 | 27,500 | SH | SOLE | 0 | 27,500 | 0 | 0 | |
LAS VEGAS SANDS CORP COM | STOCK | 517834107 | 229 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
VANGUARD INDEX FDS REAL ESTATE ETF | STOCK | 922908553 | 6,893 | 84,629 | SH | SOLE | 0 | 84,629 | 0 | 0 | |
ISHARES TR RUS 1000 VAL ETF | STOCK | 464287598 | 364 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
ON SEMICONDUCTOR CORP COM | STOCK | 682189105 | 778 | 35,000 | SH | SOLE | 0 | 35,000 | 0 | 0 | |
CONSTELLATION BRANDS INC CL A | STOCK | 21036P108 | 219 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP COM | STOCK | 80874P109 | 40 | 810 | SH | SOLE | 0 | 810 | 0 | 0 | |
SELECT SECTOR SPDR TR ENERGY | STOCK | 81369Y506 | 395 | 5,200 | SH | SOLE | 0 | 5,200 | 0 | 0 | |
SELECT SECTOR SPDR TR SBI INT-FINL | STOCK | 81369Y605 | 50 | 1,899 | SH | SOLE | 0 | 1,899 | 0 | 0 | |
SELECT SECTOR SPDR TR SBI INT-INDS | STOCK | 81369Y704 | 280 | 3,905 | SH | SOLE | 0 | 3,905 | 0 | 0 | |
UNITED PARCEL SERVICE INC CL B | STOCK | 911312106 | 744 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
BARCLAYS BK PLC IPATH S&P500 VIX | STOCK | 06746L422 | 12,031 | 310,526 | SH | SOLE | 0 | 310,526 | 0 | 0 | |
UNITED RENTALS INC COM | STOCK | 911363109 | 221 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
LAUDER ESTEE COS INC CL A | STOCK | 518439104 | 499 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
URBAN OUTFITTERS INC COM | STOCK | 917047102 | 241 | 5,400 | SH | SOLE | 0 | 5,400 | 0 | 0 | |
ROSS STORES INC COM | STOCK | 778296103 | 254 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
GAP INC DEL COM | STOCK | 364760108 | 227 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
RITE AID CORP COM | STOCK | 767754104 | 166 | 95,800 | SH | SOLE | 0 | 95,800 | 0 | 0 | |
ADVANCED MICRO DEVICES INC COM | STOCK | 007903107 | 270 | 18,000 | SH | SOLE | 0 | 18,000 | 0 | 0 | |
CONAGRA BRANDS INC COM | STOCK | 205887102 | 232 | 6,500 | SH | SOLE | 0 | 6,500 | 0 | 0 | |
CARNIVAL PLC ADR | STOCK | 14365C103 | 252 | 4,377 | SH | SOLE | 0 | 4,377 | 0 | 0 | |
CAMPBELL SOUP CO COM | STOCK | 134429109 | 304 | 7,500 | SH | SOLE | 0 | 7,500 | 0 | 0 | |
SPLUNK INC COM | STOCK | 848637104 | 4 | 45 | SH | SOLE | 0 | 45 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD COM CL C | STOCK | G9001E128 | 156 | 8,043 | SH | SOLE | 0 | 8,043 | 0 | 0 | |
BRISTOW GROUP INC NOTE 4.500 6/0 | BOND | 110394AF0 | 5,164 | 4,500,000 | PRN | SOLE | 0 | 4,500,000 | 0 | 0 | |
MICROSOFT CORP COM | STOCK | 594918104 | 7 | 68 | SH | SOLE | 0 | 68 | 0 | 0 | |
NETEASE INC SPONSORED ADR | STOCK | 64110W102 | 1,617 | 6,400 | SH | SOLE | 0 | 6,400 | 0 | 0 | |
NEUBERGER BERMAN RE ES SEC F COM | STOCK | 64190A103 | 18 | 3,456 | SH | SOLE | 0 | 3,456 | 0 | 0 | |
BROADCOM INC COM ADDED | STOCK | 11135F101 | 243 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
NEWS CORP NEW CL B | STOCK | 65249B208 | 333 | 21,049 | SH | SOLE | 0 | 21,049 | 0 | 0 | |
PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 | STOCK | G7126L126 | 1,508 | 150,000 | SH | SOLE | 0 | 150,000 | 0 | 0 | |
SHIP FIN INTL LTD NOTE 4.875 5/0 ADDED | BOND | 824689AG8 | 5,163 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US | STOCK | 922042775 | 36 | 700 | SH | SOLE | 0 | 700 | 0 | 0 | |
TEKLA HEALTHCARE INVS SH BEN INT | STOCK | 87911J103 | 450 | 20,942 | SH | SOLE | 0 | 20,942 | 0 | 0 | |
ISHARES TR RUS 2000 GRW ETF | STOCK | 464287648 | 39 | 190 | SH | SOLE | 0 | 190 | 0 | 0 | |
THERAVANCE INC NOTE 2.125 1/1 | BOND | 88338TAB0 | 5,561 | 5,750,000 | PRN | SOLE | 0 | 5,750,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC CL B | STOCK | 90130A200 | 4,271 | 86,690 | SH | SOLE | 0 | 86,690 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP | STOCK | 531229706 | 37 | 1,458 | SH | SOLE | 0 | 1,458 | 0 | 0 | |
HESS CORP DEP PDF SR A | STOCK | 42809H404 | 26,942 | 359,000 | SH | SOLE | 0 | 359,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC NOTE 2.125 9/0 | BOND | 007903BD8 | 36,794 | 18,500,000 | PRN | SOLE | 0 | 18,500,000 | 0 | 0 | |
ON SEMICONDUCTOR CORP NOTE 1.00012/0 | BOND | 682189AK1 | 21,677 | 16,500,000 | PRN | SOLE | 0 | 16,500,000 | 0 | 0 | |
APPLE INC COM | STOCK | 037833100 | 9 | 47 | SH | SOLE | 0 | 47 | 0 | 0 | |
MORGAN STANLEY EM MKTS DM DE COM | STOCK | 617477104 | 11 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
ISHARES TR TIPS BD ETF | STOCK | 464287176 | 113 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C COM | STOCK | 42824C109 | 16 | 1,069 | SH | SOLE | 0 | 1,069 | 0 | 0 | |
ENVISION HEALTHCARE CORP COM | STOCK | 29414D100 | 3,512 | 79,800 | SH | SOLE | 0 | 79,800 | 0 | 0 | |
ALIBABA GROUP HLDG LTD SPONSORED ADS | STOCK | 01609W102 | 2,226 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
T MOBILE US INC COM | STOCK | 872590104 | 783 | 13,099 | SH | SOLE | 0 | 13,099 | 0 | 0 | |
LENDINGTREE INC NEW NOTE 0.625 6/0 ADDED | BOND | 52603BAA5 | 6,628 | 5,500,000 | PRN | SOLE | 0 | 5,500,000 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA | STOCK | 531229870 | 1,468 | 41,561 | SH | SOLE | 0 | 41,561 | 0 | 0 | |
SALESFORCE COM INC COM | STOCK | 79466L302 | 1 | 10 | SH | SOLE | 0 | 10 | 0 | 0 | |
SM ENERGY CO NOTE 1.500 7/0 | BOND | 78454LAM2 | 5,159 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
DYCOM INDS INC NOTE 0.750 9/1 | BOND | 267475AB7 | 11,561 | 10,000,000 | PRN | SOLE | 0 | 10,000,000 | 0 | 0 | |
ZILLOW GROUP INC NOTE 2.00012/0 | BOND | 98954MAB7 | 6,313 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
LIONS GATE ENTMNT CORP CL B NON VTG | STOCK | 535919500 | 905 | 38,595 | SH | SOLE | 0 | 38,595 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 | STOCK | 48661U201 | 138 | 13,300 | SH | SOLE | 0 | 13,300 | 0 | 0 | |
ELECTRONIC ARTS INC COM | STOCK | 285512109 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
ADAMS DIVERSIFIED EQUITY FD COM | STOCK | 006212104 | 188 | 12,201 | SH | SOLE | 0 | 12,201 | 0 | 0 | |
FIRSTENERGY CORP COM | STOCK | 337932107 | 11 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC COM NEW | STOCK | 09255R202 | 357 | 31,965 | SH | SOLE | 0 | 31,965 | 0 | 0 | |
ISHARES INC MSCI PAC JP ETF | STOCK | 464286665 | 12 | 267 | SH | SOLE | 0 | 267 | 0 | 0 | |
ISHARES TR MSCI EURO FL ETF | STOCK | 464289180 | 35 | 1,740 | SH | SOLE | 0 | 1,740 | 0 | 0 | |
SAP SE SPON ADR | STOCK | 803054204 | 21 | 185 | SH | SOLE | 0 | 185 | 0 | 0 | |
ISHARES TR NA TEC SFTWR ETF | STOCK | 464287515 | 19 | 104 | SH | SOLE | 0 | 104 | 0 | 0 | |
TRANSOCEAN INC DEB 0.500 1/3 | BOND | 893830BJ7 | 15,016 | 10,500,000 | PRN | SOLE | 0 | 10,500,000 | 0 | 0 | |
TERADYNE INC NOTE 1.25012/1 | BOND | 880770AG7 | 9,643 | 7,265,000 | PRN | SOLE | 0 | 7,265,000 | 0 | 0 | |
GRIFOLS S A SP ADR REP B NVT | STOCK | 398438408 | 248 | 11,551 | SH | SOLE | 0 | 11,551 | 0 | 0 | |
GLOBALSTAR INC COM | STOCK | 378973408 | 98 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875 6/0 | BOND | 049164BJ4 | 23,213 | 17,550,000 | PRN | SOLE | 0 | 17,550,000 | 0 | 0 | |
CITIGROUP INC COM NEW | STOCK | 172967424 | 37 | 546 | SH | SOLE | 0 | 546 | 0 | 0 | |
ENBRIDGE ENERGY PARTNERS L P COM | STOCK | 29250R106 | 1,365 | 124,921 | SH | SOLE | 0 | 124,921 | 0 | 0 | |
ADOBE SYS INC COM | STOCK | 00724F101 | 3 | 11 | SH | SOLE | 0 | 11 | 0 | 0 | |
IAC INTERACTIVECORP COM | STOCK | 44919P508 | 243 | 1,596 | SH | SOLE | 0 | 1,596 | 0 | 0 | |
PINNACLE FOODS INC DEL COM | STOCK | 72348P104 | 586 | 9,000 | SH | SOLE | 0 | 9,000 | 0 | 0 | |
DOMINION ENERGY INC UNIT 08/15/2019 | STOCK | 25746U836 | 12,618 | 275,000 | SH | SOLE | 0 | 275,000 | 0 | 0 | |
REALPAGE INC NOTE 1.50011/1 ADDED | BOND | 75606NAB5 | 10,308 | 7,280,000 | PRN | SOLE | 0 | 7,280,000 | 0 | 0 | |
BECTON DICKINSON & CO PFD SHS CONV A | STOCK | 075887208 | 3,705 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | 0 | |
KLONDEX MNS LTD COM | STOCK | 498696103 | 508 | 220,000 | SH | SOLE | 0 | 220,000 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC NOTE 1.250 3/1 | BOND | 40171VAA8 | 6,060 | 6,000,000 | PRN | SOLE | 0 | 6,000,000 | 0 | 0 | |
LUMENTUM HLDGS INC NOTE 0.250 3/1 | BOND | 55024UAB5 | 3,764 | 3,185,000 | PRN | SOLE | 0 | 3,185,000 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD COM | STOCK | V7780T103 | 1 | 10 | SH | SOLE | 0 | 10 | 0 | 0 | |
SEMICONDUCTOR MFG INTL CORP SPONSORED ADR | STOCK | 81663N206 | 650 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
PROTHENA CORP PLC SHS | STOCK | G72800108 | 33 | 2,262 | SH | SOLE | 0 | 2,262 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY NOTE 0.87511/1 | BOND | 458118AC0 | 17,844 | 15,700,000 | PRN | SOLE | 0 | 15,700,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V COM | STOCK | N6596X109 | 515 | 4,709 | SH | SOLE | 0 | 4,709 | 0 | 0 | |
DELL TECHNOLOGIES INC COM CL V | STOCK | 24703L103 | 410 | 4,847 | SH | SOLE | 0 | 4,847 | 0 | 0 | |
COLONY STARWOOD HOMES NOTE 3.500 1/1 | BOND | 19625XAB8 | 4,505 | 4,000,000 | PRN | SOLE | 0 | 4,000,000 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP NOTE 4.500 1/1 | BOND | 232806AM1 | 11,029 | 8,328,000 | PRN | SOLE | 0 | 8,328,000 | 0 | 0 | |
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 ADDED | STOCK | 36255F201 | 1,962 | 191,400 | SH | SOLE | 0 | 191,400 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES INC NOTE 4.750 7/0 | BOND | 01741RAG7 | 9,469 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN NOTE 3.250 7/0 | BOND | 45845PAA6 | 3,068 | 3,500,000 | PRN | SOLE | 0 | 3,500,000 | 0 | 0 | |
NEBULA ACQUISITION CORP UNIT 03/12/2025 | STOCK | 629076209 | 2,014 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR | STOCK | 874039100 | 9 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
ISHARES TR 20 YR TR BD ETF | STOCK | 464287432 | 116 | 955 | SH | SOLE | 0 | 955 | 0 | 0 | |
TESLA INC COM | STOCK | 88160R101 | 51 | 150 | SH | SOLE | 0 | 150 | 0 | 0 | |
LIBERTY BROADBAND CORP COM SER A | STOCK | 530307107 | 848 | 11,207 | SH | SOLE | 0 | 11,207 | 0 | 0 | |
JANUS HENDERSON GROUP PLC ORD SHS | STOCK | G4474Y214 | 318 | 10,340 | SH | SOLE | 0 | 10,340 | 0 | 0 | |
HUBSPOT INC NOTE 0.250 6/0 ADDED | BOND | 443573AB6 | 11,246 | 7,878,000 | PRN | SOLE | 0 | 7,878,000 | 0 | 0 | |
COMCAST CORP NEW CL A | STOCK | 20030N101 | 2,887 | 88,000 | SH | SOLE | 0 | 88,000 | 0 | 0 | |
VANECK VECTORS ETF TR SEMICONDUCTOR ET | STOCK | 92189F676 | 5 | 52 | SH | SOLE | 0 | 52 | 0 | 0 | |
J2 GLOBAL INC NOTE 3.250 6/1 | BOND | 48123VAC6 | 12,014 | 8,900,000 | PRN | SOLE | 0 | 8,900,000 | 0 | 0 | |
CITRIX SYS INC NOTE 0.500 4/1 | BOND | 177376AD2 | 14,579 | 10,000,000 | PRN | SOLE | 0 | 10,000,000 | 0 | 0 | |
INSULET CORP NOTE 1.250 9/1 | BOND | 45784PAF8 | 9,124 | 6,000,000 | PRN | SOLE | 0 | 6,000,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A SHS ADDED | STOCK | L8681T102 | 673 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
SYNAPTICS INC NOTE 0.500 6/1 ADDED | BOND | 87157DAD1 | 5,865 | 6,000,000 | PRN | SOLE | 0 | 6,000,000 | 0 | 0 | |
LIBERTY GLOBAL PLC SHS CL C | STOCK | G5480U120 | 68 | 2,567 | SH | SOLE | 0 | 2,567 | 0 | 0 | |
DXC TECHNOLOGY CO COM | STOCK | 23355L106 | 7 | 83 | SH | SOLE | 0 | 83 | 0 | 0 | |
HELIX ENERGY SOLUTIONS GRP I NOTE 4.125 9/1 | BOND | 42330PAJ6 | 5,897 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
LASALLE HOTEL PPTYS COM SH BEN INT | STOCK | 517942108 | 240 | 7,021 | SH | SOLE | 0 | 7,021 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW 6.875 CON PFD A | STOCK | 22822V309 | 5,360 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
GCI LIBERTY INC COM CLASS A | STOCK | 36164V305 | 468 | 10,392 | SH | SOLE | 0 | 10,392 | 0 | 0 | |
INVESCO QQQ TR UNIT SER 1 ADDED | STOCK | 46090E103 | 112 | 650 | SH | SOLE | 0 | 650 | 0 | 0 | |
GDL FUND COM SH BEN IT | STOCK | 361570104 | 255 | 27,740 | SH | SOLE | 0 | 27,740 | 0 | 0 | |
WORKDAY INC NOTE 1.500 7/1 | BOND | 98138HAD3 | 7,692 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
CENTRAL FD CDA LTD CL A | STOCK | 153501101 | 6,097 | 484,679 | SH | SOLE | 0 | 484,679 | 0 | 0 | |
SOUTH JERSEY INDS INC UNIT 99/99/9999 ADDED | STOCK | 838518116 | 8,742 | 160,000 | SH | SOLE | 0 | 160,000 | 0 | 0 | |
DISCOVERY INC COM SER C | STOCK | 25470F302 | 2,043 | 80,101 | SH | SOLE | 0 | 80,101 | 0 | 0 | |
CLEVELAND CLIFFS INC DBCV 1.500 1/1 | BOND | 185899AA9 | 17,290 | 14,000,000 | PRN | SOLE | 0 | 14,000,000 | 0 | 0 | |
UNDER ARMOUR INC CL C | STOCK | 904311206 | 605 | 28,694 | SH | SOLE | 0 | 28,694 | 0 | 0 | |
PRA GROUP INC NOTE 3.500 6/0 ADDED | BOND | 69354NAB2 | 1,596 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
INTEL CORP COM | STOCK | 458140100 | 1 | 22 | SH | SOLE | 0 | 22 | 0 | 0 | |
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI | STOCK | 29250X103 | 1,354 | 131,926 | SH | SOLE | 0 | 131,926 | 0 | 0 | |
DEPOMED INC NOTE 2.500 9/0 | BOND | 249908AA2 | 811 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
AMAG PHARMACEUTICALS INC NOTE 3.250 6/0 | BOND | 00163UAD8 | 4,620 | 4,500,000 | PRN | SOLE | 0 | 4,500,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC NOTE 1.625 2/1 | BOND | 595017AD6 | 35,020 | 20,000,000 | PRN | SOLE | 0 | 20,000,000 | 0 | 0 | |
NABORS INDUSTRIES LTD 6 PFD CNV SR A ADDED | STOCK | G6359F129 | 12,272 | 270,000 | SH | SOLE | 0 | 270,000 | 0 | 0 | |
HEICO CORP NEW COM | STOCK | 422806109 | 90 | 1,235 | SH | SOLE | 0 | 1,235 | 0 | 0 | |
SPECTRA ENERGY PARTNERS LP COM | STOCK | 84756N109 | 1,509 | 42,617 | SH | SOLE | 0 | 42,617 | 0 | 0 | |
FACEBOOK INC CL A | STOCK | 30303M102 | 3,535 | 18,191 | SH | SOLE | 0 | 18,191 | 0 | 0 | |
SQUARE INC NOTE 0.375 3/0 | BOND | 852234AB9 | 15,579 | 5,800,000 | PRN | SOLE | 0 | 5,800,000 | 0 | 0 | |
ENSCO JERSEY FIN LTD NOTE 3.000 1/3 | BOND | 29359WAB1 | 13,067 | 14,000,000 | PRN | SOLE | 0 | 14,000,000 | 0 | 0 | |
RAMBUS INC DEL NOTE 1.125 8/1 | BOND | 750917AE6 | 6,073 | 5,755,000 | PRN | SOLE | 0 | 5,755,000 | 0 | 0 | |
MICRON TECHNOLOGY INC COM | STOCK | 595112103 | 26 | 417 | SH | SOLE | 0 | 417 | 0 | 0 | |
LIBERTY ALL STAR EQUITY FD SH BEN INT | STOCK | 530158104 | 100 | 15,628 | SH | SOLE | 0 | 15,628 | 0 | 0 | |
XL GROUP LTD COM | STOCK | G98294104 | 2,212 | 39,527 | SH | SOLE | 0 | 39,527 | 0 | 0 | |
PENNEY J C INC COM | STOCK | 708160106 | 35 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
PALO ALTO NETWORKS INC NOTE 7/0 | BOND | 697435AB1 | 17,700 | 9,500,000 | PRN | SOLE | 0 | 9,500,000 | 0 | 0 | |
MOSAIC ACQUISITION CORP UNIT 99/99/9999 | STOCK | G62848117 | 2,505 | 250,000 | SH | SOLE | 0 | 250,000 | 0 | 0 | |
NABORS INDS INC NEW NOTE 0.750 1/1 ADDED | BOND | 62957HAB1 | 7,054 | 9,000,000 | PRN | SOLE | 0 | 9,000,000 | 0 | 0 | |
TAIWAN FD INC COM | STOCK | 874036106 | 42 | 2,099 | SH | SOLE | 0 | 2,099 | 0 | 0 | |
DTE ENERGY CO UNIT 99/99/9999 | STOCK | 233331883 | 18,227 | 356,300 | SH | SOLE | 0 | 356,300 | 0 | 0 | |
DERMIRA INC NOTE 3.000 5/1 | BOND | 24983LAB0 | 3,290 | 4,000,000 | PRN | SOLE | 0 | 4,000,000 | 0 | 0 | |
ALPHABET INC CAP STK CL A | STOCK | 02079K305 | 102 | 90 | SH | SOLE | 0 | 90 | 0 | 0 | |
TEXAS INSTRS INC COM | STOCK | 882508104 | 6 | 57 | SH | SOLE | 0 | 57 | 0 | 0 | |
FERRARI N V COM | STOCK | N3167Y103 | 247 | 1,830 | SH | SOLE | 0 | 1,830 | 0 | 0 | |
EDUCATION RLTY TR INC COM NEW | STOCK | 28140H203 | 353 | 8,500 | SH | SOLE | 0 | 8,500 | 0 | 0 | |
STERIS PLC SHS USD | STOCK | G84720104 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
CENTRAL GARDEN & PET CO CL A NON-VTG | STOCK | 153527205 | 397 | 9,804 | SH | SOLE | 0 | 9,804 | 0 | 0 | |
TPG PACE HLDGS CORP UNIT 99/99/9999 | STOCK | G89827102 | 2,100 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
VISTRA ENERGY CORP UNIT 02/02/2024 ADDED | STOCK | 92840M300 | 8,637 | 90,000 | SH | SOLE | 0 | 90,000 | 0 | 0 | |
MICRO FOCUS INTERNATIONAL PL SPON ADR NEW | STOCK | 594837304 | 3 | 146 | SH | SOLE | 0 | 146 | 0 | 0 | |
SEMPRA ENERGY 6 PFD CONV A | STOCK | 816851406 | 15,050 | 146,000 | SH | SOLE | 0 | 146,000 | 0 | 0 | |
ISHARES TR IBOXX HI YD ETF | OPTION | 464288513 | 188 | 12,597 | SH | SOLE | 0 | 12,597 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM | STOCK | 531229409 | 1,920 | 42,623 | SH | SOLE | 0 | 42,623 | 0 | 0 |