CHIEF OPERATING OFFICIER

0001661163-16-000019.txt : 20161114 0001661163-16-000019.hdr.sgml : 20161111 20161114084454 ACCESSION NUMBER: 0001661163-16-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opera Trading Capital CENTRAL INDEX KEY: 0001661163 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17202 FILM NUMBER: 161990875 BUSINESS ADDRESS: STREET 1: 1 BOULEVARD HAUSSMANN CITY: PARIS STATE: I0 ZIP: 75009 BUSINESS PHONE: 33140143126 MAIL ADDRESS: STREET 1: 1 BOULEVARD HAUSSMANN CITY: PARIS STATE: I0 ZIP: 75009 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001661163 XXXXXXXX 09-30-2016 09-30-2016 Opera Trading Capital

1 BOULEVARD HAUSSMANN PARIS I0 75009

13F HOLDINGS REPORT 028-17202 N Xavier COSTE CHIEF OPERATING OFFICIER 33140149507 Xavier COSTE PARIS I0 09-30-2016 0 112 474174 false INFORMATION TABLE 2 operaq32016.xml ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 BOND 007903BD8 13022 12000000 PRN SOLE 0 12000000 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 BOND 16411RAG4 1579 2500000 PRN SOLE 0 2500000 0 0 CITRIX SYS INC NOTE 0.500% 4/1 BOND 177376AD2 12526 11000000 PRN SOLE 0 11000000 0 0 ILLUMINA INC NOTE 6/1 BOND 452327AF6 2082 2000000 PRN SOLE 0 2000000 0 0 LIBERTY INTERACTIVE LLC DEB 1.750% 9/3 BOND 530610AD6 5273 5000000 PRN SOLE 0 5000000 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 BOND 595112AX1 13311 7000000 PRN SOLE 0 7000000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 BOND 697435AB1 11446 7500000 PRN SOLE 0 7500000 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 BOND 741503AQ9 22161 14000000 PRN SOLE 0 14000000 0 0 SHUTTERFLY INC NOTE 0.250% 5/1 BOND 82568PAB2 2453 2500000 PRN SOLE 0 2500000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 4.500%10/1 BOND 85571WAD1 7506 7000000 PRN SOLE 0 7000000 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 BOND 947075AH0 5648 5000000 PRN SOLE 0 5000000 0 0 WEBMD HEALTH CORP NOTE 1.500%12/0 BOND 94770VAK8 2871 2500000 PRN SOLE 0 2500000 0 0 WEBMD HEALTH CORP NOTE 2.500% 1/3 BOND 94770VAF9 7261 7000000 PRN SOLE 0 7000000 0 0 WORKDAY INC NOTE 0.750% 7/1 BOND 98138HAC5 3687 3000000 PRN SOLE 0 3000000 0 0 XILINX INC NOTE 2.625% 6/1 BOND 983919AF8 20523 10908000 PRN SOLE 0 10908000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 BOND 00484MAA4 3670 4500000 PRN SOLE 0 4500000 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 BOND 00971TAG6 6265 6400000 PRN SOLE 0 6400000 0 0 CARDTRONICS INC NOTE 1.000%12/0 BOND 14161HAG3 6881 6500000 PRN SOLE 0 6500000 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 BOND 143905AM9 2342 2000000 PRN SOLE 0 2000000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 BOND 369300AL2 2675 4000000 PRN SOLE 0 4000000 0 0 GREEN PLAINS INC NOTE 3.250%10/0 BOND 393222AD6 5176 3750000 PRN SOLE 0 3750000 0 0 HOLOGIC INC FRNT 12/1 BOND 436440AG6 6766 5500000 PRN SOLE 0 5500000 0 0 INTERDIGITAL INC NOTE 1.500% 3/0 BOND 458660AD9 2070 1700000 PRN SOLE 0 1700000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 BOND 53220KAD0 5377 3700000 PRN SOLE 0 3700000 0 0 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 BOND 595112AV5 6168 3500000 PRN SOLE 0 3500000 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 BOND 60855RAC4 17465 11500000 PRN SOLE 0 11500000 0 0 RAMBUS INC DEL NOTE 1.125% 8/1 BOND 750917AE6 7082 6000000 PRN SOLE 0 6000000 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 BOND 79466LAD6 12725 10647000 PRN SOLE 0 10647000 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 BOND 81170YAB5 3677 4500000 PRN SOLE 0 4500000 0 0 SPANSION LLC NOTE 2.000% 9/0 BOND 84649PAL9 10452 4500000 PRN SOLE 0 4500000 0 0 STANDARD PAC CORP NEW NOTE 1.250% 8/0 BOND 85375CBC4 1559 1500000 PRN SOLE 0 1500000 0 0 TESARO INC NOTE 3.000%10/0 BOND 881569AA5 5885 2000000 PRN SOLE 0 2000000 0 0 * ALIBABA GROUP HLDG LTD SPONSORED ADS STOCK 01609W102 10 102 SH SOLE 0 102 0 0 * ALPHABET INC CAP STK CL A STOCK 02079K305 34 43 SH SOLE 0 43 0 0 * AMAZON COM INC COM STOCK 023135106 22 27 SH SOLE 0 27 0 0 * AMERICAN CAP LTD COM STOCK 02503Y103 3390 200498 SH SOLE 0 200498 0 0 * APIGEE CORP COM STOCK 03765N108 495 28500 SH SOLE 0 28500 0 0 * BAIDU INC SPON ADR REP A STOCK 056752108 39 219 SH SOLE 0 219 0 0 * BARCLAYS BK PLC IPATH S&P500 VIX STOCK 06740Q252 2623 77011 SH SOLE 0 77011 0 0 * BLACKSTONE GROUP L P COM UNIT LTD STOCK 09253U108 612 24000 SH SOLE 0 24000 0 0 * CARMIKE CINEMAS INC COM STOCK 143436400 912 27919 SH SOLE 0 27919 0 0 * CARNIVAL PLC ADR STOCK 14365C103 214 4377 SH SOLE 0 4377 0 0 * CVENT INC COM STOCK 23247G109 1149 36235 SH SOLE 0 36235 0 0 * DELL TECHNOLOGIES INC COM CL V STOCK 24703L103 2558 53516 SH SOLE 0 53516 0 0 * DISCOVERY COMMUNICATNS NEW COM SER C STOCK 25470F302 31 1209 SH SOLE 0 1209 0 0 * FACEBOOK INC CL A STOCK 30303M102 20 160 SH SOLE 0 160 0 0 * FIDELITY & GTY LIFE COM STOCK 315785105 228 9841 SH SOLE 0 9841 0 0 * HERBALIFE LTD COM USD SHS STOCK G4412G101 541 8732 SH SOLE 0 8732 0 0 * INGRAM MICRO INC CL A STOCK 457153104 534 15000 SH SOLE 0 15000 0 0 * ISHARES TR IBOXX HI YD ETF STOCK 464288513 1426 16349 SH SOLE 0 16349 0 0 * ISHARES TR NASDQ BIOTEC ETF STOCK 464287556 245 849 SH SOLE 0 849 0 0 * ISHARES TR TIPS BD ETF STOCK 464287176 116 1000 SH SOLE 0 1000 0 0 * ISHARES TR U.S. TECH ETF STOCK 464287721 131 1101 SH SOLE 0 1101 0 0 * JOY GLOBAL INC COM STOCK 481165108 297 10731 SH SOLE 0 10731 0 0 * KLA-TENCOR CORP COM STOCK 482480100 2072 29725 SH SOLE 0 29725 0 0 * LEXMARK INTL INC CL A STOCK 529771107 1011 25308 SH SOLE 0 25308 0 0 * LIBERTY BROADBAND CORP COM SER A STOCK 530307107 1528 21781 SH SOLE 0 21781 0 0 * LIBERTY INTERACTIVE CORP LBT VENT COM A STOCK 53071M880 761 19100 SH SOLE 0 19100 0 0 * LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP STOCK 531229706 25 1458 SH SOLE 0 1458 0 0 * LIBERTY MEDIA CORP DELAWARE COM A MEDIA GRP STOCK 531229870 104 3646 SH SOLE 0 3646 0 0 * LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM STOCK 531229409 495 14585 SH SOLE 0 14585 0 0 * LIBERTY TRIPADVISOR HLDGS IN COM SER A STOCK 531465102 192 8811 SH SOLE 0 8811 0 0 * LINKEDIN CORP COM CL A STOCK 53578A108 5733 30000 SH SOLE 0 30000 0 0 * MONSANTO CO NEW COM STOCK 61166W101 766 7500 SH SOLE 0 7500 0 0 * NEWS CORP NEW CL A STOCK 65249B109 130 9327 SH SOLE 0 9327 0 0 * RACKSPACE HOSTING INC COM STOCK 750086100 950 30000 SH SOLE 0 30000 0 0 * RITE AID CORP COM STOCK 767754104 1115 145000 SH SOLE 0 145000 0 0 * SELECT SECTOR SPDR TR RL EST SEL SEC STOCK 81369Y860 2922 89192 SH SOLE 0 89192 0 0 * SELECT SECTOR SPDR TR SBI INT-ENERGY STOCK 81369Y506 27043 383000 SH SOLE 0 383000 0 0 * SELECT SECTOR SPDR TR SBI INT-FINL STOCK 81369Y605 12371 641000 SH SOLE 0 641000 0 0 * SELECT SECTOR SPDR TR SBI INT-INDS STOCK 81369Y704 13485 231000 SH SOLE 0 231000 0 0 * SPDR GOLD TRUST GOLD SHS STOCK 78463V107 3078 24500 SH SOLE 0 24500 0 0 * ST JUDE MED INC COM STOCK 790849103 4177 52382 SH SOLE 0 52382 0 0 * STARZ COM SER A STOCK 85571Q102 18 594 SH SOLE 0 594 0 0 * SYNGENTA AG SPONSORED ADR STOCK 87160A100 360 4114 SH SOLE 0 4114 0 0 * TWENTY FIRST CENTY FOX INC CL A STOCK 90130A101 739 30533 SH SOLE 0 30533 0 0 * UNDER ARMOUR INC CL C STOCK 904311206 507 15000 SH SOLE 0 15000 0 0 * UNILEVER N V N Y SHS NEW STOCK 904784709 375 8152 SH SOLE 0 8152 0 0 * UNITED STATES NATL GAS FUND UNIT PAR $0.001 STOCK 912318201 6544 782800 SH SOLE 0 782800 0 0 * UNITED STATES OIL FUND LP UNITS STOCK 91232N108 14570 1333062 SH SOLE 0 1333062 0 0 * VANECK VECTORS ETF TR GOLD MINERS ETF STOCK 92189F106 7717 292000 SH SOLE 0 292000 0 0 * VIRGIN AMER INC COM VTG STOCK 92765X208 481 9000 SH SOLE 0 9000 0 0 * WHITEWAVE FOODS CO COM STOCK 966244105 1687 31000 SH SOLE 0 31000 0 0 ABERDEEN CHILE FD INC COM STOCK 00301W105 53 8550 SH SOLE 0 8550 0 0 AMERICAN TOWER CORP NEW DEP PFD CONV SE STOCK 03027X407 6573 60000 SH SOLE 0 60000 0 0 ANTHEM INC UNIT 05/01/20188 STOCK 036752202 7030 162000 SH SOLE 0 162000 0 0 BLACK HILLS CORP UNIT 99/99/9999 STOCK 092113125 8340 121600 SH SOLE 0 121600 0 0 BLACKROCK DEBT STRAT FD INC COM STOCK 09255R103 731 200500 SH SOLE 0 200500 0 0 CHINA CORD BLOOD CORP SHS STOCK G21107100 24 4790 SH SOLE 0 4790 0 0 DOMINION RES INC VA NEW UNIT 08/15/2019 STOCK 25746U836 14351 285000 SH SOLE 0 285000 0 0 DYNEGY INC NEW DEL UNIT 07/01/20191 STOCK 26817R405 7823 95000 SH SOLE 0 95000 0 0 GDL FUND COM SH BEN IT STOCK 361570104 276 27740 SH SOLE 0 27740 0 0 NEUBERGER BERMAN RE ES SEC F COM STOCK 64190A103 278 48878 SH SOLE 0 48878 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT STOCK 67074P104 2780 306848 SH SOLE 0 306848 0 0 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT STOCK 670731108 2103 159147 SH SOLE 0 159147 0 0 PROOFPOINT INC NOTE 1.250%12/1 STOCK 743424AB9 14494 7500000 SH SOLE 0 7500000 0 0 TAIWAN FD INC COM STOCK 874036106 36 2099 SH SOLE 0 2099 0 0 * JPMORGAN CHASE & CO ALERIAN ML ETN STOCK 46625H365 56 1800 SH SOLE 0 1800 0 0 AMERICAN TOWER CORP NEW PFD CONV SER A STOCK 03027X308 3326 30000 SH SOLE 0 30000 0 0 DOMINION RES INC VA NEW UNIT 99/99/9999 STOCK 25746U869 7464 150000 SH SOLE 0 150000 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A STOCK 35906A207 10457 125000 SH SOLE 0 125000 0 0 RAYONIER ADVANCED MATLS INC PFD CV SER A STOCK 75508B203 8312 80000 SH SOLE 0 80000 0 0 STERICYCLE INC DEP PFD A 1/10 STOCK 858912207 6569 100000 SH SOLE 0 100000 0 0 * BARCLAYS BK PLC IPATH S&P500 VIX OPTION 06740Q252 525 9303 SH Call SOLE 0 9303 0 0 * BARCLAYS BK PLC IPATH S&P500 VIX OPTION 06740Q252 2530 18268 SH Put SOLE 0 18268 0 0 * DIREXION SHS ETF TR DAILY GOLD MINER OPTION 25490K570 100 5000 SH Put SOLE 0 5000 0 0 * GILEAD SCIENCES INC COM OPTION 375558103 240 1500 SH Call SOLE 0 1500 0 0 * SELECT SECTOR SPDR TR SBI INT-ENERGY OPTION 81369Y506 2158 10000 SH Put SOLE 0 10000 0 0 * SELECT SECTOR SPDR TR SBI INT-FINL OPTION 81369Y605 1761 31500 SH Put SOLE 0 31500 0 0 * SELECT SECTOR SPDR TR SBI INT-INDS OPTION 81369Y704 1516 12500 SH Put SOLE 0 12500 0 0 * VANECK VECTORS ETF TR GOLD MINERS ETF OPTION 92189F106 21 891 SH Call SOLE 0 891 0 0 * VANGUARD INDEX FDS REIT ETF OPTION 922908553 80 1000 SH Call SOLE 0 1000 0 0